where an accident occurs at the facility processing e-waste or during transportation of e-waste, the producer, transporter, dismantler, or recycler, as the case may be, shall report immediately to the State Pollution Control Boards or Committees of Union territories about the accident.
18. The collection, storage, transportation, segregation, refurbishment, dismantling, recycling and disposal of e-waste shall be in accordance with the procedures prescribed in the guidelines published by the Central Pollution Control Boards from time to time.
[Sm 11-- 3(ii)] O m a - d i l V f W : ~ . 37
SCHEDULE l (see rules 2 (I), 3(j) and (k)) Categories of electrical and electronic equipment covered under the rules ~ r . 1 Categories of electrical and electronic equipment Information technology and telecommunication equipment :
Centralised data processing:
Mainframes, Minicomputers Personal computing:
Personal Computers (Central Processing Unit with input and output devices) Laptop Computers(Central Processing Un$ with input and output devices) Notebook Computers Notepad Computers Printers including cartridges Copying equipment Electrical and electronic typewriters User terminals and systems Facsimile Telex I Telephones Pay telephones Cordless telephones Cellular telephones Answering systems
SCHEDULE ll [See rule 13(2)] ii.
Applications, which are exempted from the requirements of sub-rule (1) of rule 13 (applicable to categories of electrical and electronic equipment as listed in Schedule I) \ Consumer electrical and electronics:
Television sets (including sets based on (Liquid Crystal Display and Light Emitting Diode technology), Refrigerator, Washing Machine, Air-conditioners excluding centralised air,conditioning plants 1 1 (a) l (b) 1 (c) 1 (d) l(e) 1 (f) 2(a) Exemption / Mercury in single capped (compact) fluorescent lamps not exceeding (per burner): $ For general lighting purposes < 30 W:5 mg For general lighting purposes r 30 Wand < 50 W:5 mg For general lighting purposes 2 50 W and < 150 ,W:5 mg For general lighting purposes r 150 W: 1 5 mg For general lighting purposes with circular or square structural shape and tube diameter s 17 mm: 7mg For'special purposes: 5 mg Mercury in double-capped linear fluorescent lamps for general lighting purposes 38 THE GAZETTE OF INDIA : EXTRAORDINARY [PART 11-SEC. 3(ii)] 2(a)(l) 2(a)(2) 2(a)(3) 2(a)(4) 2(a)(5) 2(b) 2(b)(l) 2(b)(2) 2(b)(3) 2(b)(4) 3 3(a) 3(b) 3(c) 4(a) 4(b) 4(b)-I 4(b)-II 4(b)-Ill 4(c) 4(c)-I 4(c)- 11 4(c)-Ill 4(d) 4(e) 4(f) 5(a) 5(b) 6(a) 6(b) 6(c) 7 (a) 7(b) 7(c)- I 7(c)-ll , not exceeding (per lamp):
Tri-band phosphor with normal lifetime and a tube diameter > 9 mm (e.g. T2): 4 mg Tri-band phosphor with normal lifetime and a tube diameter 2 9 mm and 2 17 mm (e.g. T5): 3 mg Tri-band phosphor with normal lifetime and a tube diameter > 17 mm and S 28 mm (e.g. T8): 3.5 mg Tri-band phosphor with norrnat lifetime and a tube diameter > 28 mm (e.g. T12):
5 mg Tri-band phosphor with long lifetime (2 25000 h): 8 mg Mercury in other fluorescefit lamps not exceeding (per lamp):
Linear halopkosphalte lamps with tube > 28 mm (e.g T 10 and T12): 10 mg Non- linear halophosphate lamps (all diameters): 15 mg Non- linear tri-band phosphor lamps with tube diameter > 17 mm (e.g. T9):15 mg Lamps for other general lighting and special purposes (e.g. induction lamps):
15mg.
Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes not exceeding (per lamp):
Short length (S 500 mm): 3.5mg - Medium length (> 500 mm and S 1500 mm): 5mg Long length (> 1500 mm): 13mg Mercury in other low pressure discharge lamps (per lamp) Mercury in High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner) in lamps with improved colour rendering index Ra>60: I I P S 155 W: 30mg I 155 W < P S 405 W: 40mg P > 405 W: 40mg Mercury In other High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner):
P S 155 W: 25mg 155 W eP4 405 W: 30mg P> 405 W: 40mg Mercury in High Pressure Mercury (vapour) lamps (HPMV) Mercury in metal halide lamps (MH) Mercury.in other discharge lamps for special purposes not specifically mentioned in this Schedule Lead in glass of cathode ray tubes Lead in glass of fluorescent tubes not exceeding 0.2 % by weight - Lead as an alloying element in steel for machining purposes and in galvanized steel containing up to 0.35% lead by weight Lead as an alloying element in aluminum containing up to 0.4%lead by weight Copper alloy containing up to 4% lead by weight Lead in high melting temperature type solders (i.e. Izad-based alloys containing 85% by weight or more lead) Lead in solders for servers, storage and storage array systems, network infrastructure equipment for switching, signaling, transmission, an3 network management for telecommuni~ins Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic incapacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound.
Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC,or higher - C [Tl 11-WS 3(ii)] om?rWGlTT:WrrW 39 -- - - - - - - - - - - - - - - - 7(c)-Ill Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V ne 8(a) 8(b) 9 9(b) 11 (a) 1 1 (b) 12 13(a) 13(b) 14 semiconductor die and carrie; within integrated circuit flip chip packages.
Lead in linear incandescent lamps with silicate coated tubes Lead halide as radiant agent in high intensity discharge (HID) lamps used for W b Cadmium and its compounds in one shot pellet type thermal cut-offs.
Cadmium and its compounds in electrical contacts Hexavalent chromium as an anticorrosion agent of the carbon steel qooling system in absorption refrigerators up to 0,75 % by weight in the cooling solution Lead in bearing shells and bushes for refrigerant-containing compressors for heating, ventilation, air conditioning and refrigeration (HVACR) application.
Lead used in C-press complaining pin connector systems Lead used in other than C-press complaint pin connector systems Lead as a coating material for the thermal conduction module C-ring Lead in while glasses used for optical applications Cadmium and lead in filter glasses and glasses used for reflectance standards.
, Lead in solders consisting of more than two elements for the connection between 15 professional reprography applications.
Lead as activator in the fluorescent powder (1 % lead by weight or less) of the pins and the package of microprocessors with a lead content of more than 80% and less than 85% by weight Lead in solders to com~lete a viable electrical connection between discharge lamps when used as specialty lamps for diazoprinting reprography, lithography, insect traps, photochemical and curing processes containing phosphors such as SMS ((Sr, Ba)2MgSi207:Pb) Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps when used as sun tanning lamps containing phosphors such as I BSP (BaSi2OS:Pb) Lead with PbBiSn-Hg and PblnSn-Hg in specific compositions as main amalgam . . .
structural elements, notably in the seal frit and frii ring.
Lead oxide in the glass envelope of black light blue,lamps Lead alloys as solder for transducers used in high- powered (designated to operate for several hours at acoustic power levels of 125 dB SPL and above) loudspeakers Lead bound in crystal glass Cadmium alloys as electricaVmechaqical solder joints to electrical conductors located directly on the voice coil in transducers used in high-powered loudspeakers with sound pressure levels of 100 dB (A) and more Lead in soldering materials in mercurv free flat fluorescent lam~s(which e.a. are and with PbSn-Hg as auxiliary amalgam 'in very compact energy saving lamps (ESL) Lead oxide in glass used for bonding front and rear substrates of flat fluorescent lamps used for Liquid Crystal Displays (LCDs) Lead and cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses Lead in finishes of fine pitch components other than connectors with a pitch of
0.65 mm and less Lead in solders for the soldering to machined through 'hole discoidal an planar array ceramic multilayer capacitors Lead Oxide in surface conduction electron emitter dis~lavs (SED) used in - . . - used for liquid crystal ,displays, design-or industrial lighting) Lead oxide in seal frit used for making window assemblies for Argon and Krypton .
laser tubes 40 THE GAZETTE OF INDL4 : EXTRAORDINARY [PART 11-SEC. 3(ii)] 33 1 Lead in solders for the soldering of thin copper wires of 100 pm diameter and I ( content up to 30 mg b r display 37 1 Lead in the plating layer of high voltage diodes on the basis of a zinc borate 34 36 less in power transformers Lead in cermet-based trimmer potentiometer elements Mercury used as a cathode sputtering inhibitor in DC plasma displays with a
SCHEDULE Ill 38 39 [See rule 14)] LIST OF AUTHORITIES AND CORREPONDING DUTIES I S I I AUTHORITY CORRESPONDING DUTIES glass body Cadmium and cadmium oxide in thick film pastes .used on aluminum bonded beryllium oxide Cadmium in colour converting Il-VI LEDs (e 10 pg Cd per mm2 of light-emitting area) for use in solid state illumination or display systems.
Central Pollution Control Board, Delhi -. .
State Pollution Control Boardsl Committees of Union territories
(i) Coordination with State Pollution Control Boardsl Committees of Union territories
(ii) Preparation of Guidelines for Environmentally Sound Management of e-waste
(iii) Conduct assessment of e-waste generation and processing
(iv) Recommend standards and specifications for processing and recycling e-waste
(v) Documentation, compilation of data Qn e-waste and uploading on websites of Central Pollution Control Board
(vi) Conducting training & adareness programmes
(vii) Submit Annual Report to the Ministry
(viii) Any other function delegated by the Ministry under these rules
(ix) Enforcement of provisions regarding reduction in use of hazardous substances in manufacture of electrical and electronic equipment
(x) Initiatives for IT industry for reducing hazardous substances,
(xi) Set targets for compliance to the reduction in use of hazardous substance in manufacture of electrical and electronic equipment
(xii) Incentives and certification for green designlproducts
(i) lnventorization of e-waste.
(ii) Grant & renewal of Authorization
(iii) Registration of recyclers of e-waste
(iv) Monitoring compliance of authorization and registration conditions
(v) Maintain information on the conditions imposed for authorization etc.
(vi) Implementation of programmes to encourage environmentally sound recycling
(vii) Action against violations of these rules
(viii) Any other function delegated by the Ministry under these rules [See rule 9(2)] APPLICATION FOR OBTAINING AUTHORIZATION FOR GENERATION1 COLLECTION1 STORAGElDlSMANTLlNGlRECYCLlNGl OF E-WASTE* From: ....................................
[~ 11-m 3(ii)] g m F 1 T 7 l W f : ~ 41 The Member Secretary, - ,- (Municipal Committee/Council/ Corporation) Pollution Control Board or .: ~ollution Control Committee ...-............. .......... ......
........................................................
........................................................
Sir, FORM - 1 I - I I We hereby apply for authorizationlrenewal of authorization under rule 11 (2) and 1 l(6) of the E-wastes (Management and Handling) Rules, 201 1 for collection1 storage1 transportnreatmenVdisposal of e-waster For Office Use Only Code No. :
(i) To ensure that e-w&e if found to be mixed with Municipal Solid Waste is properly segregated, collected and is channelized to either authorized collection centre or dismantler or recycler.
(ii) To ensure that e-waste pertaining to orphan products is collected and channelized to either authorized collectibn centre or dismantler or recycler.
Whether the unit is situated in a critically polluted area as identified by Ministry of Environment and Forests (yeslno);
- To be filled in by Applicant , Part - A: General
1. (a) Name and full address, telephone nos. e-mail and other contact details of the unit :
(b) Authorization required for (Please tick mark appropriate activitylies*)
(i) Generation*
(ii) Collection*
(iii) Dismantling* 0 (iv) Recycling* ~(c) In case of renewal of authorization previous authorization no. and date
2. (a) Whether the unit is generating or processing e-waste as defined in the E- ,' wastes (Management and Handling) Rules, 201 1
(i) generating* 0 I
(ii) processing* 'strike off whichever is not applicable I699 6;r/h'-6 42 'II-IE G&%TTE OF INDIA : EXTMORD][NARY [PART I&SEC. 3(ii)] -- -- -- - - .-- A
3. (a) Total capital invested on the project :
(b) Year of commencement of production:
(c) Date of grant of the Consent to Establish:
I
(d) Date of grant of the Consent to Operate:
Part - B: e-waste
4. E-waste details:
Part - C : Dismantling and Recycling Facility
5. Detailed proposal of the facility (to be attached) to include:
(i) Location of site (provide map).
(ii) Details of processing technology
(i) Type and Quantity of waste to be processed per day
(iv) Site clearance (from local authority, if any )
(v) Utilization of the ewaste processed
(vi) ~ e t h o d of disposal of residues (details to be given)
(vii) Quantity of waste to be processed or disposed per day
(viii) Details of categories of e-waste to be dismantledlprocessed
(ix) Methodology and operational details
(x) Measures to be taken for prevention and control of environmental pollution including treatment of leachates
(xii) Investment on Project and expected returns
(xiii) Measures to be taken for safety of workers working in the plant *
(a)
(b)
(c)
(d)
(e) Place : , Type of e-wastes generated as defined under the e-wastes (Management and Handling) Rules, 201 1 :
Total Quantity e-waste handled generated/coIlected/dismantled/ recycled :
Mode of storage within the plant :
Method of treatment and disposal :
Installed capacity of the plant :
Date :
Signature (Name ) Designation :
[Vl 11-WJK 3(ii) ] g m T l n s m j l : ~ ~ 43 FORM l(a) [See rule 9(3)] FORM FOR GRANTING AUTHORIZATION FOR GENERATIONICOLLECTIONI /STORAGEIDISMANTLING/ RECYCLING1 OF E-WASTE* ............................... 1. (a) Authorization and (b) date of issue ................................. ................................. 2. of is hereby granted an authorization for generation, collection, storage, dismantling and recycling of e-waste ................................................ on the premises situated at
3. The authorization granted for generation, collection, storage, dismantling, and recycling of e-wastes.
............ ............ 4. The authorization shall be in force for a period from to
5. The authorization is subject to the conditions stated below andsuch conditions as may be specified in the rules for the time-being in force under the Environment (Protection) Act, 1986.
Signature ..........................
Designation ...................... Date: ------------------- --- \ Terms and conditi+ons of authorization
1. The authorization shall comply with the provisions of the Environment (Protection) Act, 1986, and the rules made there under.
2. The authorization or its renewal shall be produced for inspection at the request of an officer authorized by the State Pollution Control Board or Committee of Union territories.
3. The person authorized shall not rent, lend, sell, transfer or otherwise transport the e-wastes without obtaining prior permission of the State Pollution Control Board or Committee of Union territories.
4. Any unauthorized change in personnel, equipment as working conditions as mentioned in the application by the person authorized shall constitute a breach of his authorization.
5. I t is the duty of the authorized person to take prior permission of the State Pollution Control Board or Committee of Union territories to close down the operations.
6. An application for the renewal of an authorization shall be made as laid down in sub-rule (6) of rule 9.
44 THE GAZETTE OF INDIA : EXTRAORDINARY [PART 11-SEC. 3(ii)J FORM - 2 [See rules 4(8), 5(5) and 9(5)l FORM FOR MAINTAINING RECORDS OF E-WASTE HANDLED/ GENERATED * Strike off whichever is not applicable P Quantity in Metric Tonnes (MT) or Kilograms {Kg) Per Year
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
1 1.
Name & Address:
Producer /Collection CentreIDismantlerl Recycler1 Bulk consumer * Date of Issue of Authorization* Registration * Validity of Authorization* /Registration* Types & Quantity of ewaste handledl generated Types & Quantity of e-waste stored Types & Quantity of e-waste sent to authorized collection centre1 registered dismantler or recycler Types & Quantity of e-waste transported* Name, address and contact details of the destination Types & Quantity of e-waste refurbished* Name, address and contact details of the destination of refurbished materials Types & Quantity of e-waste dismantled* Name, address and contact details of the destination Types & Quantity of e-waste recycled* Types & Quantity of -2 materials recovered Name, address and contact details of the destination Types & Quantity of waste treated & disposed Category I Quantity ltem Description Category 1 Quantity Item Description Category I ~uant 'G Item Description Category I Quantity Quantity Category 1 Quantity Item Description Category ( QClantity Item Description Category Quantity ltem Description Quantity Category . 1 Quantity ltem Description FORM - 3 [See rules 4(9), 5(4), 6(2), 7(7), 8(5) and 9(5)] FORM FOR FILING ANNUAL RETURNS [To be submitted by producerlcollection centreldismantlerlrecycler by 3oth ~ u n e following to the financial year to which that return relates].
Quantity in Metric Tonne6 (MT) or Kilograms (Kg) per year 1 2 3 ~~meandaddressoftheproducerl collection centre1 dismantled recycler Name of the authorized person and complete address with telephone and fax numbers and e-mail address Total quantity e-waste soldlpurchasedl sent for processing during the year for each category of electrical and electronic equipment listed in the Schedule I (Attach 3(A)* 3(w* 4 I categories as applicable to 3(A) &3(B) Note: The applicant shall provide details of funds received (if any) from producers list) Details of the above DISMANTLERS: Quantity of e-waste in MT purchased & processed and sent to TYPE category wise):
~ECYCLERS: Quantity of e-waste in MT purchasedlprocessed (category wise):
Name and full address of. the destination and its utility with an audited certificate QUANTITY 5 4 enclose the list of recyclers to w h ~ m e-waste have been sent for recycling.
with respect to 3 (A-B) above Type and quantity of materials segregated1 recovered from e-waste of different Type *strike off whichever is not applicable Place Date ' Signature of the authorized person Quantity 46 THE GAZETTE OF INDIA : EXTRAORDINARY [PART 11-SEC. 3(ii)] FORM - 4 [see rule I 7 (I)] APPLICATION FORM FOR REGISTRATION OF FACILITIES POSSESSING ENVIRONMENTALLY SOUND MANAGEMENT PRACTICE FOR RECYCLING E- ' WASTE (To be submitted in triplicate) I
4. ( No. of workers (including contract
1.
2.
3.
Name and Address of the unit Contact person with designation, Tel./Fax Date of Commissioning
5.
6.
labour) Consents Validity
7.
8.
a. Water (Prevention & Control of Authorization validity
9.
I
11. I Water consumption I I I I Industrial m3lday Pollution) Act, 1974;
Valid up to b. Air (Prevention & Control of Pollution) Act, 19Q1;
, Valid up to E-wastes (Management and Handling) Rules, 201 1 ;
Manufacturing Process Products and Installed capacity of production in (MTA) Products manufactured during the 1 Year 1 Product 1 Quantity last three years (as applicable)
10. Raw material consumption during the last three years (as applicable) Valid up to Please attach manufacturing process flow diagram for each product(s) Water Cess paid up to (if applicable) Waste water generation as per consent . m3Iday Waste water treatment (provide flow diagram of the treatment scheme) Waste water discharge Products Domestic m3 1 day Actual (avg., of last 3 months) Industrial m3 /day Domestic m3 /day Industrial Domestic Quantity m3lday Location Analysis of treated waste water for pH, BOD,COD, SS, ,O&G, any other Installed capacity (MTA) [Ti 11-WG 3(ii)] Sma;r;rVm3:3Tfl lW 47 r I parameter stipulated by SPCBISPCC I
12.
etc c. Fuel consumption b. Waste Collection and Air Pollution Control a. Provide flow diagram for emission control system(s) installed for each process unit, utilities etc.
b. Details for facilities provided for control of fugitive emission due to material handling, process, utilities Fuel / Qty per (attach details) daylmonth Emission (SPM, Son, NOx , Pb etc.) m g l ~ m 3 Parameters SPM, Son, NOx, ~b etc.) Clg/m3 d. Stack emission monitoring e. Ambient air quality , I I I d. Name of Treatment Storage and Disposal Facility utilized for t S
(ii) Stack attached to 0) (i i) Location Results uglm3 (0
(11) transportation (attach details) c. Provide details of disposal of residue.
e. Please attach analysis report of characterization of hazardous waste generated (including leachate test if Waste Management:
a. Waste generation in processing e-waste applicable) 1 Details of e-waste proposed to br((i)ama Qty I Occupational safety and health I Please provide details of facilities Qty Category S No procured through sale; contract or import, as the case may be, for use as raw material aspects - Category S No Type . .
(ii) Quantity required /year
(iii) Basel Convention Number Type 48 THE GAZETTE OF INDIA : EXTRAORDINARY [PART 11-SEC. 3(ii)] I hereby declare that the above statements /information are true and correct to the best of my knowledge and belief.
17.
Signature YesINo If Yes, please furnish details
16.
Date: Name:
Remarks:
Whether industry has provided adequate pollution control system I equipment to meet the standards of emission 1 effluent.
Whether industry is in compliance with conditions laid down in the Authorization Any Other Information of relevance:
. * Place: Designation:
Yes I No * Form - 5 [see rule 15 ( I ) ] FORM FOR ANNUAL REPORT TO BE SUBMITTED BY THE STATE POLLUTION CONTROL BOARDICOMMITTEES TO THE CENTRAL POLLUTION CONTROL BOARD To, The Chairman, Central Pollution Control Board, (Ministry of Envjronment And Forests ) Government Of India, 'Parivesh Bhawan', East Arjun Nagar, Delhi- 1 10 0032
1. Name of the Statelunion territory
2. Name & address of the State Pollution :
Control Board / Committee
3. Number of authorised Producers, Collection :
Centres, registered Dismantler and Recyclers for management of e-waste in the State or Union territory under these rules
4. Categories of waste collected along with : Please attach as Annexure-l their quantities on a monthly average basis:
5. A Summary Statement on Category wise : Please attach as Annexure-I1 and product wise quantity of e-waste collected
6. Mode of treatment with details : Please attach as Annexure-Ill
7. Brief details of collection, dismantling and : Please attach as Annexure-IV recycling facilities
8. Any other information
9. Certified that the above report is for the period from ....................................
Date:
Place :
Chairman or the Member Secretary State Pollution Control Board1 Pollution Control Committee [F. NO. 23-7 1R009-HSMD] RAJIV GAUBA, Jt. Secy.
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