Central Electricity Authority… Bare Act

The source publishes this enactment as a single document rather than provision by provision, so the whole text is below and there are no per-section pages for it. Nothing has been shortened.

Type	Regulations
Year	2003
Jurisdiction	Central
Ministry	Ministry of Power
Status	In force as published by the source
Text	Published as one document, as the source published it
Subjects	environment

101 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] CENTRAL ELECTRICITY AUTHORITY NOTIFICATION New Delhi, the10th April, 2007 F.No. CEA/PLG/LF/9/40/07. --Whereas the draft of the Central Electricity Authority (Furnishing of Statistics, Returns and Information) Regulations, 2006 were published, as required by Sub-section (3) of Section 177 of the Electricity Act, 2003 (36 of 2003), read with rule 3 of the Electricity (Procedure for Previous Publication) Rules, 2005; Now, therefore, in exercise of the powers conferred by Section177, read with Section 74 and clause (i) of Section 73 of the Electricity Act, 2003, the Central Electricity Authority hereby Makes the following regulations, namely:- _____________________________________________________________ CENTRAL ELECTRICITY AUTHORITY (FURNISHING OF STATISTICS, RETURNS AND INFORMATION) REGULATIONS, 2007.

1. Short title and commencement - (1) These regulations may be called the Central Electricity Authority (Furnishing of Statistics, Returns and Information) Regulations, 2007.

(2) These regulations shall come into force on the date of their publication in the official Gazette.

2. Definitions - unless the context otherwise requires, in these regulations,-

(1) “Act” means the Electricity Act, 2003 (36 of 2003);

(2) “Voltage” means the difference of electric potential measured in volts, between any two conductors or between any part of either conductor and the earth as measured by a suitable voltmeter and is said to be –

(a) “high voltage” where the voltage exceeds 650 volts but does not exceed 33000 volts under normal condition; and 102 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4]

(b) “extra high voltage” where the voltage exceeds 33000 volts under normal condition;

(3) All other words and expressions used and not defined in these regulations but defined in the Act shall have the meanings respectively assigned to them in the Act.

3. Applicability of the regulations - These regulations shall be applicable to all the licensees, generating companies, person(s) generating electricity for its or his own use and person(s) engaged in generation, transmission, distribution, trading and utilization of electricity.

4. Sources of statistics, returns and information - All licensees, generating companies and person(s) mentioned below, but not limited to, shall furnish to the Authority such statistics, returns or other information relating to generation, transmission, distribution, trading and utilization of electricity at such times and in such form and manner as specified under these regulations-

(1) Licensees

(i) Transmission Licensees;

(ii) Distribution Licensees;

(iii) Trading Licensees;

(iv) Central Transmission Utility;

(v) State Transmission Utilities;

(vi) Appropriate Governments who are responsible for transmitting, distributing or trading of electricity;

(vii) Damodar Valley Corporation established under sub-section (1) of section 3 of the Damodar Valley Corporation Act, 1948 (14 of 1948);

(viii) Any person engaged in the business of transmission or supply of electricity under the provisions of the repealed laws or any act specified in the Schedule;

(ix) Any person who intends to generate and distribute electricity in a rural area as notified by the State Government;

(x) State Electricity Boards;

(xi) Local authorities including Cantonment Boards;

(xii) Deemed licensees and entities exempted from licence.

(xiii) Bhakra Beas Management Board.

(2) Generating companies

(i) Generating companies established by appropriate Governments;

(ii) Independent Power Producers; 103 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4]

(iii) Appropriate Governments responsible for generating electricity;

(iv) Bhakra Beas Management Board;

(v) Any person engaged in the business of generating electricity under the provisions of the repealed laws or any act specified in the Schedule;

(vi) Damodar Valley Corporation.

(3) Person(s) generating electricity for own use:

(i) All captive power producers;

(ii) Any other person including Co-operative Society, Association of persons, body of individuals, etc. engaged in generating electricity for its or his own use.

(4) Other entities

(i) National Load Despatch Centre;

(ii) Regional Load Despatch Centre(s);

(iii) State Load Despatch Centre(s);

(iv) Regional Power Committee(s);

(v) High voltage or extra high voltage consumers of electricity.

5. Formats for furnishing of statistics, returns or information - The entities shall furnish the statistics, returns and information as per the formats annexed to these regulations and the list of format is as per Annexure-I titled “List of formats, frequency (ies) and target date(s)”. These formats can also be obtained from the website of the Central Electricity Authority. The formats may be sent by mail or media, to the source (s) of the statistics, returns or information, as and when required.

6. Time schedule for furnishing of statistics, returns or information -The time schedule or targets for furnishing of statistics, returns or information shall be as specified by the Authority on its prescribed formats. A consolidated list of time Schedule format-wise is given at Annexure-I titled “List of formats, frequency (ies) and target date (s)”.

7. Frequency of submission of statistics, returns or information - The frequency of submission i.e. daily, weekly, monthly, quarterly or annually shall be as specified by the Authority in its prescribed formats. A consolidated list of frequency of submission format-wise is given in Annexure-I titled “List of formats, frequency (ies) and target date(s)”.

8. Manner of furnishing the statistics, returns or information – (1) The statistics, returns or information in the prescribed formats shall be furnished to the Authority preferably electronically or by post or courier or fax. 104 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4]

(2) The entities shall supply complete and correct statistics, returns and information to the Authority.

(3) Any provisional data supplied by the entities shall be finalized and furnished within the period communicated by the Authority.

9. Addition and deletion in formats, time schedule, periodicity or furnishing method - (1) The Authority may revise format(s), time schedule(s), frequency (ies) or manner of furnishing the data or may add or delete format(s) as and when necessary to carry out its functions under clause (i) of section 73 of the Electricity Act, 2003.

(2) The Authority shall, before making change(s) in the format(s), time schedule(s), frequency (ies), data furnishing manner or addition or deletion of format(s) prescribed by the Authority under regulation 5 shall place a draft of changes in format(s) in the website of the Central Electricity Authority for the information of persons likely to be affected thereby. A notice in this regard inviting objections or suggestions shall be published in the widely circulated daily news papers specifying the date of expiry of the notice period which shall not be less than thirty days, on or after which the proposed changes will be taken into consideration by the Authority. The Authority shall consider the objections or suggestions received on or before the date so specified, from any person in respect of the proposed addition or deletion or changes in the format (s). After revision (s) / change (s) and completion of above procedure, the format (s) shall be notified by the Authority.

10. Right of access to records or documents - The Authority or any person authorized by it in writing on its behalf shall, for the purposes of the collection of any statistics under these regulations, have access to any relevant record or document in the possession of any person required to furnish any information or return under these regulations and may enter at any reasonable time any premises where he believes such record or documents to be available and may inspect or take copies of relevant records or documents or ask any question necessary for obtaining any information required to be furnished under these regulations.

11. Restriction on publication of information and returns - (1) No information, no individual return and no part thereof with respect to any particular industrial or commercial concern, given for the purposes of these regulations 105 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] shall, without the previous consent in writing of the owner for the time being of the industrial or commercial concern in relation to which the information revealing the commercial and technical confidentiality, be published in such manner as would enable any particulars to be identified as referring to a particular concern.

(2) Except for the purposes of these regulations, no person who is not engaged in the collection of statistics under these regulations shall be permitted to see any information or individual return referred to in sub-section (1).

12. Non-compliance and penalty – (1) If any person, -

(a) required to furnish any information or return-

(i) Willfully refuses or without lawful excuse neglects to furnish such information or return as may be required under these regulations; or

(ii) Willfully furnishes or causes to be furnished any information or return which he knows to be false; or

(iii) refuses to answer or willfully gives a false answer to any question necessary for obtaining any information required to be furnished under these regulations; OR

(b) impedes the right of access to relevant records or documents or the right of entry conferred by these regulations, shall attract the relevant provisions under section 142 and 146 of the Act.

(2) No proceeding for an offence under these regulations shall be initiated except by or with the approval of the Authority. B.K. MISHRA, Secy. [ADVT 111/1V/186 B/2007/Exty.] ANNEXURE-I Title of Format Frequency of data furnishing Format No. Target Date (By) Generation of Electricity Annual 1 30-Jun Transmission of Electricity Annual 2 30-Jun Distribution of Electricity Annual 3 30-Jun Trading of Electricity Annual 4 30-Jun Details of actual sale and purchase of Gross Electrical Energy Annual 5 30-Jun Installed Electricity Generating Capacity Annual 6 30-Jun Details of electricity generating capacity added Annual 7 30-Jun Details of electricity generating sets retired from service Annual 8 30-Jun Details of derations of electricity generating sets Annual 9 30-Jun Details of fuel consumption Annual 10 30-Jun Details of step-up transformers in service at the power stations and various sub-stations as on

31.03.20.. Annual 11 30-Jun Details of step-down transformers in service as on

31.03.20.. Annual 12 30-Jun Details of distribution transformers in service as on

31.03.20.. Annual 13 30-Jun Details of transmission and distribution lines as on

31.03.20.. Annual 14 30-Jun Details of electricity consumers, connected load and consumption Annual 15 30-Jun Details of manpower Annual 16 30-Jun Training Facilities/Training Capacity in the Power Sector (Man-days of year) Annual 17 30-Jun Details of theft of electricity Annual 18 30-Jun Statistics on electrical accidents Annual 19 30-Jun Reasons for electrical accidents Annual 20 30-Jun LIST OF FORMATS, FREQUENCY (IES) AND TARGET DATE (S) 106 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Title of Format Frequency of data furnishing Format No. Target Date (By ) Annual data of HV/EHV industry having electricity demand of 1 MW or above Annual 21 30-Jun Daily Operational Data of Thermal Power Stations and Nuclear Power Stations Daily 22 1030 hrs Daily Operational Data of Hydro Power Stations Daily 23 1030 hrs Monthly Operational Data of Thermal Power Stations and Nuclear Power Stations Monthly 24 7th day Monthly Operational Data of Hydro Power Stations Monthly 25 7th day Data for fixation of annual targets of electricity generation for year 20--- 20--- Annual 26 30-Nov Regional Power Supply Position (Daily Operation Report) Daily 27 0900 hrs Provisional Power Supply Position Monthly 28 5th day Revised Power Supply Position Monthly 29 18th day Daily data regarding loss of generation on account of shortage of coal, gas and unrequisitioned liquid fired capacity Daily 30 0900 hrs Monthly Data regarding Loss of Generation on account of shortage of coal, gas, unrequisitioned liquid fired capacity & backing down due to system constraints Monthly 31 10th day Data for load generation balance report (LGBR) Annual 32 End February Unscheduled Interchange (UI) Status Monthly 33 10th day Details of Power Traded by the Trading Company Monthly 34 10th day Progress of capacitor installation programme Monthly 35 20th day Daily Coal Report Daily 36 1500hrs. Coal Report Monthly 37 15th day Generation Loss due to fuel shortage Monthly 38 7th day Report of Monthly Average Ash percentage Monthly 39 7th day 106 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Report of Quarterly/Annual Average Ash Percentage (by weight) in coal received Quarterly 40 30th day after the end of quarter Title of Format Frequency of data furnishing Format No. Target Date (By ) Proposed Coal Allocation for Short Term Linkages for Thermal Power Stations Quarterly 41 40 days before the commencement of the quarter Monthly Fuel Supply Data of Gas Based Thermal Power Stations Monthly 42 15th day Monthly Fuel Supply Data of Liquid Fuel Based Thermal Power Stations Monthly 43 15th day Monthly Fuel Supply Data of DG Power Stations Monthly 44 15th day Fuel-Oil Data Monthly 45 15th day Status of Progress of Villages Electrification and Irrigation Pump sets Energisation Monthly 46 3rd day District wise status of progress of village electrification and energisation of Pump sets Monthly 47 3rd day District wise Monthly Progress of Inhabited Village Electrification Monthly 48 3rd day District-Wise Monthly Progress of Energisation of Irrigation Pump sets Monthly 49 3rd day Villages electrified in various population groups and the population covered as on…….. Monthly 50 3rd day Metering Status for the Month---------year--------- Monthly 51 3rd day Details of Failure of Distribution & Power Transformers in the Month---,Year 20-------- Monthly 52 3rd day Reliability Index at Customer Level for the Month----- ,year------ Monthly 53 3rd day Reliability Indices(11KV Feeders) for the Month---- ,Year----- Monthly 54 3rd day Financial Turn Around of Power Distribution for the Financial Year--- Annual 55 30th April Aggregate Technical & Commercial (A T & C) Losses for the Financial Year------------ Annual 56 30th April Fuel Data of Fossil Fuel Based Thermal Power Stations for the month--------20---- Monthly 57 20th day Heat Rate Data of Coal/Lignite Based Thermal Power Stations for Month-----Year Monthly 58 20th day 107 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Heat Rate Data of Combined Cycle Gas Turbine Power Stations for Month-------- 20---------- Monthly 59 20th day Monthly Environmental Data of Thermal Power Plants Monthly 60 20th day Title of Format Frequency of data Format No. Target Date (By ) Monthly Peak Hours Generation Data by Coal/Lignite Based or Combined Cycle Gas Turbine (CCGT) Power Stations Monthly 61 7th day Generating Company Data for Financial Study Annually 62 30th June Transmission Company Data for Financial Study Annually 63 30th June Power Distribution Company Data for Financial Study Annually 64 30th June Monthly Abstract of Ash Generation and Utilisation Monthly 65 20th day. 108 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Title of Format Format No. Genco Transco Discom Traders SEBs / Licensees/Elecy. Deptts. RLDCs SLDCs RPCs CPPs/ Industries Generation of Electricity 1 Y Y Transmission of Electricity 2 Y Y Distribution of Electricity 3 Y Y Trading of Electricity 4 Y Details of actual sale and purchase of Gross Electrical Energy 5 Y Y Y Y Installed Electricity Generating Capacity 6 Y Y Details of electricity generating capacity added 7 Y Y Details of electricity generating sets retired from service 8 Y Y Details of derations of electricity generating sets 9 Y Y Details of fuel consumption 10 Y Y Details of step-up transformers in service at the power stations and various sub-stations as on

31.03.20.. 11 Y Y Y Y Details of step-down transformers in service as on 31.03.20.. 12 Y Y Y Y Details of distribution transformers in service as on 31.03.20.. 13 Y Y Y Details of transmission and distribution lines as on 31.03.20.. 14 Y Y Y Y Details of electricity consumers, connected load and consumption 15 Y Y Details of manpower 16 Y Y Y Y Training Facilities/Training Capacity in the Power Sector (Man-days of year) 17 Y Y Y Y Details of theft of electricity 18 Y Y Statistics on electrical accidents 19 Y Y Y Y Y Y Reasons for electrical accidents 20 Y Y Y Y Y Y Annual data of HV/EHV industry having electricity demand of 1 MW or above 21 Y Daily Operational Data of Thermal Power Stations and Nuclear Power Stations 22 Y Y Y Y 110 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Statement of Specific Applicability of formats Annexure-II Title of Format Format No. Genco Transco Discom Traders SEBs / Licensees/Elecy. Deptts. RLDCs SLDCs RPCs CPPs/ Industries Daily Operational Data of Hydro Power Stations 23 Y Y Y Y Monthly Operational Data of Thermal Power Stations and Nuclear Power Stations 24 Y Y Y Y Monthly Operational Data of Hydro Power Stations 25 Y Y Y Y Data for fixation of annual targets of electricity generation for year 20---20….. 26 Y Y Y Regional Power Supply Position (Daily Operation Report) 27 Y Provisional Power Supply Position 28 Y Y Revised Power Supply Position 29 Y Y Daily data regarding loss of generation on account of shortage of coal, gas and unrequisitioned liquid fired capacity 30 Y Y Y Y Monthly Data regarding Loss of Generation on account of Shortage of Coal, Gas, Unrequisitoned Liquid Fired Capacity & Backing Down due to System Constraints 31 Y Y Data for load generation balance report (LGBR) 32 Y Y Y Unscheduled Interchange (UI) Status 33 Y Y Details of Power Traded by the Trading Company 34 Y Progress of capacitor installation programme 35 Y Daily Coal Report 36 Y Y Coal Report 37 Y Y Generation Loss due to fuel shortage 38 Y Y Report of Monthly Average Ash percentage 39 Y Y Report of Quarterly/Annual Average Ash Percentage (by weight) in coal received 40 Y Y Proposed Coal Allocation for Short Term Linkages for Thermal Power Stations 41 Y Y 111 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Title of Format Format No. Genco Transco Discom Traders Licensees/Elecy. Deptts. RLDCs SLDCs RPCs CPPs/ Industries Monthly Fuel Supply Data of Gas Based Thermal Power Stations 42 Y Y Monthly Fuel Supply Data of Liquid Fuel Based Thermal Power Stations 43 Y Y Monthly Fuel Supply Data of DG Power Stations 44 Y Y Fuel-Oil Data 45 Y Y Status of Progress of Villages Electrification and Irrigation Pump sets Energisation 46 Y Y District wise status of progress of village electrification and energisation of Pump sets 47 Y Y District wise Monthly Progress of Inhabited Village Electrification 48 Y Y Y District-Wise Monthly Progress of Energisation of Irrigation Pump sets 49 Y Y Villages electrified in various population groups and the population covered as on…….. 50 Y Y Metering Status for the Month---------year--------- 51 Y Y Details of Failure of Distribution & Power Transformers in the Month---,Year 20-------- 52 Y Y Reliability Index at Customer Level for the Month-- ---,year------ 53 Y Y Reliability Indices(11KV Feeders) for the Month---- ,Year----- 54 Y Y Financial Turn Around of Power Distribution for the Financial Year--- 55 Y Y Aggregate Technical & Commercial (A T & C) Losses for the Financial Year------------ 56 Y Y Fuel Data of Fossil Fuel Based Thermal Power Stations for the month--------20…. 57 Y Y Heat Rate Data of Coal/Lignite Based Thermal Power Stations for Month-----Year….. 58 Y Y Heat Rate Data of Combined Cycle Gas Turbine Power Stations for Month----------20---------- 59 Y Y Monthly Environmental Data of Thermal Power Plants 60 Y Y 112 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Title of Format Format No. Genco Transco Discom Traders SEBs / Licensees/Elecy. Deptts. RLDCs SLDCs RPCs CPPs/ Industries Monthly Peak Hours Generation Data by Coal/Lignite Based or Combined Cycle Gas Turbine (CCGT) Power Stations 61 Y Y Generating Company Data for Financial Study 62 Y Y Transmission Company Data for Financial Study 63 Y Y Power Distribution Company Data for Financial Study 64 Y Y Monthly Abstract of Ash Generation and Utilisation 65 Y Y Y= Yes Applicable Note: If certain items of a format are not applicable to an Entity, then 'Not Applicable' may be marked at appropriate places. 113 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-1 Sl. No. Name of Power Station Nos. of Units Unit Size in MW Stn. Capacity in MW (A) Owned by the Utility 1 Station-1 2 Station-2 3 Station-3 4 Station-4 (B) Jointly Owned by the Utility (in respect of its share) 1 Station-1 2 Station-2 Electricity Consumption in Unit & Stn. Auxiliaries in MkWh Type of Primemover* 114 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] PERIODICITY-ANNUAL *Hydro turbine, Steam turbine (Coal), Steam turbine (Lignite), Steam turbine (Multifuel), Gas turbine, Diesel engine, Wind turbine, etc. Submission by 30th June GENERATION OF ELECTRICITY DATA OF YEAR 20……20…. NAME AND ADDRESS OF UTILITY: Installed Capacity of Power Station as at year end Gross Electricity Generation in MkWh 115 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-2 PERIODICITY- ANNUAL DATA OF YEAR: 20…20…. SUBMISSION-BY 30th JUNE TRANSMISSION OF ELECTRICITY Figs. in MkWh Name & Address of State Transmission Utility/SEB/ED:

1. Electrical Energy imported from :

(a) Within the State/UT/System –

(i) State/Pvt/Jt. Power Stations

(ii) Captive Power Plants ( CPPs)

(b) Central Generating Stations (Station-wise)

(i) Utilities – State/Pvt.(Name-wise) – Jt.(Name-wise)

(d) Outside the country

2. Total Electrical Energy Imported (1a+1b+1c+1d)

3. Electrical Energy exported to :

(a) Licensees within the State/UT/System: (furnish break-up licensee wise)

(b) Other State Electricity Boards/Electricity Departments (Outside the State/System but within the country)-give breakup entity wise `

(d) Any other entity within the State/UT/System- give break-up entity wise

4. Total electrical energy exported (3a+3b+3c+3d) 116 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-3 PERIODICITY- ANNUAL DATA OF YEAR : 20…20… SUBMISSION-BY 30TH JUNE DISTRIBUTION OF ELECTRICITY Figs. in MkWh Name & Address of the DISCOM/SEB/ED/Licensee :

1. Electrical Energy imported from :

(a) Within the State/UT/System

(b) Captive power plants( from within or outside the State/UT/System)

(d) Outside the State/UT/System(from within the country)

(e) Outside the country

2. Total Electrical Energy Imported (1a+1b+1c+1d+1e)

3. Electrical Energy sold to :

(a) Directly to consumers within the State/UT/System(Area of operation)

(b) Licensees within the State/UT/system- furnish break-up licensee wise

4. Total electrical energy sold (3a+3b+3c) 117 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-4 PERIODICITY- ANNUAL DATA OF YEAR 20…. 20…. SUBMISSION-BY 30TH JUNE TRADING OF ELECTRICITY Figs. in MkWh Name & Address of the TRADING COMPANY Category of Licence:

1. Electrical Energy purchased from :

(a) State/Private./Joint Utility Power Stations (Station name-wise)

(b) Captive power plants (Name-wise)

(d) Outside the country (Name-wise)

2. Total electrical energy purchased (1a+1b+1c+1d)

3. Electrical Energy sold to :

(a) Licensees (Licensee name-wise)

(b) Outside the country (Name-wise)

4. Total electrical energy sold (3a+3b+3c+) Note: Please furnish break-up of each of above for round the clock, off peak, peak and as & when required trading. 118 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-5 Periodicity-Annual Data of year 20-- 20--- Submission by -30thJune DETAILS OF ACTUAL SALE AND PURCHASE OF GROSS ELECTRICAL ENERGY Figures in MkWh Name of Utility/Licensee: Name of Utility/Non- SALES PURCHASES REMARKS, IF ANY Utility/Entity (To whom (MkWh) (MkWh) Sold /from whom purchased) Note :- (i) Gross energy sale/purchase may be indicated utility/non-utility name-wise clearly & separately in this table.

(ii) Purchase of energy from captive power plant if any, may also be indicated.

(iii) Details of energy sold to licensees may be indicated Licensee-name wise.

(iv) Wheeling of energy should not be included in the above data.

(v) Energy imported/exported from /to Central Generating Stations may be given separately for each Power House. 119 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-6 Periodicity-Annual Data of year 20--- 20--- Submission by—30th June INSTALLED ELECTRICITY GENERATING CAPACITY Figs. in MW Name and address of the Utility: Sl. No. Type of AS AT THE BEGINNING New Change in Capacity Prime mover OF THE YEAR Capacity capacity Retired AT THE END OF THE YEAR (Fuel base) Installed Re-rated added during the during the Installed Re-rated Remarks Capacity Capacity (I.C) year due to year Capacity Capacity if any Re-ration*

1. Hydro Turbine

2. Steam Turbine Coal - Lignite – Gas/ Multifuel

3. Diesel Engine

4. Gas Turbine

5. Nuclear

6. Wind Turbine

7. Solar

8. Others, if any ___________________________________________________________________________________________________________________________ I.C = Installed Capacity * Use (+) if due to up ration or (-) if due to deration. 120 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-7 Periodicity-Annual Data of year 20---- 20--- Submission by -30th June DETAILS OF ELECTRICITY GENERATING CAPACITY ADDED Name and address of the GENCO/Utility: Sl. Name of Power Unit size Type of MAKE_________ Date of No. House in MW Prime mover Boiler Turbine Generator Commissioning (Fuel base) ______________________ _________________________________________________________________________________________________________ Note: - The details of each unit are to be furnished in this format. Indicate primary fuel within brackets along with type of prime-mover. 121 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-8 Periodicity-Annual Data of year 20--- 20--- Submission by- 30th June DETAILS OF ELECTRICITY GENERATING SETS RETIRED FROM SERVICE Name and address of the GENCO/Utility: Sl. Name of the Unit size Type of Date of Date of Reason(s) for No. Power House in MW Prime mover Commissioning Retirement Retirement 122 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-9 Periodicity-Annual Data of year 20--- 20--- Submission by 30th June DETAILS OF DERATIONS OF ELECTRICITY GENERATING SETS Name and address of the GENCO/Utility : Sl. . Name of the Unit No. Date Type of Rated Derated Date Reason(s) No. Power House of Prime mover Capacity (I.C) capacity of for Commissioning (MW) (MW) Deration Deration ______________________________________________________________________________________________________________________ I.C. = Installed Capacity 123 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-10 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF FUEL CONSUMPTION Name of the GENCO/Utility: Sl. . Name of Fuel F U E L C O N S U M E D Kilo calories Overall No. Power House Name Qty. used Average Calorific value in per unit Thermal mt /kl / kilo calories per kg./litre generated Efficiency MMSCM _____________________________________________________________________________________________________________________ Note :- - Fuel consumption details regarding Gas/Diesel stations are to be shown separately. - Give details of all primary & secondary fuels consumed during the year. - mt = Metric Tonne - kl = Kilo Litre - MMSCM = Million Metric Standard Cubic Metre 124 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-11 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF STEP-UP TRANSFORMERS IN SERVICE AT THE POWER STATIONS AND VARIOUS SUB-STATIONS AS ON 31-03-20.. Name of the Utility/Entity : Sl. . Name of Voltage Voltage Different No(s). in Aggregate No. Power House No. of Class* in use Ratio in use Capacity in use each capacity capacity or Transformers (kVA) size (kVA) Sub-station TOTAL * State if voltage class is 400 kV,220kV,132kV,110kV,78kV,66kV,33kV,22kV,13.2kV,11kV,6.6kV,4.4kV,3.3kV and other voltage if any.

Note: - Power House/Sub-stations to be designated by the highest voltage that exists in the station. Please ensure that only details of step-up transformers are indicated in this proforma. Please indicate aggregate capacity along with total no. of transformers. 125 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-12 Periodicity-Annual Data of year 20--- 20--- Submission by 30th June DETAILS OF STEP-DOWN TRANSFORMERS * IN SERVICE AS ON 31-03-20….. Name of the Undertaking Sl. . Voltage S T E P D O W N T R A N S F O R M E R S Aggregate No. Class Total No. of Different Different Capacities No. in each Total No. of Transformers capacity Sub-stations Voltage - in use (kVA) capacity-size (kVA) ratio in use

1. 400 kV

2. 220 kV

3. 132/110 kV

4. 78/66 kV

5. 44/33 kV

6. 22 kV

7. 13.2 kV

8. 11 kV

9. 6.6 kV

10. 4.4 kV

11. 3.3 kV

12. Any other (specify) ______________________________________________________________________________________________________________________ TOTAL (*) Secondary voltage above 500 volts. 126 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-13 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF DISTRIBUTION TRANSFORMERS * IN SERVICE AS ON 31-03-20.. Name of the Utility/Non-Utility/Entity: Sl. . Voltage Class Voltage Ratio Total No. Different capacities No. in each Aggregate No. of transformers in use (kVA) capacity size capacity (kVA) _____________________________________________________________________________________________________________________ Total : * Secondary voltage below 500 Volts. 127 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-14 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF TRANSMISSION AND DISTRIBUTION LINES AS ON 31-03-20--- Name and address of the Utility/Non-Utility/Entity: Sl. No Nominal Voltage Length of line in km at the beginning of the year Length of line added during the year in km at the beginning Total Length of line in Ckt km at the end of the year Remarks Single Ckt Double Ckt Multi Ckt* Single Ckt Double Ckt Multi Ckt* Single Ckt Double Ckt Multi Ckt*

1. EHV Lines: above 500kV

2. 500 kV DC lines

3. 400 kV

4. 230 kV

5. 220kV

6. 132 kV

7. 110 kV

8. 78 kV

9. 66 kV

10. 33 kV

11. 22 kV

12. 11 kV

13. 6.6 kV

14. 4.4 kV

15. 3.3 kV

16. 2.2 kV

17. 440/230 V, 3 phase, single phase if available 18 * Direct current lines (volts) 19 Any other (specify) . Note: Give break-up for U.G. (Underground) & O.H. (Overhead). Indicate voltage of operation. * Mention no. of Ckts. 128 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-15 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF ELECTRICITY CONSUMERS, CONNECTED LOAD AND CONSUMPTION Name of the Utility Sl. . Consumer N U M B E R O F C O N S U M E R S C O N N E C T E D L O A D (kW)___ Energy Remarks No. Category At the beginning Added during At the end At the beginning Added during At the end Consumption of the year the year of the year of the year the year of the year (kWh) R U R U R U R U R U R U R U

1. Domestic

2. Commercial

3. Industrial a. Low & Medium Voltage b. High Voltage with demand less than 1 MW c. HV/EHV with demand of 1MW & above

4.. Railways

5. Irrigation

6. Public Lighting

7. Public Water works & Sewage disposal

8.. Any other category

9. Pvt. Licensees* (Licensee wise)

10. Entities within State/U.T (Entity wise)

11. Entities outside State/U.T (Entity wise)

12. Total Note :- Energy consumed through unmetered connection should be estimated and indicated clearly. * Dealing in purchase and further sale of energy. Give separate break-up for LT & HT supply for Item 7 to 11. Give break-up for Rural (R) & Urban (U) areas separately 129 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-16 (page 1 of 2) DETAILS OF MANPOWER Periodicity-Annual Data of year 20--- 20--- Name of Utility: Submission by -30th June _______________________ Class of employment (A) Regular (i.e. monthly paid) N U M B E R OF E M P L O Y E E S Training provided Type of Training As on As on No. of Personnel/Tech/Adm/Others Induction/Refresher/

1. Managerial and higher executives 31-03-20.(Yr.Start) 31-03-20.(Yr.end) Management/Others (Rank of Chief Engineer and above)

2. Technical & Scientific Officers

3. Non-technical: Executive, clerical, accounting, revenue collection, meter reading staff & officers, etc.

4. Technical Supervisory staff in

(a) Generation

(b) Transmission

(d) Trading

(e) Others

5. Technicians and Operating Staff in

(a) Generation

(b) Transmission

(d) Trading

(e) Others TOTAL REGULAR (1) to (5) = (A) (B) Non-Regular

(a) Technical : Trainees & Apprentices

(b) Work Charged Staff (Monthly paid basis) i. Skilled ii. Unskilled Total ( b ) = (i)+(ii) (c ) Casual (daily paid basis) i. Skilled ii. Unskilled Total ( c ) = (i)+(ii) (i.e.=c) Sub-Total (a)+(b)+(c) = (B) Grand Total (A)+(B) _________________________________________________________________________________________________________________________________ 130 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-16 (Contd.) Page 2 of 2 General Guidelines for filling form for manpower in the electricity supply industry.

1. Managerial and higher executives: All engineering posts of the rank of Chief Engineer and above is to be included.

2. Technical and scientific officers: All engineering posts above the rank of supervisor/Junior Engineer/ Scientific Officer may be included.

3. Non-Technical : All regular non-technical employees i.e. Executive, clerical, accounting, revenue collection, meter reading staff and officers may be included.

4. Technical supervisory staff : a) Generation: All technical staff of the rank of supervisor/Section officer/Junior engineer/ Assistant Controller engaged at generating stations and those associated with planning of generation may be included. b) & c) Similar staff mentioned above engaged in transmission & distribution system. d) & e) Similar staff mentioned above engaged in trading & other activities.

5. a) Technicians and operation staff : All the technical staff below the rank of supervisor/Junior engineer engaged at generating stations. b) & c)Similar staff mentioned above engaged in Transmission and Distribution system. d) & e)Similar staff mentioned above engaged in other activities. Format-17 Periodicity-Annual Submission by -30th June. Name of Utility/Organisation Data of the Financial year 20--- 20--- Name of Institute Field of Training (Thermal/Hydro/Transmission/ Distribution/ Management) Management Training (Man Days) Refresher Training (Man Days) Total training (Man Days) Total Training Capacity (Man Days) Utilization of Training Capacity =Col. 10/11*100(%) 1 2 3 4 5 6 7 8 9 10 11 12 Engineers Sup./Operators Technicians Executive Non-Executive 131 THE GAZETTE OF INDIA : EXTRAORDINARY Technical Non-Technical Induction Level Training (Man Days) Training Facilities / Training Capacity in the Power Sector (Man-Days of Year) 132 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-18 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June DETAILS OF THEFT OF ELECTRICITY Name and Address of Discom/Licensee/SEB/Electricity Deptt. = i) No. of cases where inspection was carried out: ii) No. of cases where theft of electricity was detected: iii) Estimated quantity of electrical energy considered as theft in above cases for the period: iv) Estimated cost of such energy: v) No. of cases where penalties were imposed: ________________________________________________________________________________________________________________________________ 133 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-19 Periodicity Annual Data of year 20--- 20--- Submission by -30th June ….. S T A T I S T I C S O N E L E C T R I C A L A C C I D E N T S Name of Utility/Non-Utility/Entity: ________ Sl. . INSTALLATIONS H U M A N A N I M A L S No. ------------------------------------------ ------------------------------------ FATAL NON-FATAL FATAL NON-FATAL

1. Installations of suppliers of electricity including SEBs/Licensees/Generating Companies:

(a) Generating Station

(b) Transmission System (Lines, sub-stations, towers, etc.)

2. Installations of industrial consumers:

(a) Owned by Govt./Semi -Govt. bodies/local authorities.

(b) Owned by private companies

3. Installations of consumers other than industrial consumers e.g. domestic/agriculture/commercial consumers, etc.:

(a) Owned by Govt./Semi Govt. bodies/ local authorities.

(b) Owned by private companies.

(c) Persons(s) ___________________________________________________________________________________________________________________________________ TOTAL (excluding suicides) ___________________________________________________________________________________________________________________________________ N.B. :- Indicate the number of human/animal affected. Also show the corresponding number of accidents within brackets. 134 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-20 Periodicity-Annual Data of year 20--- 20--- Submission by -30th June R E A S O N S F O R E L E C T R I C A L A C C I D E N T S Name of Undertaking: ___________________ Sl. R E A S O N S H U M A N A N I M A L S TOTAL No. --------------------------------------- ------------------------------------------- FATAL NON-FATAL FATAL NON-FATAL

(i) SNAPPING OF CONDUCTORS

(ii) ACCIDENTAL CONTACT WITH LIVE ELECTRIC WIRE / EQUIPMENT

(iii) VIOLATION / NEGLECT OF SAFETY MEASURES / LACK OF SUPERVISION

(iv) DEFECTIVE APPLIANCES/ APPARATUS / TOOLS

(v) INADEQUATE / LACK OF MAINTENANCE

(vi) UNAUTHORISED WORK

(vii) ANY OTHER REASONS TOTAL N.B. : Main reasons for accidents mentioned at Sl.No.(vii) are :- (Please specify) 135 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-21, Page 1 of 2 Periodicity-Annual Data of previous year 20--- 20--- Submission by – 30th June ANNUAL DATA OF HV/EHV INDUSTRY HAVING ELECTRICITY DEMAND OF 1 MW OR ABOVE

1. Name of factory, complete postal address, Distt & State, Telephone Nos. Fax No., and E-mail address

2. Whether the industry is located in rural area Yes/No

3. Is the industry a continuous process industry

4. No. of shifts per day and No. of working days per annum

5. Demand in kVA contracted with electricity supplier; and name of electricity supplying entity

6. Connected Load : Sl.No. Particulars Previous Yr. Beginning Additions during previous yr. Additions proposed Year(s) in which additions expected

6.1 Motors in kW

6.2 Lighting in kW

6.3 Furnace in kW/ kVA

6.4 Rectifier in kW

6.5 Any other equipment

6.6 Total in kW

7. Maximum Electricity Demand (Previous Year) Sl.No . Item Max. Demand in kVA Max. Demand in kW

7.1 On the utility system

7.2 On captive generation, if any

7.3 Simultaneous Max. Demand

8. Electricity Consumption (Previous Year) Sl.No. Item Consumption in kWh

8.1 On utility system

8.2 On captive generation, if any

8.3 Total 136 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT- 21, Page 2 of 2

9. Production – Previous Year Sl No Item Product-1 Product-2 And so on

9.1 Name of product(Include all products)

9.2 Name of unit used to measure production quantity

9.3 Installed production capacity (Product wise) at year end

9.4 Consumption Norm of electrical energy (kWh/Unit of Production)

10. Brief details of electric power restrictions/cuts, if any during previous year.

11. Loss of production due to power cuts/restrictions (Indicate product wise quantity).

12. Details of Captive Electricity Generating Plants.

12.1 Type of Prime mover Unit No. Installed Capacity in kW Name of main fuel used Stand by/ Base Load Gross Generation in kWh Auxiliary Consumption

3. Hydro Turbine/ Steam Turbine/Gas Turbine/Diesel Engine/Wind Turbine etc

4. & so on

12.2 Other data : a) Aggregate Installed Electricity Generating Capacity (kVA) of the Plant. b) Power Factor c) Electrical energy purchased (kWh) from other sources (Source-Wise) d) Electrical energy sold (kWh) to other sources (Source–Wise)

13. Energy Conservation: i. Details of steps taken during previous year for conserving electrical energy. ii. Annual savings due to above steps in terms of kWh. Generation data for the date: Name of the organisation: (A) UNIT WISE GENERATION Name Of Station Unit No. Unit Capacity in MW Gross Energy Generated during the day in MkWh Peak load during the day (MW) Station 1 Station 2

(i) Details of Units remained out of bars & Units tripped/ taken out of the bar during the day Name Of Station Unit No. Outage Date & Time Expected date of return Outage Reason(s) Reason(s) of extended outage, if any Remarks

(ii) Details of Units revived during the day Name Of Station Unit No. Outage Date & Time Synchronization Date & Time Outage Duration in Hours Outage Reason(s) Generation Loss MkWh 137 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Data for newly commissioned units ( if any) * Remarks, if any Daily Operational Data of Thermal Power Stations and Nuclear Power Stations ( Generation and Outage data) Submission by 1030 hrs. Periodicity-Daily Format No - 22 Page1 /2 (B) UNIT WISE OUTAGES ( Planned/Forced) Forced outage Planned outage Planned outage Forced outage Name Of Station Unit No. Unit Capacity in MW Energy Loss due to fuel shortage Energy Loss due to low system Demand Energy Loss due to system constraints Energy Loss due to Equipment Problems Remarks, if any Station 1 Station 2 Partial loss in MkWh = (Cr1 x Hr1 +Cr2 xHr2…+ Crn x Hrn) /1000 NOTE: (I) Following categories of capacities of units/stations are monitored: a. Thermal (Steam) units having station capacity of more than 20 MW. b. All gas/diesel units supplying committed power to grid. c. Hydro stations having capacity of 2 MW and above. (II) Wherever actual auxiliary consumption is not being metered, proportionate auxiliary consumption may be furnished. (III) *From the date of synchronisation to the date of commercial operation 138 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Format No - 22 Page2 /2 (C) UNIT WISE PARTIAL ENERGY LOSS DATA (DAY WISE IN MkWh) (D) ADDITIONAL INFORMATION IN BRIEF, IF ANY Where Cr1……………Crn are "the reduction in the output of the operating units in MW due to constraints in Auxiliaries/equipments or any other causes." and Hr1……Hrn are the duration in hours of operation of the units at reduced output during the period considered (day or month). Generation Data for the date: Name of the organisation: (A) UNIT WISE GENERATION Name Of Station Unit No. Unit Capacity in MW Gross Energy Generated during the day in MkWh Peak Load during the day (MW) Station 1 Station 2

(i) Details of Units remained out of bars & Units tripped/ taken out of the bars during the day Name Of Station Unit No. Outage Date & Time Expected date of return Outage Reason

(s) Reason (s) of extended outage, if any Remarks

(ii) Details of Units revived during the day Name Of Station Unit No. Outage Date & Time Synchronization Date & Time Outage Duration in Hours Outage Reason (s) Generation Loss MkWh 139 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] (B) UNIT WISE OUTAGES ( Planned/Forced) Format 23 Page1/2 Data for newly commissioned units ( if any)* Remarks, if any Daily Operational Data of Hydro Power Stations ( Generation, outage and reservoir level data) Periodicity-Daily Submission by- 1030 hrs Forced outage Planned outage Planned outage Forced outage Page 41 of 2 Format 23 Page2/2 Name Of Station Unit No. Unit Capacity in MW Energy Loss due to flood Energy Loss due to weeding Energy Loss due to silt flushing Energy Loss due to high silt content Energy Loss due to reduced inflows Energy Loss due to system constraint Energy Loss due to Equipment Problems Remarks, if any Station 1 Station 2 Gross Storage in MCM Live Storage in MCM Live Storage in MCM Energy Contents in MkWh (E) Additional information in brief, if any NOTE: (I) Following categories of capacities of units/stations are monitored: a. Thermal (Steam) units having station capacity of more than 20 MW. b. All gas/diesel units supplying committed power to grid. c. Hydro stations having capacity of 2 Mw or above. (II) Wherever actual auxiliary consumption is not being metered, proportionate auxiliary consumption may be furnished. (III) *From the date of synchronisation to the date of commercial operation ** data to be furnished in case of new units/stations and any changes in the existing units Signature 140 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] (C) ENERGY LOSS DUE TO REASONS OTHER THAN FORCED OUTAGE AND PLANNED MAINTENANCE (DAY WISE IN MkWh) Present Reservoir level MetresName Of Station/ Reservoir (D) Hydro Reservoir levels: Full Reservoir level (FRL)** Minimum Draw Down level (MDDL)** Metres Metres Page 42 of 2 Data for the Month: Name of the organization: (A) UNIT WISE GENERATION, UNIT AUX . & STATION AUX. POWER CONSUMPTION Name Of Station Unit No. Unit Capacity in MW Gross Energy generated during the Month in MkWh Unit Aux. Consumption in MkWh Station Aux. Consumption in MkWh Unit Peak Load during the month ( MW ) Station Peak Load during the month ( MW ) Station 1 Station 2 (B) UNIT WISE OUTAGES ( Planned/Forced)

(i) Details of Units remained out of bars & Units tripped/ taken out of the bars during the Month Name Of Station Unit No. Tripping Date & Time Expected date of return Outage Reason

(s) Reason (s) of extended outage, if any Remarks

(ii) Details of Units revived during the month Name Of Station Unit No. Tripping Date & Time Synchronization Date & Time Outage Duration in Hours- Minutes Outage Reason

(s) Generation Loss in MkWhs 141 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Data for newly commissioned units ( if any)* Monthly Operational Data of Thermal Power Stations and Nuclear Power Stations ( Generation and Outage data) Periodicity-Monthly Submission by-7th day Format : 24 Page 1/2 Planned outage Forced outage Forced outage Planned outage Page 1 of 2 Name Of Station Unit No. Unit Capacity in MW Reason(s) for partial energy loss Generation loss (MkWh) Remarks, if any Station 1 Station 2 Partial loss in MkWh = (Cr1 x Hr1 +Cr2 xHr2…+ Crn x Hrn) /1000 NOTE: (I) Following categories of capacities of units/stations are monitored: a. Thermal (Steam) units having station capacity of more than 20 MW. b. All gas/diesel units supplying committed power to grid. c. Hydro stations having capacity of 2 MW and above. (II) Wherever actual auxiliary consumption is not being metered, proportionate auxiliary consumption may be furnished. (III) *From the date of synchronisation to the date of commercial operation 142 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Where Cr1……………Crn are "the reduction in the output of the operating units in MW due to constraints in Auxiliaries/equipments or any other causes." and Hr1……Hrn are the duration in hours of operation of the units at reduced output during the period considered (day or month). (D) ADDITIONAL INFORMATION IN BRIEF, IF ANY (C) UNIT WISE PARTIAL ENERGY LOSS DATA (DAY WISE IN MkWh) Format : 24 Page 2/2 Page 2 of 2 Data for the Month: Name of the organization: (A) UNIT WISE GENERATION, UNIT AUX. , STATION AUX. POWER CONSUMPTION & TRANSFORMATION LOSS Name Of Station Unit No. Unit Capacity in MW Gross Energy generated during the Month in MkWh Unit Aux. Consumption in MkWh Station Aux. Consumption in MkWh Unit wise transformation loss in MkWh Station wise transformation loss in MkWh Peak Load reached during the month ( MW ) Station 1 Station 2

(i) Details of Units remained out of bars & Units tripped/ taken out of the bars during the Month Name Of Station Unit No. Outage Date & Time Expected date of return Outage Reason(s) Reason(s) of extended outage, if any Remarks

(ii) Details of Units revived during the month Name Of Station Unit No. Outage Date & Time Synchronization Date & Time Outage Duration in Hours- Minutes Outage Reason(s) Generation Loss in MkWh Name Of Station Unit No. Capacity (MW) Energy Loss in MkWh Reason(s) of Energy Loss Remarks, if any Station 1 Station 2 Monthly Operational Data of Hydro Power Stations ( Generation, Outage and Reservoir Level data) 143 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Format no-25 Page 1/2 Periodicity- Monthly Submission by- 7th day Data for newly commissioned units ( if any)* Planned outage (D) ADDITIONAL INFORMATION IN BRIEF, IF ANY (C) ENERGY LOSS DUE TO REASONS OTHER THAN FORCED OUTAGES & PLANNED MAINTENANCE (B) UNIT WISE OUTAGES ( Planned/Forced) Planned outage Forced outage Forced outage Page 1 of 2 Reservoir inflow data for the month- year (mm-yy): Gross Storage in MCM Live Storage in MCM NOTE: (I) Following categories of capacities of units/stations are monitored: a. Thermal (Steam) units having station capacity of more than 20 MW. b. All gas/diesel units supplying committed power to grid. c. Hydro stations having capacity of 2 MW and above. (II) Wherever actual auxiliary consumption is not being metered, proportionate auxiliary consumption may be furnished. (III) *From the date of synchronisation to the date of commercial operation 144 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Metres Metres (E) Hydro Reservoir Inflow data Format no-25 Page2/2 Inflows during the month (MCM) Outflows during the month (MCM) (D) ADDITIONAL INFORMATION IN BRIEF, IF ANY Name Of Station/ Reservoir Full Reservoir level (FRL) Minimum Draw Down level (MDDL) Page 2 of 2 145 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-26 Periodicity-Annual Data for year 20--- 20--- Submission by -30th Nov. DATA FOR FIXATION OF ANNUAL TARGETS OF ELECTRICITY GENERATION FOR YEAR 20----- 20--- Name of Company: Name of Station Unit No. Capacity (MW) Station wise & Unit wise monthly and yearly targets for next year (MkWh) Schedule of Planned Maintenance (Unit wise) Start Date End Date FORMAT-27 Page 1/4 PERIODICITY- DAILY SUBMISSION BY- 0900 HRS Regional Power Supply Position (Daily Operation Report) in ____________________ Region for __________________ (Date) Date of Reporting ________________________ at ____________ (Time)

1. Regional Availability/ Demand/ Shortage *PEAK Hrs (_________Hrs) **Off-Peak Hrs (_________Hrs) DAY ENERGY (MW) (MW) (MkWh) 2 A. State Requirement (Net Energy - MkWh) States Thermal Hydro IPPs CPPs Net Sch. (From Grid) Drawl (From Grid) Availability Requireme nt Met Total 2 B. State Demand (MW) Demand Met Shortage at 50.00 Hz Demand Met Shortage at

50.00 Hz Demand Met Time (Hrs) Shortage at

50.00 Hz _______ Region 146 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Day Peak Regional Availability Regional Demand Regional Shortage PEAK Hrs (_________Hrs) Off-Peak Hrs (_________Hrs) Particulars States FORMAT-27 Page 2/4

3. Inter-Regional Exchanges - Physical Flows [Import(+)/ Export(-)] Peak Hrs Off-Peak Hrs (_______Hrs) (_______Hrs) Import Time Export Time (MW) (MW) (MW) (Hrs) (MW) (Hrs) (MkWh) A. Northern Region Links

2. Sub Total NR Links B. Western Region Links

2. Sub Total WR Links C. Southern Region Links

2. Sub Total SR Links D. Eastern Region Links

2. Sub Total ER Links Total (All Links)

4. Short-Term Open Access Transaction for the Previous Day (MkWh) S. No. From (Including Region) To (Including Region) Name of the Trader Net Exchange

5. Frequency Profile Frequency Range < 48.5 Hz < 49.0 Hz < 49.5 Hz 49.0 - 50.5 Hz > 50.0 Hz > 50.5 Hz > 51.0 Hz % Day Average Hz Time Hz Time Hz Time Hz Time Hz

6. Voltage Level at Critical Sub-Stations@ kV Time kV Time kV Time kV Time 147 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] % of Time Elements Frequency Variation Index (FVI#)15-Minutes Block Maximum 15-Minutes Block Minimum Net Energy Minimum Maximum Inter-Change Sub-Stations 22O KV Maximum 400 kV Maximum Minimum Instantaneous Maximum Instantaneous Minimum FORMAT-27 Page3/4

7. Major Reservoir Particulars Month MDDL FRL Energy Level Energy Level Energy Inflows Uses Program me Usage (metre) (metre) (MkWh) (metre) (MkWh) (metre) (MkWh) (MkWh) (MkWh) (MkWh)

8. Grid Disturbance/ Significant Events (If Any)

9. System Constraints (If Any)

10. Weather Conditions Prevailed on the Day of Report & for the Following Day:

11. Generating Units Outage Status in ____________________ Region As on Date Time 6:00 Hours

11A. Generating Units Revived During Last 24 Hrs. ( 06:00 Hrs of (Date) to 06:00 Hrs (Date)) Date Time Date Time

11B. Generating Units Under Outage (Status at 06:00 Hrs of (Date)) Date Time Date Time

4. 148 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] S.No. Station Unit No. Capacity (MW) Stations Unit No. Capacity (MW) Reasons of outage Outage Revival State Sector Central Sector State Sector Outage Revival Reasons of outage Central Sector Reservoirs Last Day S.No. Designed Present Last Year Total ___________(MW) FORMAT-27 Page4/4

12. Transmission Lines Outage Status in Southern Region As on Date Time 6:00 Hours 12 A. Transmission Lines Revived During Last 24 Hrs. ( 06:00 Hrs of (Date) to 06:00 Hrs (Date)) Date Time Date Time

4. 12 B. Transmission Lines Under Outage (Status at 06:00 Hrs of (Date)) Date Time Date Time

4. FORMAT-25 RLDCs @Critical Sub-Station: Sub-Station Where the Steady-State Voltage Lies Outside the Limit of ± 10% of the Normal Value. *Peak Hours: The Designated Peak Hour of a Region. **Off-Peak Hours: The Designated Off-Peak Hour of a Region. # FVI = where n= number of readings xn = frequency at nth reading 149 ZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Central Transmission Utility State Transmission Utility State Transmission Utility Central Transmission Utility Outage Revival Reasons of outage S.No. Element Name Element Type Outage Revival Reasons of outage S.No. Element Name Element Type ∑ −n n n x 1 2)50( FORMAT-28 Page 1/3 PERIODICITY- MONTHLY SUBMISSION BY- 5TH DAY A Generation Details S.No. Constituents 1 2 3 ------ N REGION Gross Generation (MkWh) Thermal

(i) Coal

(ii) Liquid

(iii) Gas Open Cycle

(iv) Gas Combined Cycle

(v) Nuclear Hydro IPPs CPPs Wind Mills Total (MkWh) (I) (II) Dedicated Power Stations#

(i)

(ii) Total (MkWh) (I)+(II) (II) Actual Demand Met (Gross MW) B Energy Availability / Requirement (Ex-Bus) (MkWh) Constituents Constituents # 1 Constituents #2 Constituents # N Region 1 Own Generation Thermal

(i) Coal

(ii) Liquid

(iii) Gas Open Cycle

(iv) Gas Combined Cycle

(v) Nuclear Hydro IPPs* CPPs** Wind Mills Total (1) 2 Dedicated Power Stations#

2.1

2.2 Total Own Generation, IPPs*, CPPs** & Dedicated 3 Net Drawl from Grid (including Bilateral) 4 Total Availability 5 Unrestricted Requirement (From Table C) 6 Shortage (5-4) 7 % Shortage [{(5-4)/5}*100] Provisional Power Supply Position in _______________________Region for the Month of __________ (I) 150 THE GAZETTE OF INDIA : EXTRAORDINARY C Details of Calculations FORMAT-28 Page 2/3 1 Availability 2 Frequency Correction 3 Load Shedding 4 Power Cuts 5 Unrestricted Requirement (1+2+3+4) D Peak Demand/ Demand Met (Ex-Bus) (MW) 1 Peak Demand 2 Demand Met 3 Date & Time of Peak Demand Met 4 Frequency Correction 5 Load Shedding 6 Power Cuts 7 Shortage 8 % Shortage 9 Avg. of Daily Max. Shortage 10 Max. of Daily Max. Shortage E Frequency Profile of ________________Regional Grid Frequency Range Below 48.5 Hz Between 48.5 Hz & 48.8 Hz Between 48.8Hz &

49.0 Hz Between 49.0 Hz &

49.5 Hz Between 49.5 Hz & 49.8 Hz Between 49.8 Hz & 50.2 Hz Between 50.2 Hz & 50.5 Hz Between

50.5 Hz &

51.0 Hz Between

51.0 Hz &

51.5 Hz Above

51.5 Hz ( % of time) MONTHLY AVERAGE Hz Time Hz Time Hz Time Hz Time Hz * IPP- Independent Power Producer ** CPP- Captive Power Plant # Dedicated Power Stations: Power Stations whose generation is solely meant for the concerned State(s). FORMAT-26 RPCs 15-MINUTES BLOCK MINIMUM FREQUENCY VARIATION INDEX INSTANTANEOUS MAXIMUM INSTANTANEOUS MINIMUM 15-MINUTES BLOCK MAXIMUM 151 THE GAZETTE OF INDIA : EXTRAORDINARY I Power Cuts/ Restrictions on Industries, Load Shedding in the State: From To (MW) (Hrs) (Hrs) (MkWh/ Day)

1. State

(a) Power Cuts/ Restrictions on HT/ LT Industries

(b) Load Shedding

(i) Weekly Off

(ii) Staggering of Power Supply

(a) Power Cuts/ Restrictions on HT/ LT Industries

(b) Load Shedding

(i) Weekly Off

(ii) Staggering of Power Supply

(a) Power Cuts/ Restrictions on HT/ LT Industries

(b) Load Shedding

(i) Weekly Off

(ii) Staggering of Power Supply . . II Power Supply to Agriculture Sector Maximum Minimum Average (Date) (Date) (Hrs) (Hrs) (Hrs)

(a) Three-Phase Supply

(b) Single Phase Supply

(a) Three-Phase Supply

(b) Single Phase Supply

(a) Three-Phase Supply

(b) Single Phase Supply

(c) Remarks/Notes/Any Other . . 153 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-28 Page3/3 State Total Energy Cut Quantum of Power Cut Power Cuts on Industries, Load Shedding & Power Supply to Agricultural Sector in ______________ Region During __________(Month/Year) S. No. S. No. Particulars/ Name of States Restriction Timing State State State Particulars Supply Hours /day State From To 3 of 3 Power Cuts28.3 FORMAT-29 Page 1/4 PERIODICITY- MONTHLY SUBMISSION BY- 18TH DAY A Generation Details S.No. Constituents 1 2 3 ------ N REGION Gross Generation (MkWh) Thermal

(i) Coal

(ii) Liquid

(iii) Gas Open Cycle

(iv) Gas Combined Cycle

(v) Nuclear Hydro IPPs CPPs Wind Mills Total (I) (II) Dedicated Power Stations#

(i)

(ii) Total (MkWh) (I)+(II) (II) Actual Demand Met (Gross MW) B Shared/ Common Projects Generation (MkWh) S.No. 1 2 3 C Constituents 1 2 3 ------ N REGION

1. Own Generation Thermal

(i) Coal

(ii) Liquid

(iii) Gas Open Cycle

(iv) Gas Combined Cycle

(v) Nuclear Hydro IPPs CPPs Wind Mills Total 2 Dedicated Power Stations#

2.1

2.2 Total Own Generation, IPPs*, CPPs** & Dedicated

3. Share from Shared Projects (I) (II)

4. Bilateral Import

5. Bilateral Export

6. Total Drawl from Grid including bilateral (includes transmission losses)

7. Total Availability (1+3+6)

8. Unrestricted Requirement (From Table D)

9. Shortfall 153 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] (I) Station Name Revised Power Supply Position in _______________________Region for the Month Of _____________ Total Energy / Availability / Requirement (Ex-Bus) (MkWh) Ex-BusGross D Details of Calculations FORMAT-29 Page 2/4 S.No. Constituents 1 2 3 ------ N REGION 1 Net Actual Energy Supplied 2 Frequency Correction 3 Unscheduled Load Shedding 4 Scheduled Load Shedding /Power Cuts 5 Unrestricted Requirement (1+2+3+4) E Peak Demand/ Unrestricted Peak Demand (Ex-Bus) (MW) S.No. Constituents 1 2 3 ------ N REGION 1 Peak Unrestricted Demand (from Table F) 2 Peak Demand Met 3 Shortfall 4 % Shortfall F Details of Calculations for Unrestricted Peak Demand (MW) S.No. Constituents 1 2 3 ------ N REGION 1 Peak Demand Met 2 Frequency Correction 3 Unscheduled Load Shedding 4 Scheduled Load Shedding 5 Peak Unrestricted Demand (1+2+3+4) G Declared Capacity Scheduled Capacity (Ex-Bus) (Ex-Bus) (MkWh) (MkWh) (MkWh)

(i)

(ii)

(iii) . . H (MkWh)

(i)

(ii)

(iii) . . . I Frequency Profile of ________________Regional Grid Monthly Average Hz Time Hz Time Hz Time Hz Time Hz J Frequency Profile ( % of time) Frequency Range Below 48.5 Hz Between 48.5 Hz & 48.8 Hz Between 48.8Hz. &

49.0 Hz Between 49.0 Hz & 49.5 Hz Between 49.5 Hz & 49.8 Hz Between 49.8 Hz & 50.2 Hz Between 50.2 Hz & 50.5 Hz Between

50.5 Hz &

51.0 Hz Between

51.0 Hz &

51.5 Hz Above

51.5 Hz ( % of time) 154 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Instantaneous Maximum Instantaneous Minimum 15-Minutes Block Maximum 15-Minutes Block Minimum Frequency Variation Index (FVI) Total Constituents Scheduled Drawl (Ex-Bus) (MkWh) Entitlement (Ex-Bus) (MkWh) Gross Generation (MkWh)S.No. CGSs Total S.No. Actual Total Drawl from Grid including Grid Loss Details of Gross Generation, Declared Capacity, Scheduled Generation and Injection from CGSs (MkWh) Total Entitlement, Schedule and Drawl by Constituents (MkWh) Injection FORMAT29 Page3/4 I. (All figures in MkWh net ) Entitlement Scheduled Drawl Entitlement Scheduled Drawl Entitlement Scheduled Drawl 1

1.1

1.2

1.3 Total (1) 2

2.1

2.2 Total (2) 3

3. 1

3. 2 Total (3) Total (1 + 2 + 3 ) Note : Central Generating Station (CGSs) within the region and outside the region II. CGSs Availability, Schedule and Actual Generation (MkWh) Sl.No. Actual

3. . . . III. Actual Drawl by Beneficiaries from the Grid (MkWh) Sl.No. Constituents Drawl from Shared Projects + Bilateral + Power Traded Net Drawl from CGSs including Dedicated Projects Net Drawl (incl. Bilateral)

(1) (2) (3) (4) (5) = (3)+(4)

3. . . . Total 155 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Entitlement & Scheduled Drawl of Central Generating Stations in _______ Region for the Month of ______________ Entitlement & Scheduled Drawl Supply from Jointly owned Projects: Schedule Total Central Generating Stations : Dedicated CG Stations : Total AvailabilityStations Constituents # 1 Constituents # N FORMAT-29 Page-4/4

1. Intra-Regional Bilateral Transactions (Scheduled Drawl) To -----> From ---> Name of The Constituents & Trader . . . Total Note : The ex-periphery metering point may please be indicated

2. Inter-Regional Bilateral Transactions (Scheduled Drawl) To -----> From ---> Name of The Constituents & Trader . . . Total 156 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Total Intra-Regional & Inter - Regional Exchange of Power in __________ Region during the month ____________ (All figures in MkWh) (All figures in MkWh) Constituent #1 Constituent #2 ….. Constituent #1 Constituent #2 ….. Total FORMAT-30 PERIODICITY- DAILY SUBMISSION BY- 0900 HRS Date: Installed Capacity Loss of Gen. for the Day (MW) (MkWh) State Sector

4. Central Sector

4. Total

1. _________ (MkWh)

2. _________ (MkWh)

3. _________ (MkWh) _________ (MkWh) FORMAT-__ RPCs 157 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Daily Data regarding Loss of Generation on account of Shortage of Coal, Gas & Unreqisitioned Liquid Fired Capacity in ____________ Region Summary S.NO. Name of State/ Station Fuel Type Total Loss of Generation due to Shortage of Coal Loss of Generation due to Shortage of Gas Loss of Generation due to Unrequisitioned Liquid Fired Capacity Loss of Gen-Daily 30 FORMAT-31 PERIODICITY- MONTHLY SUBMISSION BY- 10TH DAY Installed Capacity Loss of Gen. for the Month (MW) (MkWh) STATE SECTOR

4. CENTRAL SECTOR

4. Total

1. _________ MkWh

2. _________ MkWh

3. _________ MkWh _________ MkWh

4. _________ MkWh _________ MkWh FORMAT-__ RPCs Total (Sub-Total) Loss of Generation due to Shortage of Coal Loss of Generation due to Shortage of Gas Loss of Generation due to Unrequisitioned Liquid Fired Capacity Loss of Generation due to System Constraints (Low System Demand, Transmission Constraints, etc.) Monthly Data regarding Loss of Generation on account of Shortage of Coal, Gas, Unreqisitioned Liquid Fired Capacity & Backing Down due to System Constraints in ____________ Region for the Month _______ Summary SL.NO. 158 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Name of State/ Station Fuel Type FORMAT-32 Page 1/2 PERIODICITY- ANNUAL SUBMISSION BY –END FEB. DATA FOR LOAD GENERATION BALANCE REPORT (LGBR) FOR THE YEAR 20…. TO 20……

1. Effective Capacity for the Year 20__-20__ Name *Thermal/ Nuclear/ Gas/ Hydro/ Other Aux. Consumption (%) Forced outage rate (%) Planned Outage (%) Target PLF %

2. Maintenance Schedule for the Year 20__-20__ From To No. of days

3. Addition in Installed Capacity (MW) Ex-bus MkWh day April……….M arch

4. Monthly Generation Ex-bus Targets (MW) (max.) and Average Energy (MkWh/day) for the Year 20__-20__ MW MkWh/Day MW MkWh/Day ……… ……… MW MkWh/Day MW MkWh/Day

5. Monthly Estimated Peak Demand (MW) (max.) and Average Energy Requirement (MkWh/day) of Constituents for the Year 20__-20__ MW MkWh/Day MW MkWh/Day ……… …….. MW MkWh/Day MW MkWh/Day % Growth Rate considered for calculating Energy Requirement and Estimated Peak Demand __________%

6. Share of States/ UTs in the Central Sector Generating Stations (MW) S. No. Name of Station Constituent 1 Constituent 2 ------------- Constituent 5 Unallocated 1 Station 1 2 Station 2

7. Firm power import/export bilateral agreement/arrangements with other constituents From To MW MkWh/Day MW MkWh/Day ……… ……… MW MkWh/Day MW MkWh/Day 159 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Effective Capacity as on 31/3/20….S. No Generating Station Unit No. Date of BLR (for Thermal/ Gas Stations) Station Name *Thermal/ Nuclear/ Gas/ Hydro/ Other Unit No. Capacity (MW) May…….. ……………. Station Name *Thermal/ Nuclear/ Gas/ Hydro/ Other Unit No. Capacity (MW) March………. Remarks April…………. May………….. ……….. February……….. March…………. Remarks Name of Gen. Station April…. February……….. March…………. Remarks S. No S. No Constituent April…………. May………….. ……….. February……. Plant Remarks S. No S. No Month Remarks Proposed Schedule Reason Total No. of maintenance days during year to previous reported year Remarks 1 of 2 LGBR32 160 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-32 Page2/2

8. Monthly anticipated water levels and energy content for the Year 20__-20__ S. No Name of Hydro Station Month Levels as on 1st day of the month (meter) Average inflows during the month (Cusecs) Average discharge during month (Cusecs) Energy content as on 1st day of the month (MkWh)

9. Energy Availability Calculation of the State/ System/ Region (MkWh) S. No. April 20__ May 20__ June 20__ ---------- January 20__ February 20__ March 20__ Total 1 Energy available from hydro stations 2 Energy available from thermal* stations 3 Share from Dedicated Power Stations 4 Share from Central Generating Stations 5 Scheduled Energy imports (giving break up) 6 7 8

10. Peak Availability of the State/ System/ Region (MW) S. No. April 20__ May 20__ June 20__ -------------- January 20__ February 20__ March 20__ Maximum 1 Peak Power Available from Hydro Stations 2 Peak Power Available from Thermal Stations 3 Share from Dedicated Power Stations 4 Share from Central Generating Stations 5 Scheduled Peak Power Imports (giving break up) 6 7 8 April 20__ May 20__ June 20__ -------------- January 20__ February 20_ March 20__ Total April 20__ May 20__ June 20__ ------------------ January 20__ February 20_ March 20__ Maximum * Thermal Generating Stations include Coal, Liquid, Gas Open Cycle, Gas Combined Cycle & Nuclear FORMAT-48 GENCO/ State Utilities/ RPCs

12. State wise Anticipated Peak Demand Vs Peak Availability for the Year 20__-20__ Power Station Total Peak Power Availability ( 1+ 2 + 3 + 4 ) Availability Surplus/ Deficit (-) % Peak Power Requirement (from Table (5)) Region/ State/ System % Peak Demand Peak Availability Surplus/ Deficit (-) Region/ State/ System Requirement POWER STATION Energy Requirement (from Table (5)) Surplus (+ ) / Deficit (-) Total availability ( 1+ 2 + 3 + 4 ) Surplus (+ ) / Deficit (-)

11. State wise Anticipated Energy Requirement Vs Energy Availability (MkWh) for the Year 20__-20__ 2 of 2 LGBR32 FORMAT-33 PERIODICITY- MONTHLY SUBMISSION BY- 10TH DAY Unscheduled Interchange (UI) Status of …………….Region for the Month of ……………. 1 2 3 4 5 6 7 8 9 10 FORMAT-__ RPCs 161 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] UI (Rs.) (-) Payable to the pool (+) Receivable from the poolSl.No. Constituents/ Generators Schedule Drawl (MkWh) Actual Drawl (MkWh) FORMAT-34 PERIODICITY- MONTHLY SUBMISSION BY- 10TH DAY Name of the Trader : Licensee Details (No. and Date): Sl. No. Volume of Trading (MkWh) Purchased from Sold to Point of purchase Purchase price (Rs.) Point of sale (Rs.) Sale price (Rs.) Transmission/ Wheeling Charges borne by Seller/ Trader/ Buyer (Rs.) Transmissio n losses borne by Seller/ Trader/ Buyer (Rs.) UI charges borne by seller/ Trader/ Buyer (Rs.) Trading margin charged (Rs.) Remarks 1 2 3 4 N FORMAT-__ Power Trading Companies Details of Power Traded by the Trading Company for the Month of 162 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-35 PERIODICITY- MONTHLY SUBMISSION BY- 20TH DAY Name of the Constituents Total installed as on …….. (previous year) Requirement during ………. (current year) Constituent's programme during ……….. (current year) Actual addition during the current month ……… Faulty Capacitors removed during the current month ……… Total addition during the current year 1 2 3 4 5 6 . . . . . Total Region FORMAT-25 RPCs (All figures in (MVAr) Progress of Capacitor Installation Programme in …………………... Region for the month of …………… 163 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Capacitor35 165 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-36 Periodicity- Daily Submission by - 1500 Hrs. DAILY COAL REPORT: DATA FOR THE DATE (dd, mm, yy)……………………… Figures of coal quantity in metric tones (mt) NAME & ADDRESS OF GENERATING COMPANY

(1) Coal Stock Position Name of TPS Date Receipt Cumulative receipt during the month Consumption Cumulative Consumption during the month Stock Available

(2) Daily Source wise Receipt of Coal Name of TPS Date Name of Coal Company Source-I Source-II So on Total Receipt

(3) Cumulative Source wise Receipt of Coal during the month. Name of TPS Date Total pro rata linkage Name of Coal Company Source-I Source-II So on Total Receipt Receipt as (%) of linkage

(4) Wagons Name of TPS Date Opening Balance Wagons Received Wagons Released Closing Balance Format -37 GENCO. COM 165 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-37 Periodicity- Monthly Submission by 15th day COAL REPORT OF MONTH-------, 20---

1. Name of TPS :

2. Month & Year :

3. Capacity in MW :

4. Coal Data : Source of supply as Linkage in Receipt in mt Mode of Cost of Coal Transportation per linkage mt Transport Rs/mt Cost Rs./mt A. Link Source

2. B. Diverted if any

2. C. Imported if any Total Coal received during the month (A+B+C)

5. Total Coal Consumption in mt a) Indigenous Coal : b) Imported Coal :

6. Useable Coal Stock at the end of month in mt a) Indigenous Coal : b) Imported Coal :

7. Unit Generated in MkWh : During the month

8. Average UHV, GCV & % of ash content of Coal:

(a) As received

(b) As fired

9. No. of wagons received during the month mt = metric tone 166 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-38 Periodicity - Monthly Submission by 7th day GENERATION LOSS DUE TO FUEL SHORTAGE Name of thermal power station Report of the Month & Year: Date Unit No. Capacity in MW Total Energy Loss in MkWh due to shortage of fuel Remarks 1 2 3 4 5 167 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-39 Periodicity- Monthly Submission by 7th day REPORT OF MONTHLY AVERAGE ASH PERCENTAGE (BY WEIGHT) RECEIVED AT……………………TPS DURING THE MONTH OF…….. , YEAR 20….. Name of Colliery/Coal Monthly Linkage (metric tone) Monthly Receipt (metric tone) Percentage Receipt (%) Monthly average ash percentage by weight as per 3rd Party Sampling/Joint Sampling/Loading end sampling for washed coal (%) 1 2 3 4 5 Total of all Collieries 168 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-40 Periodicity- Quarterly Submission by - 30th day after the end of the quarter REPORT OF QUARTERLY / ANNUAL AVERAGE ASH PERCENTAGE ( BY WEIGHT) IN COAL RECEIVED AT……………………TPS DURING THE CURRENT YEAR 20—20---- Quarter/Period Name of Colliery/Coal Company Colliery wise Total quarterly Linkage

(mt) Colliery wise Total quarterly Receipt

(mt) Colliery wise Total quarterly % age receipt Colliery wise Total Average ash Percentage(By weight) 1 2 3 4 5 6 Ist Quarter of FY Total of All Collieries 2nd Quarter of FY Total of All Collieries Total of Ist & Second Quarter of FY Total of All Collieries 3rd Quarter of FY Total of All Collieries Total of Ist, 2nd and 3rd Quarter of FY Total of All Collieries 4th Quarter of FY Total of All Collieries Total of Ist, 2nd, 3rd and 4th Quarter of FY Total of All Collieries Total annualized average percentage of ash by weight received during the whole financial year ------------------ mt = metric tonne 169 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-41 Periodicity-Quarterly Submission 40 days before the commencement of the quarter PROPOSED COAL ALLOCATION FOR SHORT TERM LINKAGES FOR THERMAL POWER STATIONS

1. Name of the Power Station

2. No. of Units & Total installed capacity

3. Name of the Quarter (Period)

4. Planned Outage: Outage Period Sl. No. Unit No. Capacity in MW From To Nature of maintenance

5. Generation Target for the Quarter in MkWh First Month Second Month Third Month Average Target Generation

6. Average Overall Specific Coal Consumption (Kg/kWh) for Station.

7. Coal Requirement to achieve Targeted Generation in metric tonnes: First Month Second Month Third Month Average Target Generation

8. Average Stock Building per month in metric tonnes subject to stocking capacity of the station’s stock yard.

9. Average monthly coal requirement during the quarter in metric tonnes (details below) Sl. No. Source of supply/field/company Mode of Transportation Quantity Total Sl.No Item 1 2 3 4 Installed capacity ( Installed capacity & Unit rating in MW and No. of Units) 5 Type of station (Whether CCGT/ OCGT) 6 Energy generation of station during the month Target Actual (MkWh) 7 Alternate fuel being used (Naphtha/ HSD) 8 Fuel supply position of the month (1.) Allocation Gas HSD Naphtha MMSCM kl mt (a.) As per original allocation for the month by Gas Linkage Committee (b.) Present allocation for the month (2.) Consumed during the month (a.) For generation from existing Units (b.) For commissioning, testing etc. of new Units 9 Cumulative consumption during the year 10 Average gross calorific value of the fuel for the month kcal/SCM kcal/ kl kcal/ kg 11 Generation loss in MkWh, if any, due to shortage of gas/alternate fuel during the month 12 Reasons for short supply of fuel compared to present allocation, if any 13 Source of supply 14 Mode of transport from source to power station (Rail/Road/Pipeline) 15 Landed cost (Average for month) of fuel at power station in Rs./SCM Rs./SCM Rs./kl Rs./mt 16 Remarks, if any. MMSCM-Million Metric Standard Cubic Metre mt = metric tonne kl = kilo litre Submission by 15th day Particulars/ Data Owner's name: Name of the gas based Thermal power station MONTHLY FUEL SUPPLY DATA OF GAS BASED THERMAL POWER STATIONS (UTILITY) FOR THE MONTH ……. YEAR 20-- 170 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Telephone No. Fax No. Mailing address: FORMAT-42 Periodicity-monthly Sl.No Item 1 2 3 4 Installed capacity (Installed capacity & Unit rating in MW and No. of Units) GT ST 5 Type of station (Whether CCGT/ OCGT) 6 Energy generation of station during the month Target Actual (MkWh) 7 Name of Primary fuel 8 Fuel supply position of the month Primary Fuel kl Name-1 Name-2 kl kl (1.) Allocation (2.) Consumed during the month (a.) For generation from existing Units (b.) For commissioning, testing etc. of new Units (3.) Closing Stock at the end of the month 9 Cumulative consumption during the year kCal/l kCal/l kCal/l 10 Average gross calorific value of the fuel for the month 11 Generation loss in MkWh, if any, due to shortage of fuel 12 Reasons for short supply of fuel compared to present allocation, if any 13 Source of supply 14 Mode of Transport from source to power station (Rail/Road/Sea/Pipeline) 15 Landed cost (average for month) of fuel at power station in Rs./kl 16 Remarks, if any. Telephone No. Name of the liquid fuel based GT Station Particulars/ Data 171 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Alternate Fuel FORMAT- 43 Periodicity-monthly MONTHLY FUEL SUPPLY DATA OF LIQUID FUEL BASED THERMAL POWER STATIONS (UTILITY) FOR THE MONTH ……. YEAR 20-- Submission by 15th day Owner's name: Mailing address: Fax No. Sl. No Item 1 2 3 4 Installed capacity (Installed capacity & Unit rating in MW and No. of Units) 5 Energy generation of station during the month Target Actual (MkWh) 6 Name of primary fuel 7 Fuel supply position of the month Primary Fuel kl Name-1 Name-2 kl kl (1.) Consumed during the month (a.) For generation from existing Units (b.) For commissioning, testing etc. of new Units (2.) Closing Stock at the end of the month 8 Cumulative consumption during the year kCal/l kCal/l kCal/l 9 Average gross calorific value of the fuel for the month 10 Generation loss in MkWh, if any, due to shortage of fuel for the month 11 Reasons for short supply of fuel compared to requirement, if any 12 Source of supply 13 Mode of transport from source to power station (Rail/Road/Sea/Pipeline) 14 Landed cost (average for month) of fuel at power station in Rs./kl 15 Remarks, if any. Alternate Fuel Owner's name: Mailing address: Periodicity-monthly Telephone No. Fax No. Particulars/ Data Name of the DG power station 172 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT- 44 MONTHLY FUEL SUPPLY DATA OF DG POWER STATIONS (UTILITY) FOR THE MONTH ……. YEAR 20-- Submission by 15th day 176 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-48 PERIODICITY- MONTHLY SUBMISSION BY 3RD DAY DISTRICT WISE MONTHLY PROGRESS OF INHABITED VILLAGE ELECTRIFICATION DURING THE YEAR ……………………………. (AS PER ………….. CENSUS) Month …………………. State/U.T ………………….. Sl No Name of the District Nos. of inhabited villages as per …………. Census No. of inhabited villages electrified up to 31.03.20-----(end of previous year) Achievement from

31.03.20------(end of previous year) Achievement during current year from 1.4.200…. to …... (end of the month previous to the month under report) Achievement during the month-------------------- (the month under report) Total cumulative achievement as on --------------------(end of the month under report) (4+5+6) 2 3 4 5 6 7 1 Inhabited villages (including tribal villages) 2 Tribal villages 3 Pump sets energisation 4 Harijan Basties/ Dalit Basties 5 Hamlets 6 Rural Households 7 Single Light Point connection under Kutir Jyoti Programme FORMAT- 47 PERIODICITY-MONTHLY SUBMISSION by 3rd DAY State/UT Sl. No. Name of the District Name of the village Census Code No. of rural household No. of electrified rural household Is it a Tribal Village Yes/No Total No. of hamlets Total no. electrified hamlets Total No. of Harijan/ Dalit Bastis No. of electrified Harijan/ Dalit basties No. of BPL Households No. of electrified BPL households Number of Pump sets energised. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 BPL - Below Poverty Line District wise status of progress of village electrification and energisation of Pump sets for the month…………, 175 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] 176 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-48 PERIODICITY- MONTHLY SUBMISSION BY 3RD DAY DISTRICT WISE MONTHLY PROGRESS OF INHABITED VILLAGE ELECTRIFICATION DURING THE YEAR ……………………………. (AS PER ………….. CENSUS) Month …………………. State/U.T ………………….. Sl No Name of the District Nos. of inhabited villages as per …………. Census No. of inhabited villages electrified up to 31.03.20-----(end of previous year) Achievement from

1.4.20… to ……… (during current year upto the end of month previous to the month under report) No. of villages electrified during the …… (month under report) Cumulative villages electrified as on …….. (end of month under report ) (4+5+6) 1 2 3 4 5 6 7 177 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT- 49 PERIODICITY- MONTHLY SUBMISSION- BY 3rd day DISTRICT- WISE MONTHLY PROGRESS OF ENERGISATION OF IRRIGATION PUMPSETS DURING THE YEAR 20……20…. (AS PER -------CENSUS) Month ………………………. State …………………………… Sl. No. Name of the District Number of pump sets energized as on 31.03.20…(end of previous year) Achievement during current year from 01.04.20---to------------ ( end of the month previous to the month under report) No. of pump sets energized during the month under report Cumulative pump sets energized as on ……… (end of month under report) (4+5+6) Remarks 1 2 3 4 5 6 7 178 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT- 50 PERIODICITY- MONTHLY SUBMISSION by 3RD DAY VILLAGES ELECTRIFIED IN VARIOUS POPULATION GROUPS AND THE POPULATION COVERED AS ON------------------ States/ UT Below 500 persons 501 to 999 persons 1000 to 1999 persons 2000 to 4999 persons 5000 to 9999 persons 10000 And Above Total N o. Of villages T/E T/E T/E T/E T/E T/E T/E Note: T = Total number of villages E = No. of electrified villages 179 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT- 51 Periodicity-Monthly Submission by 3rd day State Electricity Board/ Utility___________________________________

(1) System Metering Sl. Identification Total No. Metered Unmetered Defective Type of No. of system of metering Meters Meters CTs PTs element points

(2) 11 kV Feeder Metering Sl. Utility Remarks No. No. of No. of Electro- No. of No. of Electro- Metering % Metering Feeders Mechanical/ Electronic Mechanical completed completed Trivec. Meters Meters Meters with communication facility Total

(3) Distribution Transformer Metering Sl. Utility Remarks No. No. of No. of DTs No. of DTs with Metering % Metering DTs Metered Electronic completed completed Meters and communication facility Total

(4) Consumer Metering Sl. Utility Consumer Metering Remarks No. Category of No. of No. of Electro- No. of Electronic Metering % Metering Consumers Consumers Mechanical Meters completed completed Meters Total Distribution Transformer Metering METERING STATUS FOR THE MONTH___________,YEAR___________ Requirements 11 kV Feeder Metering 180 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT- 52 Periodicity-Monthly Submission by – 3rd day State Electricity Board/ Utility------------------------- Electrical Circle /Division----------------------------- DETAILS OF FAILURE OF DISTRIBUTION & POWER TRANSFORMERS IN THE MONTH-------, YEAR 20------

1. Distribution Transformer Failure No. Rating (MVA) No. Failed % Failure Rate Total

2. Power Transformer Failure No. Rating (MVA) No. Failed % Failure Rate Total FORMAT - 53 Periodicity-Monthly RELIABILITY INDEX AT CUSTOMER LEVEL FOR THE MONTH __________,YEAR___________ Submission by 3rd day State Electricity Board/ Utility___________________________ Sl. Urban Type Total No. of Total No. Total Cumulative Cumulative Monthly Monthly Monthly Cumulative Cumulative Cumulative No. Agglo- of Customers of Duration No. of Duration Average Average Customer Average No. Average Customer meration/ Town on last day Customer of Customer Customer of Customer No. of Duration Reliability of Duration Reliability Town of the Interruptions Interruptions Interruptions Interruptions Customer of Customer Index* Customer of Customer Index** month during the during the w.e.f. 1st w.e.f. 1st Interruptions Interruptions Interruptions Interruptions month month April till April till the last day the last day of the of the month (in Minutes) (in Minutes) (in Customer- month (in Customer- Minutes) Minutes) (Col. 5/Col.4) (Col. 6/Col.4) (Col. 7/Col.4) (Col. 8/Col.4) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 *Monthly Customer Reliability Index (MCRI) = [{Col.4 * Total minutes in the month} - Col.6] * 100 {Col.4 * Total minutes in the month} **Cumulative Customer Reliability Index (CCRI) = = [{Col.4 * Total minutes in the Cumulative Period} - Col.8] * 100 {Col.4 * Total minutes in the Cumulative Period} Type of Town SC -> State Capital MT -> Town with more than 8 lakh population DH -> District Headquarter OT -> Other Town 181 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT- 54 Periodicity-Monthly Submission by 3rd day RELIABILITY INDICES (11 KV FEEDERS) FOR THE MONTH __________,YEAR___________ State Electricity Board/ Utility____________________________________ Sl. Urban Type No. of Total No. Total Cumulative Cumulative Monthly Monthly Monthly Cumulative Cumulative Cumulative No. Agglo- of Feeders of Duration No. of Duration of Average Average Feeder Average No. Average Feeder meration/ Town on last Outages of Outages Outages Outages w.e.f. No. of Duration of Reliability of Outages Duration of Reliability Town day of of feeders of Feeders w.e.f. 1st April 1st April till Outages Outages of Index* of feeders Outages of Index** the during the during the till the last day the last day of feeders feeders feeders month month month of the month of the month (in Minutes) (in Minutes) (in Feeder- (in Feeder- Minutes) Minutes) (Col. 5/Col.4) (Col. 6/Col.4) (%) (Col. 7/Col.4) (Col. 8/Col.4) (%) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 *Monthly Feeder Reliability Index (MFRI) = [{Col.4 * Total minutes in the month} - Col.6] * 100 {Col.4 * Total minutes in the month} **Cumulative Feeder Reliability Index (CFRI) = = [{Col.4 * Total minutes in the Cumulative Period} - Col.8] * 100 {Col.4 * Total minutes in the Cumulative Period} Type of Town SC -> State Capital MT -> Town with more than 8 lakh population DH -> District Headquarter OT -> Other Town 182 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] 183 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT- 55 Periodicity – Annual Submission by 30th April FINANCIAL TURN AROUND OF POWER DISTRIBUTION FOR THE FINANCIAL YEAR _____ Name of Utility__________________________ Sl. No. Item Unit 1 Unit Input MkWh 2 Total Revenue Earned Rs. Crores

2.1 Tariff Income (Amount Realized Net of E Tax) Rs. Crores

2.2 Non-Tariff Income Rs. Crores

2.3 Other Rs. Crores 3 Total Expenditure Rs. Crores

3.1 Employee Cost (Incl. SVRS Amortisation) Rs. Crores

3.2 A & G Expenses Rs. Crores

3.3 Repair & maintenance Expenditure Rs. Crores

3.4 Depreciation Rs. Crores

3.5 Return On Equity Rs. Crores

3.6 Interest Rs. Crores

3.7 Power Purchase cost Rs. Crores 4 Ratio of Revenue Earned to Expenditure 184 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] FORMAT-56 Periodicity – Annual Submission by 30th April AGGREGATE TECHNICAL & COMMERCIAL (A T & C) LOSSES FOR THE FINANCIAL YEAR _____ Name of Utility__________________________ Sl. No. Item Unit 1 Self Generation MkWh 2 Purchased from Central Power Sector Utilities MkWh 3 Purchased from other Utilities MkWh 4 Total Units (UIT) (1+2+3) MkWh 5 Units Traded with other Utilities (UT) MkWh 6 Units Utilised within Licensed Area (U1) = {(4)-(5)} MkWh 7 Units Billed within Licensed Area (UB) MkWh 8 Amount Billed within Utility Area (AB) Rs. Crores 9 Amount Realised within Utility Area (AR) Rs. Crores 10 Collection Efficiency (CE = AR / AB) -- 11 Units Realised (UR) = (UB * CE) MkWh 12 AT&C Losses (U1 – UR) MkWh 13 AT&C Losses {1 – (UR/U1)} * 100 % Month-wise Data: April May June July August September October November December January February March Fuel Type: Proximate analysis: GCV (kcal/kg): Fixed Carbon (%): Ash (%): Volatile matter (%): Moisture (%): Quarterly Data: Ultimate analysis: Total Carbon (%): Hydrogen (%): Nitrogen (%)P: Sulphur (%): Oxygen (%): GCV (kcal/kg): Unit No. : ----------- April May June July August September October November December January February March In Bottom Ash (%) In Fly Ash (%) : : : : : : : : Unburnt Combustibles For Each Unit (month-wise): Ending June Ending September Ending December Ending March Submission-by the 20th day Fuel Data of Fossil Fuel Based Thermal Power Stations for the month …………. 20---- Name of utility: Name of power station Station capacity: 185 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT - 57 Periodicity- Monthly

1.0 General: 1 2 3 4 5 6 7 8 9 U-1 : : : : Un Station 1 2 3 4 5 6 7 8 9 11 12 April May : : : : March 186 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-58 Periodicity- Monthly Submission-by 20th day HEAT RATE DATA OF COAL/LIGNITE BASED THERMAL POWER STATIONS FOR MONTH ………YEAR ………20…..20…...

(i) Station Name: --------------------------------------------------

(ii) Station Capacity: -(No. of units with size)

2.0 Design parameters for the Station: Unit No. Unit Capacity (MW) Date of commissio ning Make Boiler Efficiency (%) Turbine Heat Rate (kcal/kWh) Unit Heat Rate (Col.7x100)/ Col.6 (kcal/kWh) Weighted Design Station Heat Rate w.r.t. Capacity (kcal/kWh)Boiler Turbine

3.0 Operational Performance Data For The Station (month-wise) For The Year : ------------------------- Month Coal / Lignite stocks at the beginning of the month Coal / Lignite stocks at the end of the month (Tonnes) Coal / Lignite received during the month (Tonnes) Total Coal / Lignite consumptio n during the month Col.(2+4-3) (Tonnes) Generation (MkWh) during the month Average GCV of Coal / Lignite (kcal/kg) Specific Coal / Lignite Consumption (kg/kWh) Col.(5)/{(6)*1000} Oil Consumption (kl) Specific Oil Consumpti on (ml/kWh) Col.(9)/(6) Avg. GCV of Oil (kcal/l) Actual Station Heat Rate Col.(7x8) + Col. (10x11)/1000 (kcal/kWh) Weighted/ Total For The Year (April - March) Weighted average Weighted average 1 2 3 4 5 6 7 Module# 1 : : : : Module# n 1 2 3 4 5 6 7 8 9 10 11 12 April May : : : : March Weighted/AV. Total (March to March) 187 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4]

3.0 Operational Performance Data For The Station For The Year : --------------------------- Actual Station Heat Rate Col.(7x8+10x11) kcal/kWh) Specific Liquid fuel Consumption (l/Kwh))

(5)/(6)*1000) Gas Consumption (at S.T.P.) (million Cu.m) Specific Gas Consumption (Cu.m/kWh)

(9)/(6) Average GCV of Gas (at S.T.P.) (kcal/Cu. m) Month Liquid fuel stock at the end of the month

(kl) Liquid fuel received during the month

(kl) Weighted Design Station. Heat Rate w.r.t.Capacity (kcal/kWh) Module Heat Rate (kcal/kWh) Total Liquid fuel consumption during the month Col.(2+4-3)

(kl) Generation (MkWh) Average GCV of Liquid Fuel (kcal/l) Liquid fuel stock in the beginning of the month

(kl) No. of Modules Module Capacity (MW) Date of commissioning Make Gas Turbine Steam Turbine (if any) FORMAT - 59 Periodicity- Monthly Submission-by 20th day

2.0 Design parameters for the Station: HEAT RATE DATA OF COMBINED CYCLE GAS TURBINE POWER STATIONS FOR MONTH ………….YEAR…………20…………..20

1.0 General: i) Station Name: ------------------------------------------------------------- ii) Station Capacity: (No. of units with size) NAME OF THERMAL POWER STATION : UNIT NO. DATE SPM (mg/Nm3) SO 2 (mg/Nm3) NO X (mg/Nm3) (AS PER CPCB NOTIFICATION No. S.O.384E dt. 11.4.94) LOCATION-I LOCATION-II LOCATION-III (POWER STATION) (COLONY) (OUTSIDE THE PLANT WITHIN 20 KM.) SPM (µg/m3)* SO2 (µg/m3)* NOX (µg/m3)* RPM (µg/m3)* LEAD (µg/m3)* CO (mg/m3)** * 24 HOURS WEIGHTED AVERAGE ** 8 HOURS WEIGHTED AVERAGE I. STACK EMISSIONS (UNIT WISE AND MONTH WISE) II. AMBIENT AIR QUALITY (MONTH WISE) 188 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-60 Page-1 of 2 PARAMETERS METHOD OF MEASUREMENT Periodicity- Monthly Submission-by 20th day MONTHLY ENVIRONMENTAL DATA OF THERMAL POWER PLANTS III. LIQUID EFFLUENT DISCHARGE DATA Rise in inlet to outlet temperature oC pH Free available chlorine (mg/litre) * Amended as per EPA Notification GSR 7 dt. 22nd Dec.1998 Oil & Grease (mg/litre) Copper (mg/litre) Iron (mg/litre) Total Suspended Solids (mg/litre) C. COOLING TOWER BLOW DOWN (MONTH WISE AND UNIT WISE) Free av. Chlorine (mg/litre) Zinc (mg/litre) Chromium (mg/litre) Phosphate (mg/litre) D. ASH POND EFFLUENTS (MONTH WISE) pH Oil & grease (mg/litre) Total suspended solids (mg/litre) Source : EPA Notification S O 844(E) dt. 19th Nov. 1986 A. CONDENSER COOLING WATER (MONTH WISE) B. BOILER BLOW DOWN (MONTH WISE AND UNIT WISE) 189 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] FORMAT-60, Page-2 of 2 Periodicity- Monthly S. No. Month Energy recorded during morning peak 4 hours block Energy recorded during evening peak 4 hours block Total energy recorded during peak hours [(3) + (4)] (GWh) (GWh) (GWh) -(1)- -(2)- -(3)- -(4)- -(5)- 1 April 2 May 3 June 4 July 5 August 6 September 7 October 8 November 9 December 10 January 11 February 12 March Total Submission by- 7th day MONTHLY PEAK HOURS GENERATION DATA BY COAL/LIGNITE BASED OR COMBINED CYCLE GAS TURBINE (CCGT) POWER STATIONS Summer: 5 Hrs to 9 Hrs i) Name of Station: ii) Station Capacity: iii) No. of Units with size: iv) Duration of Peak Hours: 190 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Winter : 6 Hrs to 10 Hrs Note: A copy of the meter print out covering details of energy meter readings on half hour/ fifteen minutes basis for the morning & evening peak hours must be enclosed failing which data would be considered as incomplete. Date: Signature with Name & Designation of forwarding Officer Morning Peak 4 Hrs: Evening Peak 4 Hrs: Summer: 18 Hrs to 22 Hrs v) Peak Hours Generation Data for Thermal Power Stations for the year :______________ Winter : 17 Hrs to 21 Hrs Format-61 Format 62 Page 1/3 Periodicity … Annually Submission by 30th June Name of the Company

(a) Ownership -State Owned / JV / IPP

(b).Address of the Company

(d) Name & Address of the Generating Station

(e) Phone No. /Fax No./e-mail address of the Generating Station (A) TECHNICAL PARTICULARS Unit-1 Unit-2 Unit-3 Unit-4 Unit-5 Station Total 1 Installed capacity MW 2 Date of Commercial Operation 3 Energy generated MkWh 4 (a) Auxiliary Consumption MkWh

(b) Free Power MkWh 5 Power Sold {3 - 4(a) - 4(b)} MkWh PPA MkWh Regulated MkWh Free Sale MkWh Others MkWh 6 Availability Factor * % 7 Plant Load Factor ** % 8 Specific coal consumption (Kg/kWh) 9 Specific Secondary oil consumption (ml/kWh) 10 Completed Cost Rs. Cr. 11 Cost of generation (P/kWh) 12 Electricity Duty/Taxes (P/kWh) 13 Fuel cost Adjustment (P/kWh) 14 D M Water Consumption Ltr/kWh (B) FINANCIAL PARTICULARS (as per Annual Report)

1. Revenue Income a) Sale of Power Rs. Cr. b) Misc. Income Rs. Cr. Total 1 Rs. Cr.

2. Revenue Expenditure I) Fixed Charges a) Interest & financing Charges Rs. Cr. b) Interest on Working Capital Rs. Cr. c) Return on Equity Rs. Cr. d) Tax on Income Rs. Cr. e) Incentive Rs. Cr. f) Depreciation Rs. Cr. g) O&M Expenses (total i) to viii) below) Rs. Cr. Rs. Cr. ii) Employee Cost Rs. Cr. iii) Adm. & Gen Expenses Rs. Cr. iv) Insurance Charges Rs. Cr. v) Training Rs. Cr. vi) R&D Rs. Cr. vii) Water Charges Rs. Cr. viii) Others Rs. Cr. h) Energy Purchase Rs. Cr. i) Any other Rs. Cr. Total(I) Fixed Charges (a to i) Rs. Cr. i) Spares and Consumables Separately for each generating station for the financial Year……………….. GENERATING COMPANY DATA FOR FINANCIAL STUDY 191 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Format 62 Page 2/3 Periodicity … Annually Submission by 30th June Unit-1 Unit-2 Unit-3 Unit-4 Unit-5 Station Total II) Variable Charges a) Main Fuel Expenses Main Fuel cost Rs. Cr. Transportation Cost Rs. Cr. Total (a) b) Secondary Fuel Expenses Fuel Cost Rs. Cr. Transportation Cost Rs. Cr. Total (b) Total (II) Variable Charges (a+b) Rs. Cr. Total Fixed & Variable Charges (I+II) Rs. Cr. c) Taxes/ Duties included in variable Charges Taxes/ Duties on primary fuel Rs. Cr. VAT on transport of primary fuel Rs. Cr. Taxes/ Duties on secondary fuel Rs. Cr. VAT on transport of secondary fuel Rs. Cr. 3 Profit / (Loss) (before Tax) Rs. Cr. Provision for Tax Rs. Cr. Profit / (Loss) (after Tax) Rs. Cr. 4 Sources of Fund a) Equity I) Paid-up Capital Rs. Cr. ii) Reserves and Surpluses Rs. Cr. b) Loans I) Secured Rs. Cr. ii) Un Secured Rs. Cr. Total (a+b) Rs. Cr. 5 Application of Funds a) Gross Block Rs. Cr. b) Less: Accumulated Depreciation Rs. Cr. c) Net Block Rs. Cr. d) Capital Works in Progress Rs. Cr. e) Investments - in Power Sector Rs. Cr. - outside Power Sector Rs. Cr. f) Current Assets, Loans and Advances I) Inventory Rs. Cr. ii) Receivables# Rs. Cr. iii) Advances Rs. Cr. iv) Cash & Bank Balance Rs. Cr. Total (f) Rs. Cr. g) Less: Current Liabilities and Provision Rs. Cr. I) Current Liabilities Rs. Cr. ii) Provisions Rs. Cr. Total (I+II) Rs. Cr. h) Net Current Asse (f-g) Rs. Cr. i) Misc. Expenditure Rs. Cr. Total (c+d+e+h+i) Rs. Cr. 6 Investment during the Year Rs. Cr. 7 Assets created during year*** 192 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] 193 THE GAZETTE OF INDIA: EXTRAORDINARY [PART III – SEC.4] Notes: N * Availability = 1000x ∑ DCi / {NxICx(100-AUXn) }% i = 1 Where, IC = Installed Capacity of the generating station in MW, DCi = Average declared capacity for the 1st day of the period in MW, N = Number of days during the period, and AUXn = Normative Auxiliary Energy Consumption as a percentage of gross generation; N ** PLF = 10000 x ∑ SGi / {N x IC x (100-AUXn)}% i = 1 Where, IC = Installed Capacity of the generating station in MW, SGi = Scheduled Generation in MW for the 1st time block of the period, N = Number of time blocks during the period, and AUXn = Normative Auxiliary Energy Consumption as a percentage of gross generation; Reference: Central Electricity Regulatory Commission (Terms and Conditions of Tariff) Regulations, 2004 dated 26th March 2004. Website: www.cercind.org *** Please furnish complete details of all the assets created during the year # Details of Receivables: Sl No Source At beginning of year At end of year 1 2 3 4 Format 62 Page 3/3 Periodicity … Annually Submission by 30th June Format- 63 Page 1/2 Periodicity … Annually Submission by 30th June TRANSMISSION COMPANY DATA FOR FINANCIAL STUDY Name of the Company

(a) Date of obtaining license and its validity period

(b) Ownership -State Owned / JV / IPP

(c). Address of the Company

(d) Phone No. FAX E-Mail address

(e) Region of Transmission A TECHNICAL PARTICULARS 1 Length of Lines i) 400KV Ckt kms ii) 220KV Ckt kms iii) 132KV Ckt kms iv) Any Other Ckt kms 2 Details of Sub. Stations MVA of S/S No. of Sub. Stations No. of Transformers 400 KV (400 / 220 KV ) (400 /132 KV ) 220 KV ( 220 /132 KV ) ( 220/66 KV ) (220/33 KV ) (220 /11 KV) 132KV (132/66KV) (132/33KV) (132/11KV) Any other 3 Service Failure No. of hrs. Total system 50% or more 30% to 50% 10% to 30% 1 to 10% Less than 1% 4 Transmission Losses (Technical) (in their own system) 5 Total Units Wheeled MkWh 6 a Transformer failures during the year Nos. b Average time taken to replace Hrs. damaged transformer B FINANCIAL PARTICULARS (as per Annual Report) 1 Revenue Income a) Wheeling of Power Rs. Cr. b) Misc. Income Rs. Cr. c) Subsidy Rs. Cr. Total (1) Rs. Cr. 2 Revenue Expenditure Fixed Charges a) Interest & financing Charges b) Depreciation Rs. Cr. c) O&M Expenses i) Rs. Cr. ii) Employee Cost Rs. Cr. iii) Adm. & Gen Expenses Rs. Cr. iv) Insurance Charges Rs. Cr. v) Training Rs. Cr. vi) R&D Rs. Cr. viii) Others Rs. Cr. d) Provisions Rs. Cr. Total (a+b+c+d) Rs. Cr. Spares and Consumables 194 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Format- 63 Page 2/2 Periodicity … Annually Submission by 30th June 3 Profit / (Loss) (before Tax) Rs. Cr. Provision for Tax Rs. Cr. Profit / (Loss) (after Tax) Rs. Cr. 4 Sources of Fund a) Equity I) Paid up Capital Rs. Cr. ii) Reserves and Surpluses Rs. Cr. b) Loans I) Secured Rs. Cr. ii) Un Secured Rs. Cr. Total (a+b) Rs. Cr. 5 Application of Funds a) Gross Block Rs. Cr. b) Less Accumulated Depreciation Rs. Cr. c) Net Block Rs. Cr. d) Capital Work in Progress Rs. Cr. e) Investments in Power Sector Rs. Cr. outside Power Sector Rs. Cr. f) Current Assets, Loans and Advances I) Inventory Rs. Cr. ii) Receivables Rs. Cr. iii) Advances Rs. Cr. iv) Cash & Bank Balance Rs. Cr. Total (f) Rs. Cr. g) Less Current Liabilities and Provision Rs. Cr. I) Current Liabilities Rs. Cr. ii) Provisions Rs. Cr. Total (i+ii) Rs. Cr. h) Net Current Assets (f-g) Rs. Cr. i) Misc. Expenditure Rs. Cr. Total (c+d+e+h+i) Rs. Cr. 6 Investment during the year Rs. Cr. 7 Assets created during the year 8 Electricity Duty / Taxes if applicable 9 Number of Employees Technical Nos. Non technical Nos. 10 Persons Trained during year Nos. 195 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Format 64 Page 1/4 Periodicity Annually Submission by 30th June DISTRIBUTION COMPANY DATA FOR FINANCIAL STUDY For the financial Year……………….. Name of the Company

(a) Date of obtaining license and its validity period

(b) Ownership -State Owned / JV / IPP

(c). Address of the Company

(d) Area(s) of Distribution (Names), Area in sq.km., population and maps

(e) Phone No./ FAX /E-Mail address (A) TECHNICAL PARTICULARS 1 Energy Purchased Sl. No. kWh Rs Cr. a b c Total 2 Units (Energy) Billed kWh 3 Realised Units kWh 4 Distribution Losses

(a) Technical losses %

(b) Commercial losses (see foot note) % ( c) Collection Efficiency (from col.11of table 5) %

(d) AT&C Losses [4(b) /4( c)] % 196 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Cost Sources Units Purchased Format-64 Page 2/4 Periodicity Annually Submission by 30th June 5 Details of Energy Consumption Consumers Consumption Tariff Billed Revenue Realised Revenue Collection Efficiency Metered Unmetered Flat Rate Total kWh paisa/Unit Slab wise Rs Cr. Rs Cr. (10/9) 1 2 3 4 5 6 7 8 9 10 11 a Domestic (Slab wise) Slab 1 Slab 2 Slab 3 Slab 4 b c Industrial EHT >33KV HT >650Volts&<33KV LT upto 650 Volts d Agriculture HT(Metered) LT(Metered) LT(Unmetered) e Railways Traction f Bulk Supply g h Street lighting I Licensees j Others TOTAL 6 Average waiting period for obtaining new connection a Domestic days b Commercial days c Industrial days 7 Length of EHT lines……..……………………..CktKm. Length of HT lines……………………………..Ckt Km. Length of LT lines……………………………..Ckt Km. 8 Availability of distribution Net work (%) =(Nos. of hours for which network was available/Total no. of hours) x 100 Foot Note: 4(b) Commercial losses = (Energy purchased- Energy billed)/Energy purchased =[Total(1)-(2)]/Total(1) Non-domestic (Commercial) 197 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] No. of consumers Water works/ irrigation public works Format - 64 Page 3/4 Periodicity Annually Submission by 30th June (B) FINANCIAL PARTICULARS (as per Annual Report) 1 Revenue Income a Sale of Power Rs. Cr. b) i) Misc. Income Rs. Cr. ii) Subvention Received from State Govt. Rs. Cr. Total (1) Rs. Cr. 2 Revenue Expenditure Fixed Charges a) Interest & financing Charges b) Depreciation Rs. Cr. c) O&M Expenses i) Rs. Cr. ii) Employee Cost Rs. Cr. iii) Adm. & Gen Expenses Rs. Cr. iv) Insurance Charges Rs. Cr. v) Training Rs. Cr. vi) R&D Rs. Cr. viii) Others Rs. Cr. d) Provisions Rs. Cr. Total (a+b+c+d) Rs. Cr. 3 Profit / (Loss) (before Tax) Tax Provision for Tax Rs. Cr. Profit / (Loss) (after Tax) Rs. Cr. 4 Sources of Fund a) Equity I) Paid-up Capital Rs. Cr. ii) Reserves Rs. Cr. b) Loans I) Secured Rs. Cr. ii) Un Secured Rs. Cr. c) Consumer Contribution Rs. Cr. Total (a+b+c) Rs. Cr. 198 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III - SEC.4] Spares and Consumables Format - 64 Page 4/4 Periodicity Annually Submission by 30th June 5 Application of Funds a) Gross Block Rs. Cr. b) Less Accumulated Depreciation Rs. Cr. c) Net Block Rs. Cr. d) Capital Work in Progress Rs. Cr. e) Investments in Power Sector Rs. Cr. outside Power Sector Rs. Cr. f) Current Assets, Loans and Advances I) Inventory Rs. Cr. ii) Receivables Rs. Cr. iii) Advances Rs. Cr. iv) Cash & Bank Balance Rs. Cr. Total (f) Rs. Cr. g) Less Current Liabilities and Provision Rs. Cr. I) Current Liabilities Rs. Cr. ii) Provisions Rs. Cr. Total (i+ii) Rs. Cr. h) Net Current Assets (f-g) Rs. Cr. i) Misc. Expenditure Rs. Cr. Total (c+d+e+h+i) Rs. Cr. 6 Investment during the year Rs. Cr. 7 Details of assets created during the year 8 Electricity Duty/ Taxes p/unit 9 Fuel Cost Adjustment p/unit 10 Total Number of Employees Technical Nos. Non technical Nos. 11 Persons Trained during the year Nos. 199 THE GAZETTE OF INDIA : EXTRAORDINARY Name of the Entity…………………………………. NAME OF POWER PLANT………………………………………… Installed capacity [Total …….……..MW] 15 year action plan…………………[MW] 9 year action plan…………………[MW] YEAR…………………….. LTPM-- [LAKH TONNES PER MONTH] S. No. Month Coal Ash content Ash Generation Ash Utilized %age utilization Bricks Cement Concrete Roads & Hydro Sector Ash dyke Agriculture/ Mine fill Others/ consumed %age Embankment raising Wasteland High value LTPM LTPM LTPM added areas 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 APRIL 2 MAY 3 JUNE 4 JULY 5 AUGUST 6 SEPTEMBER 7 OCTOBER 8 NOVEMBER 9 DECEMBER 10 JANUARY 11 FEBRUARY 12 MARCH TOTAL ANNUAL (MTPA) NOTE: MTPA - Million Tonnes per Annum 200 THE GAZETTE OF INDIA : EXTRAORDINARY MONTHLY ABSTRACT OF ASH GENERATION AND UTILISATION Half yearly Sub-total FORMAT- 65 Periodicity - Monthly Submission by 20th day ASH UTILIZATION IN THE MAIN AREAS [LTPM]

Central Electricity Authority (Furnishing of Statistics, Returns & Information) Regulations, 2007

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