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The Life Insurance Corporation General Regulations, 2021

Central Notification · 195695,275 characters of text

The enactment

TypeNotification
Year1956
JurisdictionCentral
MinistryMinistry of Finance
StatusIn force as published by the source
TextPublished as one document, as the source published it
Subjectsfinancial

Full text

The source publishes this enactment as a single document rather than provision by provision, so the whole text is below and there are no per-section pages for it. Nothing has been shortened.

4006 GI/2021 (1) रजिस्ट्री स.ं डी.एल.- 33004/99 REGD. No. D. L.-33004/99 xxxGIDHxxx xxxGIDExxx असाधारण EXTRAORDINARY भाग III—खण् ड 4

PART III—Section 4 प्राजधकार स ेप्रकाजित PUBLISHED BY AUTHORITY भारतीय िीवन बीमा जनगम अजधसचूना म ंबई, 22 ि लाई, 2021 फा.स.ं I-13011/03/2021-बीमा.I.—बोडड, िीवन बीमा जनगम अजधजनयम, 1956 (1956 का 31) की धारा 49 द्वारा प्रदत्त िजियों का प्रयोग करते हुए और िीवन बीमा जनगम जवजनयम, 1959 को अजधक्ांत करत ेहुए, जिन् हें ऐसे अजधक्मण से पूवड ककया गया ह ैया करने का लोप ककया गया है, कें द्रीय सरकार के पूवड अन मोदन से जनम्नजलजखत जवजनयम को बनाता ह,ै अर्ाडत्:- प्रारंजभक

1. संजिप्त नाम और प्रारंभ.—(1) इन जवजनयमों का संजिप्त नाम िीवन बीमा जनगम सामान्य जवजनयम, 2021 ह।ै

(2) य ेरािपत्र में उनके प्रकािन की तारीख को प्रवृत होंगे।

2. पररभाषाए-ं(1) इन जवजनयमों में, िब तक कक संदभड से अन्यर्ा अपेजित न हो,- (क) "अजधजनयम" से िीवन बीमा जनगम अजधजनयम, 1956 (1956 का 31) अजभप्रेत ह;ै (ख) "प्राजधकरण" से बीमा जवजनयामक और जवकास प्राजधकरण अजधजनयम, 1999 (1999 का 41) की धारा 3 की उप-धारा (1) के अधीन स्ट्र्ाजपत भारतीय बीमा जवजनयामक और जवकास प्राजधकरण अजभप्रेत ह;ै स.ं 295] नई कदल्ली, बृहस्ट् पजतवार, ि लाई 22, 2021/आषाढ़ 31, 1943 No. 295] NEW DELHI, THURSDAY, JULY 22, 2021/ASHADHA 31, 1943 सी.जी.-एम.एच.-अ.-22072021-228425 CG-MH-E-22072021-228425 ufsredt aH. St.Wer.- 33004/99 REGD. No. D. L.-33004/99 Che Gazette of India OSH. -WH.Wa.-31.-22072021-228425 CG-MH-E-22072021-228425 AATATT EXTRAORDINARY art WI—ars 4

PART II—Section 4 srferere & warts PUBLISHED BY AUTHORITY a. 295] ae favett, Teeahtay, YAS 22, 2021/ArgTs 31, 1943 No. 295] NEW DELHI, THURSDAY, JULY 22, 2021/ASHADHA 31, 1943 ares otter thar Fara Was, 22 Ware, 2021 wa. 1-13011/03/2021-sta.1.—are, staat ater ferva afer, 1956 (1956 ar 31) At art 49 amet Vad orfcat BT aT Het |U ate stat Star fara faftay, 1959 at ateatra Hed eu, fied UT ater Foye fa WaT S aT Hea HT AT Pea TAT z, Hala AeHe YS aaqated 4 Prafefac fata al TATAT @, AAT: area

1. afera ara aie sre. (1) oat fafearat ar afera ava staat stat Ferra arareg fata, 2021 1

(2) & Usa F Sah Weert AT ATS AT Tat SVT

2. aarae-(1) ca fataaat 4, wa oe fe tat & sega safes 4 ST,- (#) “atefaaa" & trae ata fears aferfrars, 1956 (1956 #1 31) afsra 2; (@) “afer” a ara fatearas atx fear orferncor afartaara, 1999 (1999 ar 41) At are 3 At Sa-aret (1) & Hela carta aredta fit fata az faara ofan arte 2; 4006 GI/2021 (1) 2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] (ग) "कंपनी सजचव" से एक ऐसा व्यजि िो कंपनी सजचव अजधजनयम, 1980 (1980 का 56) के अंतगडत गरित भारतीय कंपनी सजचव संस्ट्र्ान का सदस्ट्य ह ैऔर िो जनगम के सजचवालीय कायड का प्रम ख ह ैअजभप्रेत ह;ै (घ) " जनिेपागार अजधजनयम" से जनिेपागार अजधजनयम, 1996 (1996 का 22) अजभप्रेत ह;ै (ड.) " जनिेपागार और प्रजतभागी जवजनयम" से भारतीय प्रजतभूजत और जवजनमय बोडड द्वारा जनिेपागार और प्रजतभाजगयों के संबंध में भारतीय प्रजतभूजत और जवजनमय बोडड अजधजनयम, 1992 (1992 का 15) और जनिेपागार अजधजनयम की धारा 25 के अतंगडत बनाए गए जनयम अजभप्रेत ह;ै (च) "प्रारूप प्रस्ट् तावक दस्ट्तावेि" से पूंिी और प्रकटीकरण आवश्यकताओं के संबंध में भारतीय प्रजतभूजत और जवजनमय बोडड द्वारा बनाए गए जनयमों के अधीन एक सावडिजनक म दे्द के संबंध में भारतीय प्रजतभूजत और जवजनमय बोडड में दायर प्रारूप प्रस्ट् तावक दस्ट्तावेि अजभप्रेत ह;ै (छ) भारत में जनगजमत और प्राजधकरण द्वारा जवजनयजमत िीवन बीमा कंपजनयों के संबंध में "अंतर्नडजहत मलू् य" का वही अर्ड होगा िैसा कक बीमांकक अजधजनयम, 2006 (2006 का 35 ) की धारा 3 के अधीन गरित भरतीय बीमांकक संस्ट् र्ान द्वारा िारी मानक बीमांकक पद्धजत में जनधाडररत ककया गया हो; (ि) “प्रपत्र” से इन जवजनयमों के सार् संलग् न ककया गया प्रपत्र अजभप्रेत ह;ै (झ) "ककसी मामल े के संबंध में रजिस्ट्रार" का वही अर्ड होगा िैसा कक भारतीय प्रजतभूजत और जवजनमय बोडड द्वारा ककसी मामले के संबंध में और ियेर अतंरक एिेंट के संबंध में रजिस्ट्रार से संबंजधत बनाया गया जवजनयम; (ञ) "धारा" से अजधजनयम की धारा अजभप्रेत ह;ै (ट) "भारतीय प्रजतभूजत और जवजनमय बोडड" से भारतीय प्रजतभूजत और जवजनमय बोडड अजधजनयम, 1992 (1992 का 15) की धारा 3 के अधीन स्ट्र्ाजपत भारतीय प्रजतभूजत और जवजनमय बोडड अजभप्रेत ह;ै (ि) "िेयर अतंरक एिेंट" का वही अर्ड होगा िैसा कक ककसी मामल ेके संबंध में रजिस्ट्रार और िेयर अंतरक एिेंट के संबंध में भारतीय प्रजतभूजत और जवजनमय बोडड द्वारा बनाए गए जवजनयमों में कदया गया हो।

(2) इसमें प्रय क् त अन्य सभी िब्दों और अजभव्यजियों और जिन् हें इन जवजनयमों में पररभाजषत नहीं ककया गया ह,ै परंत अजधजनयम में पररभाजषत ककया गया ह,ै का वही अर्ड होगा िैसा कक अजधजनयम में कदया गया हो। भाग I बोडड और इसकी सजमजतयों की बिैकें

3. बोडड और इसकी सजमजतयों की बिैकें आयोजित करन ेकी पद्धजत- (1) बोडड की बैिकों के संबंध में अध्यि और उसकी अन पजस्ट्र्जत में जनगम के ज्येष्ठतम् पणूडकाजलक जनदेिक और बोडड की ककसी सजमजत की बैिकों के संबंध में ऐसा व्यजि जिसे बोडड न ेसजमजत के अध्यि के रूप में जनय ि ककया है, बोडड या उसकी सजमजत की बैिकों की तारीख, समय और स्ट्र्ान, िैसा भी मामला हो, तय करेगा, और इसकी कायड-सूची की मदों को अन मोकदत करेगा।

(2) बैिकों के जलए नोरटस कंपनी सजचव द्वारा िारी ककया िाएगा या, यकद कोई कंपनी सजचव न हो, तो इसे बोडड द्वारा अजधकृत जनगम का ककसी जनदेिक या ककसी अन्य अजधकारी द्वारा िारी ककया िाएगा।

(3) अध्यि, और उसकी अन पजस्ट्र्जत में उपजस्ट्र्त ज्येष्ठतम ्पणूडकाजलक जनदेिक, बोडड की बैिक की अध्यिता करेंगे।

(4) बोडड की सजमजत का अध्यि इसकी बैिक की अध्यिता करेगा: परन्त यह कक अध्यि की अन पजस्ट्र्जत में बैिक में उपजस्ट्र्त सदस्ट्यों द्वारा अपने में से च ना गया कोई अन्य जनदेिक बैिक की अध्यिता करेगा।

(5) जनगम, बोडड और इसकी सजमजतयों के संबंध में ऐसे सजचवालीय मानकों का पालन करेगा, िो कंपनी अजधजनयम की धारा 118 की उपधारा (10) के अधीन कंपनी की बोडड की बैिकों के संबंध में प्रयोज् य हो, िैसाकक इस अजधजनयम bbb|ele BE bible [2 belbs ft BPb de [bob [ye sli Ip [phe blige de (O}) LelBhe Ie BL} Leite Lye Heb Ble [bh [is ‘edb bth le [bbe bibibb |B BO # BEB & |ePiblb |b? pie Sie ‘Hirb| (g) [Ur ede IP Pabo te Ye ep bls>b| hole Sib lhl Ibb bb bhie 1218 |ro>bh Pralh® b bob b Pikalh ble |e kebole tb] Bh Bayh “Lede IDIebZIe [Ye heb |phS Ihsie It PiRLA | sib (p) pete IDkabsie [ue Ob ye Sl “bsp b! bi dbInh kbRkS Pralh® b Pikalhbic [phe rile ‘kis (€) [Uenis Led) Polis 218 alee pale [bb] Lh dlsbb! [eb] Ib tisb| Peblie 18 le BS Jb ‘12 b bab [ph Ele Pjte ‘Le Lens Lede) [pls 1218 bj febde bel nel te Leek (Z) rete Debbie [eb [bit [ye [bm felee \yebs pile ‘Lede feb “12 Lebel |e Utle ‘ble be bbb ‘BPP [yp leek [ye Piel [pbe Ie sie “2 lbh) Pehl bt hs & kebsle be bible b Sle Bis) dl te IBD b BPP te [bob |b Pith |p| |b Slip die bispbl bbl bioh BPRS & Hb f Pikalhbie |pRe tie eka bh bb tb [bob |p sie (|) -Pih kb pmb Pioiiblie bob Lb |p| PID [phE rile glib “E por Wp dePlelh [ebs aie Sie | Lele 2 Let Lee] bt te blielie del Lets 112 ole [Pb Ie ‘2 Lele Iede| Philiselh ft Hbebl lis Boh ‘2 dele Ibe) 12h Politelh bt lt bib] bs 2alo| ile [eda|hots|ie dil 1bols [kb hele Pek bbs (Z) U2 Ue Lee} fe Latebje| be ibe 12 gle bbbye) aye Rib|is lpaite be bbe 2h bebe phls aye 21aisp> fb BB binlit Le} cb) Ibis Uel2 fle (Bb Ie zich sable abs, (2) ‘2 Pkie Sib kitblb| die PiFsPik b/Po lis Phillie? bl ile te € Lis [ye (GL le 7661) 766) ‘Hebi ble Sib bhb| bl pie DIRDIK FIP alts B Sie bbl bl ile Piispis blboi, (2) 2 Phi lip ite bbl ble b lls, (1s) ‘Heb |bl lil Iblbb PBjbb >1o2in)> f RPb tb inn b> >rls alle bt Rb te bili [peel P18 Sie bible) die PiFKPIK feiP> lbs de] Leis 12 bole [Pb Ie 12> bh BbR te bil [peel (12) -2 Phe kbk lel Ie} be bB b1b ob |e ble! b3 b ehh, (Js) “2 Lele Ibs} Dajlieb| b P)eh sedbl le dbblit [eis 1218 bl teh ‘biblitl fe|Por POlir bible te € Lib |e ( GE Le 9007) 9007 ‘Heb |B}e seblite de] Lis Liel2 fle (Pb lb bok b2|ibibie, b BEB te lebih lle belis Peibblbl P18 Ineo ale Dalsh| ft Pits (6) 2 Dib lblP2> seb bok hol k >hlb b Sib bhb|b) ale PIPE blprit b BER 2B bblisbib en bile se lithb| Die Dibb PIB Ble bhblb| die PiRPIs kiPois b BPR tb IelPbbobie Ineblpbk alle Linh B Isb1De> tb1Pek beik, (B) ‘2 bhi Brb| Dit Dibb biPle GZ alts yp beblelle ailbibkb) ale (G) le Z66L) 266) ‘kbj ee slip kbib| aue PADIS belpolis be Ib p de [eleiis pis aye tlhe} DIB sib btbie| aie BiRRIK blprlis B thb|b} [elspjs die 2llelbieb} y (“2) 2 Phise (ZZ Ie 9661) 966) ‘Hkb\ejie lbh) b tkbpelle 2Uelb kbs , (te) 2 Pbinle 2 Bk We ble bl plbb|i se bleb| [ls aue 2 kabb I blab bbjb [pb be] P alts bejlt biPie + (9G I O86L) O86) ‘Heb Ble bkIB [phe [is wjke IBD bh B bkJP [phe, (12) [podsS—il Luvd] AUVNICUOVALXA : VIGNI JO ALLAZVD AHL [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 3 में अन्यर्ा उपवांजछत ह ैउसके जसवाय, इसके अंतगडत बनाए गए जनयमों तर्ा जवजनयमों में इसका उपबंध ककया गया हो। भाग II पूिंी, ियेर, अन्य प्रजतभजूतया ंऔर जनगम के सदस्ट्य

4. ियेर पूिंी के प्रकार और स्ट् वरूप- जनगम की िेयर पूंिी उस प्रकार की होगी िैसा कक कंपनी अजधजनयम की धारा 43 में ककसी कंपनी के संबंध में उपबंजधत हो, िहां तक य ेकंपनी अजधजनयम के उपबंधों और इसके अधीन बनाए गए जनयमों से असंगत न हों: परंत यह कक उक् त धारा के खण्ड (क) के उपखंड (ii) के उपबंध जनगम की िेयर पूंिी के संबंध में लागू नहीं होंगे।

5. ियेरों और जडबेंचर का स्ट् वरूप-जनगम में ककसी भी सदस्ट्य के िेयर, जडबेंचर और अन्य जहत जवजनयम 11 में उपबंजधत पद्धजत में उजचत तौर पर हस्ट्तांतरणीय चल संपजत्त होगी।

6. प्रजतभजूतयों को िारी करन ेकी पद्धजत- (1) जनिेपागार अजधजनयम और जनिेपागार एवं सहभागी जवजनयमों के प्रावधानों का अन पालन करत ेहुए जनगम प्रजतभूजतयों को मतूड रूप में या अमूतड रूप में िारी कर सकता ह।ै

(2) िहां जनगम भौजतक रूप में कोई प्रजतभूजत िारी करता ह,ै ऐसी प्रजतभूजतयों को िारी करना उन आवश्यकताओं के अन सार होगा िैसा कक बोडड इस संबंध में जनर्दडष्ट करे, जिसमें प्रजतभूजत िारीकताड प्राजधकारी, इसका प्ररूप, जनगम की ओर से प्रमाण पत्र पर हस्ट्तािर करन ेकी पद्धजत, कोरे प्रमाणपत्रों की छपाई और अजभरिा एवं जद्वप्रजतक प्रमाण पत्र िारी करन ेकी प्रकक्या का उल् लखे हो।

(3) जनगम ककसी मामले के जलए रजिस्ट्रार अर्वा िेयर अतंरक एिेंट की जनय जि करेगा और ककसी मामले के रजिस्ट्रार या िेयर अंतरक एिेंट, िैसा भी मामला हो और अमतूड रूप में िारी प्रजतभूजतयों के संबंध में जनिेपागार के सार् जत्रपिीय समझौता करेगा।

7. पद्धजत तर्ा ितों के सबंधं में अन्य उपबधं जिसके अधीन ियेर िारी ककए िा सकत ेहैं—(1) जनगम, धारा 5 की उप-धारा (2) के उपबंधों के अन सार, कें द्रीय सरकार द्वारा जनगम को प्रदान की गई च कता इकिटी पूंिी के जलए कें द्रीय सरकार को इकिटी िेयर िारी करेगा।

(2) धारा 5 के उपबंधों के अन सार कें द्रीय सरकार के पूवड अन मोदन से जनगम समय-समय पर सावडिजनक जनगडम या अजधकार जनगडम या अजधमान आवंटन या जनिी स्ट् र्ानन या इकिटी िेयर रखने वाले मौिूदा सदस्ट्यों को बोनस िेयर िारी करके या िेयर आधाररत कमडचारी लाभ योिनाओं के अन सार कमडचाररयों को िेयर िारी करके या जनगम के िीवन बीमा पॉजलसीधारकों को िेयर िारी करके या अन्य प्रकार से इकिटी िेयर िारी करेगा। परंत यह कक जनगम द्वारा अपन ेसदस्ट्यों को बोनस िेयर केवल अपन ेफ्री ररिवड या िेयर प्रीजमयम खात ेमें से िारी ककए िा सकते हैं और संपजत्त का प नमूडल्यांकन करके सृजित ररिवड को पूंिीकृत करके बोनस िेयर िारी नहीं ककए िाएंगे: परंत यह कक यकद जनगम इकिटी िेयरों का सावडिजनक जनगडम करने का प्रस्ट्ताव करता ह,ै तो वह भारतीय प्रजतभूजत और जवजनमय बोडड के सार् अपना मसौदा प्रस्ट्ताव दस्ट्तावेि दाजखल करन े से पहले प्राजधकरण से उनकी रटप्पजणयों, यकद कोई हो (इस संबंध में बोडड के संकल्प के द्वारा अजधप्रमाजणत प्रजत द्वारा समर्र्डत), के जलए अन रोध करेगा, जनम्नजलजखत पहल ओं पर जववरण प्रस्ट्त त करत ेसमय पूंिी िारी करन ेसंबंधी बीमा जवजनयमों के अधीन िीवन बीमा कारोबार करने वाली एक आवेदक भारतीय बीमा कंपनी के जलए उपबंजधत फॉमड में जनर्दडष् ट जववरण प्रस्ट् त त करेगा, अर्ाडत:् - (क) इसकी समग्र जवत्तीय जस्ट्र्जत एक स्ट्वतंत्र बीमांकक द्वारा मूल्यांककत ककए गए अन सार पूंिी संरचना के पूवड और पश् चात् जनगमड और अतंर्नडजहत मूल् य; (ख) प्राजधकरण द्वारा बनाए गए जनयमों के अधीन और पॉजलसीधारक संरिण पर आवश्यक िोधन िमता के जनयंत्रण स्ट्तर को बनाए रखने के संबंध में इसका ररकॉडड; ‘Sitb>| Web? ft Beh te bb Albis |e >be Iokrb| % IPE bRUS beable 2h loReb bribIPbith pie bile & lteb| ale Dibb 1S Inebbiik (B) ‘heh P2|bI Dip die Biehl Dibsh 2 Ph te Ibbob Ush pibbie Ale Dbl Pelibot DIS wblbls kbbe seh Pileal lbs fib [ebe (4) - 7] is ‘Lede PBak In>bb| 20> b] bh bith Peiipbh® Abi te [bh ltlp IP rie bdbile bn [ble byt steht lel bbUs bipie lthbl el Ib} [pbb bod Jails lish heR Pod Bek In>bb! th Ieb2h PElbI Eb ‘Ue Bebe nb) ‘(Ppjbb DI pis Pinjltbejle DIB se hobh sib ft Beh bs) [2 Ble Blt “Leela ha? | ipbs Ino 1 K B3h b b> Yo Bl Inpl be > b)b?2K >i hE lbh kelb 4 Sle kiblb| alle PIRPIs bIPelt 2b 1p “2 LP ete bIPaK Ib bod Ble b| bbls Ie [bls [pls Bleb| Die de] 2k Boh nig) Bu pus not be seu MEY, 1 pice wey gir wetesBT to yale aye B wie ti (pls Bf RIB bs diels Le bled gi bbl bbe ails Bele |e [robe bbls 18 blebl se] 2k Bob Wee [ple dies [pws B ale hale Uke koe [olin diel Leb Yell po ih Lal bb Ys de beleb) Le deede [pls ates Iu [tee fiebede 2ibbie de Utelbinlte Isle [plete Delisle atels Le deede [plies Pkis Bhi |b [rep Ibloi Plb bB> pbls [pBlS lh bblk? [ob lh bebiie bible lh Hib] ple ite Ik Bib] bblisbib th RRB-REB Bibb] B bpibbis bh tb pib>h bls aibbie te ebhe tb G Lib (Z) Leeds [pls atels pub] 2 Jue pee abe big Dale Yeh [pes Ibe Bir ib bbb be bleb) 1B pier b bls ‘aibbie sb |phs ¢e (Z) Lalte-he kp G eis “hieb| (|)}—2 Peeb Ls Deb} Pils bels bi ple bbls} BEA hele f BBB JPIs LkeP PJPh “LZ [Ure Ib|ebe bleh} lb 4 2ltthee| f BER oe lebiibis [lls f ho phic aie 12 lbbit [ft bls ‘zien deble ablé Lb 21Balop> ob pills [pde) pile Ure web yp pisn babi 2bls Lbtele 212alof> bj te bil [pb] Hele (€) U2 Beas Lue Lede |is |p bade [pis keh Init P[k) bn Urine aie Elbe ly [eblolbk ale “bie h Ye bade 2i1Pe2 2h kb lol b alte lye Heb) “hak Jeb ‘[leielis [peloiis Pi b|s bbs} de 2plb) b BeR Be Sle do) lble Us]? 2lbbie 4 lebih ble bE Lbyde [pile |e [ebJibJs [pa “2 Lbade [elie Bi bIK Ble ft be bP|ls Ilby 12is (Z) 2 Ibo ab [alls tho Pirie lt & bo PB ie [epleP ik ie) 02 bob bbibbie ie |blieelé 4 lebbje} [elke bo ailbeb tie beblieiie 2lelbeb| (L) “Rh yp ee pplls |e Jppliepjs “g Wel? Rjbe be bijo>b|bee 2h 21p Dele ft bih PBishs BL} bhbjel b2) bale pile 2bbs| ‘hls & bapb |e pub] b bitb|-bSb> lb dbpsl de Phi “G Ul? Pb Thi b Bebe lish pbls Le ib! Behe ¢ (Il) SBhe tb (4) Som te [le bee tb] 2h Bob 2b Dbb B Ltt Db Dibb biple #bS aye lebhe & brbligiie [phe b bP 12is 12 De|Phe b BEB tk [phe [pel b Cp Jolie lye hb ajc [phe se] Lie Yel? kp alek Be [eh ately |p ie] -hdbd dye Mek te sh 2bis "y babb bleh) aie [eps P| bale “Dbls “sh || JeLts M2 bl Ike) Beh® IbbS & |erblel IP Ierb! Db Dibb Pb bbs ‘hibb| phe 2 Pleo Ibo b € Inpipi bie} Ehisl> Ide Pale, [p 2o8—II] Is] 4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] (ग) जनगम के जलए प्रयोज् य बीमा जवजनयमों के अन पालन का इसका ररकॉडड; (घ) इस संबंध में प्राजधकरण के ककसी भी पररपत्र के अधीन सावडिजनक प्रकटीकरण आवश्यकताओं के अन पालन की जस्ट्र्जत, िहां तक ऐसा पररपत्र जनगम पर लागू होता ह:ै परंत यह भी कक भारतीय प्रजतभूजत और जवजनमय बोडड के समि मसौदा प्रस्ट्ताव दस्ट्तावेि दिड करत ेसमय, जनगम-

(i) प्राजधकरण द्वारा िारी रटप्पजणयों, यकद कोई हों, को ध्यान में रखत ेहुए यह स जनजित करन े के जलए कक उनमें प्रकटीकरण भारतीय प्रजतभूजत और जवजनमय बोडड द्वारा बनाए गए जनयमों के अन सार हैं;

(ii) जनगम के जलए जवजिष्ट िोजखम कारकों, इसकी सजमजतयों, प्रम ख प्रबंधकों, जनवेिकों, प्रमोटरों और जवत्तीय जववरणों, मामले का जववरण, बीमा उद्योग का पयाडवलोकन, उद्योग से संबंजधत ितों तर्ा कानून तर्ा अन् य सूचना, िो िीवन बीमा कारोबार करने वाली भारतीय बीमा कंपनी के संबंध में पूंिी िारी करन ेसंबंधी बीमा जवजनयमों में जवजनर्दडष्ट हो।

8. ियेरों की मागं और मागं न की गई अदत्त ियेर पूिंी की स्ट्वीकृजत — जनगम, बोडड के अन मोदन से, ककसी सदस्ट्य से उसके द्वारा धाररत िेयरों पर बकाया ककसी भी राजि के संबंध में आग ेकी िेयर पूंिी की मांग कर सकता ह ैऔर उससे पूरी या आंजिक राजि भी स्ट्वीकार कर सकता ह,ै भले ही कंपनी अजधजनयम की धारा 49 और 50 तर्ा उक् त अजधजनयम की धारा 5 की उप धारा (6) और (7) के सार् परित अन सूची I की सारणी च में जनर्दडष् ट मॉडल अन ् छेद 13 से 18 के अधीन कंपनी के संबंध में प्रयोज् य उपबंधों के अन सार राजि की मांग न की गई हो।

9. सदस्ट्य द्वारा नामाकंन की पद्धजत – सदस्ट् य, िेयर पूंिी और जडबेंचर के संबंध में कंपनी अजधजनयम की धारा 72 के अधीन बनाए गए जनयमों के अंतगडत कंपनी के प्रजतभूजत धारकों द्वारा नाजमत ककए िाने के संबंध में धारा 5ड. में जनर्दडष् ट ककए गए अन सार प्ररूप ‘क’ में नाजमत कर सकता ह ैऔर इस संबंध में कोई पररवतडन अर्वा इसे रद्द करन ेका अन रोध प्ररूप ‘ख’ में कर सकता ह।ै

10. ियेर को िब्त करना – कोई सदस्ट्य, िो भ गतान के जलए जनयत कदन पर ककसी भी मांग या ककस्ट्त का भ गतान करने में जवफल रहता ह,ै तो कंपनी अजधजनयम की धारा 5 की उप धारा (6) और (7) के सार् परित उक् त अन सूची I की सारणी च में जनर्दडष् ट मॉडल अन ्छेद 28 से 34 के अतंगडत कंपनी के िेयर के जलए उपबंजधत ककए गए अन सार बोडड द्वारा समान पररजस्ट्र्जतयों में और समान तरीके से और समान ितों के अधीन उसके िेयर को िब्त ककया िा सकता ह ैऔर बेचा अर्वा अन् यर्ा जनपटान ककया िा सकता ह।ै

11. प्रजतभजूतयों का अतंरण अर्वा पारेषण या पिातंरण करना - (1) प्रजतभूजतयों के अंतरण के संबंधी कायडकलापों के जलए जनगम िेयर अंतरक एिेंट की जनय जि करेगा अर्वा प्रजतभूजतयों के अंतरण की आंतररक स जवधा तयैार करेगा: परंत यह कक आतंररक प्रजतभूजत अतंरण के मामले में, िब जनगम के प्रजतभूजत धारकों की क ल संख्या एक लाख से अजधक हो, तो जनगम भारतीय प्रजतभूजत और जवजनमय बोडड में रजिस्ट्रीकृत ककसी व् यजि को ककसी मामले के संबंध में रजिस्ट्रार या जनगम का िेयर अतंरक एिेंट जनय क् त करेगा।

(2) बोडड प्रजतभूजतयों के अतंरण की िजि ककसी सजमजत या जनगम के अन पालन अजधकारी को या ककसी मामल े के रजिस्ट्रार को या िेयर अतंरक एिेंट को प्रजतभूजत के अंतरण की िजियां प्रत् यायोजित कर सकता ह:ै परन्त यह कक बोडड या ऐसी सजमजत या अजधकारी या रजिस्ट्रार या एिेंट प्रजतभूजतयों के अंतरण के संबंध में औपचाररकताओं को 15 कदन में कम से कम एक बार करता हो। परंत यह कक सजमजत या अजधकारी या रजिस्ट्रार या एिेंट, िैसा भी मामला हो, बोडड या उसकी सजमजत को उसकी प्रत्येक बैिक में प्रजतभूजतयों के अंतरण की ररपोटड करेगा।

(3) जनगम की प्रजतभूजतयों का अतंरण और पारेषण को उसी पद्धजत में ककया िाएगा िैसा कक कंपनी अजधजनयम की धारा 56 की उप-धारा (1) से (5) में कंपनी के संबंध में उपबंध ककया गया हो। परन्त ऐसे अंतरण के संबंध में अंतरण के जलखत को अंतरक तर्ा अंतररती द्वारा अर्वा उनकी ओर से उसी रूप में ककया िाएगा िैसा कक बोडड द्वारा जवजनर्दडष्ट ककया िाए। nis Lede} Abjb|e| Lal8 Sle de] Leis Leis Level bho [pp b oie [bbe Ibe DIS [palPie Ib b> Pie tb DEB! 4 I Pk b Be & Ibi ba Devh U2 Ib Ibe} Bebe f BPR & [bh ft (G) b (}) bib-bP Ub 9g bik Ip bbbligie Yeh Ye} Lis Lsniis Leb} ft B)h [pe |b Inbelh aie Inabie Iu Lebii bik Ip iee| — (€) Weede Pibe} Iyp JoePle oe Lebji bik be eek deb LphS bb Pike [phe Ih Sip [2 pile Ih Lbis ‘plsA Ie 213i} Ik Dibble le Pi b|b | Br Bob U2 [Pade die tbh Inde ine BIG) due Yelbd> ale hie bh Bebe Inpbie Ipblkpib 2ien lp 2a le Ylbbie le bible [po lb gle tb} 2k Bash 2 Ibe ab Dinh Lede [ye Inable oe PUR.pIs [eb 2ish deeble abs Le Ie zien Ye pile |peb} Le le Plebiie bth bie de bleh] Le bib [de] iis lye IoePle a Uebsiepjs gle (Z) [rete Db b) ois dee Pie dtels Wee Heb) Le 212alof> bh bbb & bill [pb] |b Biho |p| bliin b sie bitb}el aie PkPik bipalls Bib) |b ‘12 sbkelte B Bib bh [rob bd ly [derile Pibis 4 bleh) bls “h bitlit lope Piispis dejPlie de) 2h Bab ‘Uede 2lbb Usb\P ef Plie [ye In bie de [ep fiepis Ibtele Ure afi] [yp 2isn able ably ish] Db 4 [oibbtele [pbb te Inabie te Leb lib ik (|) - Levee Io>Diieh Le Jobb Lets Jo>Dle Ie UPJ *| | [2 Ibe Lis Ire) biPhb| Ikele Ibe Lbs dite 2 [bbb is Ubte} Dols [ub bls eho bile de [bis bleh pile B bieP bibb pie # lbplkablh blab 118 gle aii: Dit Db} bejehe Def e rls ke [phe bible PE B BZ Deebie bale Zablbl bb [orlb |p | lpbbie bbS Pelh bb te (7) 2Ue (Q) ip bf Lb G Lib lye bebiB}e [ph 1b ‘2 1P2> bbl b bee biPieh Id Ded] Le deli [ts Lpte| 2h BD) Prbl Dbl de bIPPR [is ‘hep Bld — b> Dols Ite >bIs ‘OL [2 [Dob ate BB, hak BPD Ie bot BY BE Ibtle bPb oth Sith b BB BS die 2 1bbb ab Pilih bb, bok p1bBie Die Deel oplel bsG Dib & RbR & bile db] PEYb DIB [boi BURDIK [bb Pile te lb! Dir Albb biple % 72 Dib tp bebielie [phe # bbb tb sbbel pile lish pbls ‘ebb — DUH Up biblitl» DIB kebb “6 U2 Ble Ue be Indie [yp oj 2ibBie & |iebh® oleh b Bb & [bh bile te BL BEL peable belt 2ap/b] bb Yorlb itp | [pbbie beth tlh (Z) ale (Q) Lelie hE Wp G Laie kp bbl elie bbe Ib OG 26 6y Llp lp bebiblle [phe 2 bi, “2 Leb yb aleel pe [bs Jel sblelie Le Leh Bho vile 2 [bebe ab del Le [sh Diels te dele bh PB te I> Us [pe| Ile 2h Deis Pelle DIS Re B habb [pe) 'b balbie o sip ‘Hleb| — Dibipe Up [sh ably Dole Ble |e b elle dite elle ep Pbls “g U2 aplelel be lhblel lil [pbb bob Jolie [sh b BB [phi Ile bIpolts [ple bet pipette Lilie bbls Ls ‘bbb hele IeP bbl IeP [PIs Dpjpb b leltes “bibl bblich Ie W126 litle ‘lorbb| le pil “Horbb| Pipe) rie Pelkh ‘Lelsbb ‘Yebbh Bhk ‘[ebible [pbs ‘erie Belin allel Del se blebs (I!) 2 21bBie [ebb Di Dibb 118 Sib bebe) pile PURI blip ali Inadel pe BbE bl Dbl be bob bislblh 2p 12 Peo fb bibs ke “2 Ble dite ‘[elohoe| [elie 11S lorebelis (1) “bib ‘kb bob Job Inblbab bIbeK Iblbit kibb & glib bhblbl ale DIDI flpalis sal Ils Ble Bah 2 1bI2 bib 2h Bleb} ebafh lea deb J2ls “pjee} ie bbibbis te YelPbobile In>dblpk dblsbib bible te kheth Us [bbl te Ibe b BPP BS (fb) (Sly) |bbS Ib bb bbls 4 th blbl Iblb belek Db de Hebd (Is) [podsS—il Luvd] AUVNICUOVALXA : VIGNI JO ALLAZVD AHL v [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 5

(4) जनगम आंजिक रूप से च कता िेयर को रजिस्ट्रीकृत या अतंररत तब तक नहीं करेगा िब तक कक यह बोडड द्वारा जवजनर्दडष्ट ककए गए प्ररूप में अतंररती को नोरटस न कदया हो और अंतररती ने नोरटस प्राप्त करने की तारीख से दो सप्ताह के भीतर ऐसे अंतरण के संबंध में कोई अनापजत्त न दी हो।

12. रजिस्ट्टरों के रख-रखाव तर्ा अन रिण की पद्धजत: जनगम अपन ेसदस्ट्यों के संबंध में धारा 5ख की उप-धारा (1) में जवजनर्दडष्ट रजिस्ट्टरों को प्ररूप ‘ग’ में और ऋणपत्र धारकों या प्रजतभूजत धारकों के संबंध में रजिस्ट् टर को प्ररूप ‘घ’ में उसी प्रकार रखेगा, िैसा कक कंपनी के प्रबंधन और प्रिासन के संबंध में कंपनी अजधजनयम की धारा 88 के अधीन बनाए गए जनयमों में कंपनी के ऐसे प्रजतभजूत धारकों के जलए उपबंजधत ककया गया हो, इसमें िाजमल ककए िाने वाल ेनामों के सूची संबंधी रजिस्ट्टर, ऐसे रजिस्ट् रों में प्रजवजष्टयों के अजधप्रमाणन और इनकी प्रजतयों को बंद करना, िांच करना तर्ा इनकी आपूर्तड करना िाजमल ह।ै परन्त यह कक सदस्ट्यों तर्ा प्रत्येक प्रकार के ऋणपत्र धारकों तर्ा अन्य प्रजतभूजत धारकों के जलए अलग-अलग रजिस्ट्टर रखे िाएगंे।

13. लाभािं – जनगम प्रत्येक िेयर के संबंध में प्रदत्त राजि के अन पात में लाभांि का भ गतान करेगा। भाग 3 जवजवध

14. पद्धजत और प्ररूप जिसमें जनगम के जलए बाध्यकारी अन बधंों को जनष्पाकदत ककया िाएगा – (1) जनगम की ओर से ककए िाने वाले अन बंध को जलजखत में ककया िाएगा, प्राजधकरण के अंतगडत कायडरत ककसी व् यजि द्वारा इस पर हस्ट् तािर ककए िाएंगे, उसी रूप में व् यि अर्वा सूजचत ककया िाएगा तर्ा पररवर्तडत अर्वा जनस्ट् सररत ककया िाएगा।

(2) इस जवजनयम के उपबंधों के अन सार बनाए गए सभी अन बंध वैध और जनगम पर बाध्यकारी होंगे।

15. जनगम के खात,े रसीद और दस्ट्ताविे पर ककसके द्वारा हस्ट्तािर ककया िाएगा – जनगम के पूणडकाजलक जनदेिक, कंपनी सजचव और जवत्तीय कृत्य के प्रम ख, जिसे बोडड द्वारा इस जनजमत प्राजधकृत ककया िाए तर्ा जनगम के ऐसे अन्य अजधकारी, जिसे म ख् य कायडपालक द्वारा इस जनजमत उस सीमा तक या ऐसे जवस्ट्तार तक, यकद कोई हो, के अध्यधीन प्राजधकृत ककया िाए, िैसा कक जनगम के संबंध में या उसकी ओर से जवजनर्दडष् ट या अजधरोजपत हो,- (क) वचन पत्र, स्ट्टॉक रसीद, स्ट्टॉक, ऋणपत्र, िेयर, प्रजतभूजतयों और माल के हक के दस्ट्तावेि, िो जनगम के नाम से हो या जनगम द्वारा धाररत हो, का पृष्ठांकन करना तर्ा अंतररत करना; (ख) जनगम के वतडमान और प्राजधकृत व्यवसाय में जवजनमय और अन्य जलखतों के जबलों को आहररत करना, स्ट्वीकारना और पृष्ठांकन करना; (ग) बीमा पाजलजसयां िारी करना; और (घ) उपय डि से संबंजधत सभी लेखा, रसीदों और दस्ट्तावेिों पर हस्ट्तािर करना।

16. वाद पत्र पर ककसके द्वारा हस्ट्तािर ककए िान े हैं – वाद पत्र, जलजखत कर्न, प्रत्य त्तर, जिकायतें, याजचकाएं, आवेदन, िपर्-पत्र, वकालतनामा और कानूनी कारडवाई से संबंजधत सभी अन्य दस्ट्तावेिों को जवजनयम 15 के द्वारा या इसके अधीन अजधकार प्राप्त ककसी अजधकारी द्वारा जनगम की ओर से हस्ट्तािर ककया िाएगा, सत् याजपत ककया िाएगा तर्ा ककसी न्यायालय, अजधकरण या प्राजधकरण के समि जनगम की ओर से प्रस्ट्त त ककया िाएगा।

17. इलके्राजनक ररकाडड और इलके्राजनक हस्ट्तािर का प्रयोग – इन जवजनयमों के प्रयोिनों के जलए, ककसी भी प्रकार की आवश्यकता होन ेपर – (क) ककसी अन बंध को तैयार करना, पररवर्तडत करना या पालन करना, नामांकन को बदलन ेया रद्द करन ेया नोरटस देन ेया रजिस्ट्टर का रख-रखाव करन,े अंतरण जलखत या अन् य दस्ट् तावेि को लाग ू करन े की प जष्ट तब होगी, िब इन् हें सूचना प्रौद्योजगकी अजधजनयम, 2000 (2000 का 21) में पररभाजषत ककए गए अन सार इन् हें इलके्राजनक अजभलेख के प्ररूप में तैयार ककया गया हो, पररवर्तडत ककया गया हो, पालन ककया गया हो या अन रिण ककया गया हो। U2 Lele ede) ove bie Le 12 Mele Ueto} beth “12 ele Lede} PPUie'eph “12 Hele Lede} 21 bh bok & Phil bhliebb2 298 2lpbie nie ne} Philieelh b (LZ Le 000Z) 0007 ‘HkbYefle Wyle iels Lakh gt ba Uele ok jh Ub ete Ie oh At ke bee Uh hele) coke ick alice fee Lh akck |e Ik bP B2Ib I bet Bo Ip bbdb |b bibl lb “Ube bbb lp |b ot Ppl beth ‘Ube 2ipP |b Bebe | pep] (4) — 2h b12 1Peksbile |p dives Ys Lie] “Dl se Lelelek e Uinbbie} BS — Ielek Iu 2122 bel Sbs re Slee} ees — “| LWkAtis Lede} bBak B pile [Ye bleb| eB ob In bel Ie Ine lie ‘biti [pep] Leb Unis Lede} Phjibob ‘Lens Lede) 2yelb22 be alle [ye bleh) Lo18 [ple |p} RLS pideballe b|sie debs lk DIS & GL Beb|b| [eb Usbi ben fale Ik Pelbb B Sibel [pbit die Ibi bPbibb ‘eh-khls ‘bbls ‘Dbbh ih ‘Pribls| ‘“2bEK ‘bee Pell ‘kh bib — 2 blis Del 2B DIB whl >h kh Bib = ‘Q] bode 2¥21b22 2h [isbibeb aie [b|p> ‘Bb [eb Pbpb bbkhe — (ty) aye Lb dde [pis [ebelie|ib Lite (Le) ‘Lb ode bub lah > Le [b> Io}b> “|b >t PrlBie |e [bl d |PBb! bale ip Peb Ib! b bibbho PbBIIK pie binDb & Hirth! (B) ‘Lb Pai bie IP Lede bib eh Ie “YB Peli P18 biebl Ie 12 B BLb be Bibb} Ls ‘nb Dad oe 2 bik ie LeDIAPIK Pbls Sehint ‘129 ‘bIp> 1p ‘kh bab — (4b) “2 Phileas Le zaptel el b alle (bbe Lhe be fable de Hele] ce} Lees “ills Lede} be felis bipbsle se ‘12 Ble bib ‘bb 21beb| Bd lk bb Ibi BS Pk|b) BE DIB bbibbie bok pis} ‘|plbtelie rele BO be bbb} Leb ols lek) PébUK Pkjib| BS DIB sib bie) “BRK b bk bibs ale be|P [phe ‘welbbb] deb |ideloh se drleb| — Utils Lede) Diba? DIB debe) dh IsplP2> dle DiP> “PIP ce lebl — “GL W12 lbhsib th Bib) aie Be Bebis [ish Dit nibb 2ibble & |bebhf +b bbl} BS (Z) Unenils Ire} PajBeb) lees PPib eth Leb Len lis Ire} Defi Uetele ake be bse [pe ‘jenlis nie} 2122 2h BS DIB Wfte [db Prbelde Di Ple se Inaee|is “Urns Lee} b Pelel |e bbie ble bis ie} Bae [ye ble} (|) — Usnlis Lee} Pe|ihob} |e Jabhie pibhsip DRI & Hib} Ris} bk pe Bh “Hh Belel © dels Ue ede bIDIeK Jue Jol & PibBie 4 él BDk # BPR tb thls bok bibl — Bik “EL Lerilis Br» peels l > bbb-bbb Dbl de }brie PIRPIK bole Upp [>i chln% sb pith be UeP [rep | Bp Barb 12 PRINS Lb ede biAlie Ip Leb Loe bls “lpr Be |e [rPIK [pb ile blolth bie 4 lrajels ft [eals|> BA “2Pelsp | Bebe Jpi 4 |blb bib bile De} PRIS BES ‘12 Lele lie) Dejphe Dbl Leal bikbIK Ba te [phe fe [ebb ol dibb bile 4 9g Lie lb beblblie [phe bf BER tb bblbK be BRK te [phi 4b] bls ‘Lb aide Jp& bb, beK |b 2Palsp b Beh & lal BiRDIK Ik lyri ebinte pie be lt, b&b Le Derin|> ap ble} & (|) eib-he bp BG Rib b Be tb lre>b bhie bith] (PPh | Ink» Bie IeP bID>-B> Pri —“Z] U2 Jp b Rjbible Zi b BEB oe InP BO DDI ft 4 ZIBB |p BB ID Ub bob Bik belib b [pelle aie 12 bbl b ballb b |pejble b bek Die Db} apie e| 1218 Sle 2b se} bb bis lined [Bb dob bP Pelbie Ib Db/Sain|> |e able Pibb b bs sblojile bibl — (p) S Inpipi bie} Ehisl> Ide Pale, [p 2o8—II] Is] 6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] (ख) ककसी अन बंध, नामांकन या उसको बदलने या रद्दकरण करने संबंधी प्ररूप पर हस्ट्तािर करन े वाला व्यजि उस दस्ट्तावेि, जलखत या अतंरण को रजिस्ट्टर तभी कर सकेगा, यकद वह सूचना प्रौद्योजगकी अजधजनयम, 2000 में यर्ा पररभाजषत उन पर उसके इलेक्रॉजनक हस्ट्तािर करता ह।ै प्ररूप ‘क’ सदस्ट्य द्वारा नामांकन [जवजनयम 9 देखें] भारतीय िीवन बीमा जनगम ‘योगिमे’, केन्द्रीय कायाडलय म म्बई – 400 021 िेयर फोजलयो संख्या िेयरों की संख्या प्रमाण-पत्र संख्या जवजिष्ट संख्या तारीख: कद. कद. माह माह वषड वषड वषड वषड मैं/हम नीचे कदए गए ब्यौरे के अन सार नामांकन देना चाहता ह/ंचाहते हैं: नामांकन ब्यौरे मैं/हम नामांकन देना चाहता ह/ंचाहते हैं और जनम्नजलजखत व्यजि को एतद्द्वारा नामांककत करें, जिसमें मेरी/हमारी मृत्य की जस्ट्र्जत में मेरे/हमारे द्वारा धाररत िेयरों के संबंध में देय सभी अजधकार और या रकम जनजहत होगी। खात ेमें तीन नामजनदेजिती के जलए नामाकंन ककया िा सकता ह ै पहला नामजनदेजिती दसूरा नामजनदेजिती तीसरा नामजनदेजिती 1 नामजनदेजिती का नाम (श्री/श्रीमती) 2 आवदेक स ेसबंधं (यकद कोई हो) 3 प्रत्यके नामजनदेजिती का ियेर: समान रूप से % % % [यकद समान नहीं ह ैतो कृपया प्रजतित को जवजनर्दडष्ट करें] [जवभािन के पिात कोई अजतररक् त जहस्ट्सा प्ररूप में उजल्लजखत पहल ेनामजनदेजिती को अंतररत ककया िाएगा] 6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART ITI—SEC.4]

(a) feet aaqaea, ATA AT Sa Sats AT LEH Hed Aa WHT We Seat HA Aa Ahh Ga aearast, fered at aac ar Uisreex at He ae, ale ae Daan srathrht afataa, 2000 F sar Rated St Ie Sah Setar PEATAL HLAT ZI Tey FR’ Aaeq Se ATA HT [fafaaa 9 a] tAlferay «| sat at | waro-aat qrag — 400 021 arta: fe.) f&. jare|are| at | ae | ad | ad LI dent fev a aie & aq ara AT ATT E/aTea &: Taree Sate H/eH AAT SAT ASAT E/ATed & ste Pratethad Sich HT WaErer ATA He, rags ALVA AT at fate F AVeare art ahead Mat aaa F ea aa ater ate at cepa Pate Set ard a dia arataterdt far arate Par at Tee aa eta gare arate tarct fret arafastarct Waal & 1 ay 2 Heh a eae (ATS ATE 3 | were Co % % % amratratrt aor ea a AT NAT: [ate sare vet S Tt Haat | [arerd % Vara Fie alee er TET F Steatad Tet Waal afaora at fatates ae] Bl HART FRAT GTO [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 7 4 नामजनदेजिती का पता: नगर/िहर/गावं: जपनकोड: राज्य: देि: 5 नामजनदेजिती का जववरण: दरूभाष स.ं (आवास)/(कायाडलय) व्यवसाय: मोबाइल नमं्बर: ई-मले पता: नामजनदेजिती का पहचान जववरण: [कृपया नीचे उजल्लजखत दस्ट्तावेिों में से ककसी एक पर जचह्न लगाएं और उससे संबंजधत ब्यौरा प्रदान करें] नामजनदेजिती 1 नामजनदेजिती 2 नामजनदेजिती 3 फोटोग्राफ पर हस्ट्तािर आर-पार करें: हस्ट्तािर: आयकर स्ट्र्ायी खाता सखं्या आधार सखं्यााः बचत बैंक खाता सखं्यााः पहचान का प्रमाणाः डीमटै खाता आईडीाः क्म स.ं 6 स े11 में अजभभावक का ब्यौरा भरा िाए, यकद नामांककत अवयस्ट्क होाः 6 िन्म जतजर् (नाजमती के अवयस्ट्क होन ेके मामल ेमें): 7 अजभभावक का नाम (श्री/स श्री): 8 अजभभावक का नामांककत Lob >I bite © LPL Z |plelbblieie | Apia [pe bik lolke bipjbb BRS ile Dilse bab) 2h sn [pel B ft Usblbe> bebale blip Leh] ‘lo>bb| bib Bh Ie PIs} bye lb Ph Bh-3 bth Bibl ‘hlRb ko el “lo>bb} Le [Pisj>biieib |G > hal ‘Siebb} “bi le/> 25/2 Leb v “Ph Le [PPP LL IndiBibl : ehisls lye Dali [p So8—TIT tetts] 8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] के सार् सबंधंाः 9 अजभभावक का पतााः िहर/कस्ट्बा/गावंाः जपन कोडाः 10 अजभभावक का सपंकड ब्यौरााः दरूभाष सखं्या (आवासीय/कायाडलय): मोबाईल नम्बराः ई-मले पतााः 11 अजभभावक की पहचान का ब्यौरााः [कृपया नीचे उजल्लजखत दस्ट्तावेिों में से ककसी एक पर जचह्न लगाएं और उससे संबंजधत ब्यौरे प्रदान करें] यकद पहला नामजनदेजिती अवयस्ट्क हो यकद दसूरा नामजनदेजिती अवयस्ट्क हो यकद तीसरा नामजनदेजिती अवयस्ट्क हो फोटोग्राफ पर आर-पार हस्ट्तािर करें: हस्ट्तािर आयकर स्ट्र्ायी खाता सखं्या आधार सखं्यााः बचत बैंक खाता सखं्यााः पहचान का प्रमाणाः डीमटै खाता आईडीाः THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEc.4] > ary aaa: ARATaH BT TAT: MSUH CATA: 10 Aaah HT AT sare: ECary Feary (araretay/aratera): Alaa AFA: $-Ae Tar: 11 ahraran Al Tears BT SALT: [era ara steahad sears Fa Patt we ae Pret ae site Sa Hales SATS WaT HE] afe weet aatratardt HITCH Bt ate gare aratreterct HATH Bt afe frac arafadtardt HATH Bt Heh GW AR-We SEMA He: _— _— —_ BeaaAr [ [ (_]| arrax caret arat ear MATT HIT: [_]| waa a arat dea: O U USA BT TAT: SMe erat arset: [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 9 नाम हस्ट्तािर पणूड/पहला धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) दसूरा धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) तीसरा धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) नामजनदेजिती के जलए साक्ष्य सबंधंी ब्यौरााः नाम पता हस्ट्तािर तारीखाः कद. कद. माह माह वषड वषड वषड वषड प्ररूप ख नामांकन का पररवतडन/रद्दकरण [जवजनयम 9 देखें] भारतीय िीवन बीमा जनगम ‘योगिमे’, केन्द्रीय कायाडलय म म्बई – 400 021 िेयर फोजलयो संख्या िेयरों की संख्या प्रमाण-पत्र संख्या जवजिष्ट संख्या तारीखाः कद. कद. माह माह वषड वषड वषड वषड [aT Wave 4] ATS AT UIST: AAT ATT BeATAT QoiTeaT aH aT afraran (are ACh TAAEH BT) (attest) FAT AH AT arararas (are AIR AAACH ST) (stent) aR ATH AT afraran (are ACh TAAEH BT) (stent) arafaetadt & fer ater aaelt sates: qT TdT Tet © arated ar afada/cency [fattaat 9 aa] arTs — 400 021 aredia staat star fara fafsrs sear 10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] मैं / हम चाहत ेहैं ह ैकक — नीचे कदए गए ब्यौरे के अन सार नया नामांकन करनााः नामांकन को रद्द करना [नीचे कदए गए नामांकन को हटाना]: रद्द करन ेपर, मेरे/हमारे द्वारा धाररत िेयरों के संबंध में सभी अजधकार और देयताएं मरेे/हमारे में जनजहत होंगे। नामांकन ब्यौरे मैं/हम नया नामांकन करना चाहते हैं और जनम्नजलजखत व्यजि(यों), जिसमें मरेे/हमारे द्वारा धाररत िेयरों के संबंध में सभी अजधकार और/या देय रकम मेरी/हमारी मृत्य के समय जनजहत होंगे, को बनाना चाहत ेहैं: [खात ेमें तीन नाजमजतयों का नामाकंन ककया िा सकता ह]ै पहला नाजमती दसूरा नाजमती तीसरा नाजमती 1 नाजमती का नाम (श्री/स श्री): 2 आवदेक स ेसबंधं (यकद कोई हो): 3 प्रत्यके नाजमती को जहस्ट्सा समान % % % [यकद समान न हो, कृपया प्रजतित को जवजनर्दडष्ट करें] [जवभािन के पिात् कोई अजतररि जहस्ट्सा प्ररूप में उजल्लजखत पहले नामजनदेजिती को अंतररत ककया िाएगा] 4 नाजमती का पतााः िहर/कस्ट्बा/गावंाः जपन कोडाः राज्याः देिाः 5 नाजमती का ब्यौरााः दरूभाष सखं्या (आवासीय/कायाडलय): व्यवसायाः मोबाईल नम्बराः ई-मले पतााः ‘Dh BR-2 bth WS ib| ht ‘bp bho ‘Cee ee dls) ‘Dib Iu Ipie|ie |G > ckelb ‘Ske bh} sbi in/Lis>4b/2 21s :1Ph Ite [PE [Usrilis Jed} Palio Lue [pe Appel el Ide DIsPUK IDPbelb b2h PElbals b hek |he2) po iPiie Sie Diksh bisiigbl] | leh ‘12 b bieb Dir] % % % LJ] = | {papi wp | € bib bin) faep p api Z “(Use /Lss) bebe Ibe [PHL | | [2 Ibe jPhjlb PBIp pbb PBS jPbjib 12h Als Let} tb tel bs Lee Jepjejie bIP f PLE] "2 P2lb Jbl bb |e ‘12 P2b) PeR ob OR ibe/pabe bee bb Ie/ pile ple lie [kb b Rb & Pbls Polite 18 plb2/ak bbis| “(lr)dalke Peele b| pile 2 Pele [bade bee| inl be Leb bP /e hes bate |e La W12 P2jb) bt Aneel MiPk> aie Abbie [bb Bb Ptels Pai DIE 2ie2/et “bh bade Be ‘[Ubi22 [ue belle Die 22] eb] Lead Ba |e belle ‘bode bibl 1b Ipb pibBie alike Al Ap! bIb [[] — eb 2 2 pele he / [podsS—il Luvd] AUVNICUOVALXA : VIGNI JO ALLAZVD AHL OT [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 11 नामजनदेजिती की पहचान का ब्यौरााः [कृपया नीचे उजल्लजखत दस्ट्तावेिों में से ककसी एक पर जचह्न लगाएं और उससे संबंजधत ब्यौरा प्रदान करें] नामजनदेजिती 1 नामजनदेजिती 2 नामजनदेजिती 3 फोटोग्राफ पर आर-पार हस्ट्तािर करें: हस्ट्तािराः आयकर स्ट्र्ायी खाता सखं्या (पनै): आधार सखं्यााः बचत बैंक खाता सखं्यााः पहचान का प्रमाणाः डीमटै खाता आईडीाः क्म स.ं 6 स े11 में अजभभावक का ब्यौरा भरा िाए, यकद नाजमती अवयस्ट्क होाः 6 िन्म जतजर् (नाजमती के अवयस्ट्क होन ेके मामल ेमें): 7 अजभभावक का नाम (श्री/स श्री): 8 अजभभावक का नाजमती के सार् सबंधंाः 9 अजभभावक का पतााः िहर/कस्ट्बा/गावंाः जपन कोडाः 10 अजभभावक का सपंकड ब्यौरााः दरूभाष सखं्या :Delbs pbb Ib dbiisieie | OL *le/Lis>tb/> 21 *1Pb lt bi ihe 6 ‘REB lb ‘e IPB|Lb Is bblinkelie | 9 “(UssB/-Lss) Hib Ie eblinielie |, (bh Bib & b12 b>bble Se {Phjib) eID} Hale 9 112 4>bbie |Philb Plb ‘Dis Dts Di bs Ite eb litkiie b LB “bis {pelle IPL 21S ‘Jol Ie bib 8h :LhOP >I bie H O U O U O U U (4p) Lh} JD 1B: [fel red pub te lke [ Jil Jil ‘pub LLL) oe € Ligpblei Z [plalbbLtel | Apia [au blk Iolo Delph bbe pile Dileb b2k| >h dh [pel bf linblbab belbale bl lhe] ‘jhe Ide dalleBh (yp [plebbbtel II Inpibibie ! Ehisl> |b Polk [p Sn6—IIT Its] 12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] (आवासीय/कायाडलय): मोबाईल नम्बराः ई-मले पतााः 11 अजभभावक की पहचान का ब्यौरााः [कृपया नीचे उजल्लजखत दस्ट्तावेिों में से ककसी एक पर जचह्न लगाएं और उससे संबंजधत ब्यौरा प्रदान करें] यकद पहला नामजनदेजिती अवयस्ट्क हो यकद दसूरा नामजनदेजिती अवयस्ट्क हो यकद तीसरा नामजनदेजिती अवयस्ट्क हो फोटोग्राफ पर आर-पार हस्ट्तािर करें: हस्ट्तािराः आयकर स्ट्र्ायी खाता सखं्या (पनै): आधार सखं्यााः बचत बैंक खाता सखं्यााः पहचान का प्रमाणाः डीमटै खाता आईडीाः नाम हस्ट्तािर एकल/पहला धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) दसूरा धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) तीसरा धारक या अजभभावक (यकद धारक अवयस्ट्क हो) (श्री/स श्री) नामांकन के जलए साक्ष्य सबंधंी ब्यौरााः नाम पता हस्ट्तािर तारीखाः कद. कद. माह माह वषड वषड वषड वषड 12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEc.4] (araTea/arater): AlaTSe AFAR: S-AeT Tar: 41 Srstreae At Tears HT Saree: [Pra are stearhad searasit FS Pett we ae Pret Te Se SAS Aaa SAT WaT He] afte weet aTaratardt HITCH Bt ate gerer arafteterct HIT Bt afe dra arated HATH Bt SEMA He: wen IW AR-7Ie | | | | a Bea: [ [ ATH CATA STAT aear (4A): ATATK WAT: H i UuU OU Tad th ATA Fear: Teal BT TAT: Ste arat arset: WHATS IH AT afararan (ate aren HAACH Sl) (ATM) FAT AH AT AAT (ate arcs HATE BT) (att) razr ary AT arava (ate are HIACH ST) (MVM) arated & fore aren sateft sare: aT [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 13 प्ररूप ग सदस्ट्यों का रजिस्ट्टर [जवजनयम 12 देखें] (प्रत्यके श्रणेी के ियेर को अलग स ेबनाए रखना) केन्द्रीय कायाडलय का पतााः िेयरों की श्रणेी (इकिटी/अजधमान/अन्य): प्रत्येक िेयर का न्यूनतम मलू्य (रुपए में): क ल धाररत िेयराः फोजलयो संख्यााः व्यजिगत ब्यौरााः सदस्ट्य का नामाः अन्य संय ि धारकों का नाम, यकद कोई होाः पता (या जनगजमत जनकाय के मामले में, इसका रजिस्ट्रीकृत पता): ई-मेल पतााः सीआईएन/रजिस्ट्रेिन संख्यााः जवजिष्ट पहचान संख्यााः जपता/माता/पजत या पत्नी का नामाः िेयरधारक की श्रणेीाः व्यवसाय आयकर स्ट्र्ायी खाता सखं्या (पनै): राष्ट्रीयतााः यकद सदस्ट्य अवयस्ट्क होाः अजभभावक का नामाः अवयस्ट्क की िन्म की तारीखाः सदस्ट्यता का ब्यौरााः सदस्ट्य बनन ेकी तारीखाः िीवन बीमा जनगम अजधजनयम,1956 की धारा 5ग के अधीन घोषणा की तारीख, यकद लागू होाः जहताजधकारी स्ट्वामी का नाम और पतााः महत्वपूणड जहताजधकारी स्ट्वामी का नाम और पतााः नामांकन की प्राजप्त की तारीख, यकद लाग ूहोाः नामजनदेजिती का नाम और पतााः प्रास्ट्र्गन में रखे गए िेयरों की संख्या, यकद लाग ूहोाः िेयरों के धारणाजधकार संबंधी अजभलेख, यकद लाग ूहोाः सदस्ट्यता की समाजप्त की तारीखाः अन देिाः लाभांि अजधदिे, म ख्तारनामा और अन्य अन देिों का जववरण, यकद कोई होाः 12 Sith Dib ‘In>bb| Ie Lspbie pole pile Iblb> bab ‘Ispialie Jolin o ap bie ‘EPID [yp Bulb yp [Prep b 12 Thlb b)p ‘Bb [pbb ib bllno lie de Dtels “12 Tele Bjte “Leeb [ye Lote Dd Bo be bletedl ‘Lh 2Ue Lb We |p leyp bjt L 12 Tele Bite “BUPID [yp BULK [yp beueL tle :1Ph 2 HLb Ide [all> [olbe|IP2) job bot “1Ph Die Hib Ite [el b> ole Bip 2 “12 Dib bf “BPP yp Mobis biale de bG Dis |e 9G6)'bbbjepe bleh) litle bb Lis ‘BYP |p bbb bab 1DLbs Ib IP hed b “BPD [yp bol [tp tbat bie “HL Lee deb litle 2 babble be>b Ble Phe l>

(bb) Leb LPL [felted 4b lie kikb ke ‘Yoke [ye walieabels ‘Hl Ite [Ph Le P{h/PiH/IP hI ‘1rOb bib2h Zslb4 ‘Leo blee-le o/b lle | “1h Bh-$ (bb beb|pele}> lbs “bbl te tlh] Pia|lebl Le) LPb “12 Ele bie ‘blb vp |e alts hb bate Shylb lee RAbR abls Dale be (4 Dh) bak bbb hs Ib dbls bbb (hole/bibelie/[ PELE) Yoke Lye Lately ‘Lh Ite bbl telde be] Sate (La> Dib B Indie |v 2b se Yoks doh?) [pe Z| bebl bl] pero} Ib [kad b Je bSb el IndiBibl : ehisls lye Dali [p So8—TIT tetts] 14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] भेिे िा रह ेनोरटसों इत्याकद के जलए अन देि, यकद कोई होाः ियेरधाररता का ब्यौरााः आबंटन संख्या/अंतरण संख्या आबंटन/अंतरण की तारीख आबंरटत/ अंतररत िेयरों की संख्या जवजिष्ट संख्या (दोनों सजहत) अंतरक का फोजलयो, यकद लाग ूहो अंतरक का नाम, यकद लाग ूहो से तक

(1) (2) (3) (4) (5) (6) िेयर प्रमाण-पत्र का पृष्ठांकन या िारी करन ेकी तारीख प्रमाण-पत्र संख्या लॉक-इन अवजध, यकद कोई हो रकम (रुपए) यकद िेयर नगद से जभन्न जवचार के जलए िारी ककए िाते हैं, उसका संजिप्त जववरण दें देय प्रदत्त/प्रदत्त मानी िाने वाली बकाया

(7) (8) (9) (10) (11) अंतरण/प्रषेण/िब्ती/मोचन इत्याकद की तारीख अंतररत/प्रेजषत/िब्ती/मोचन इत्याकद ककए गए िेयरों की संख्या जवजिष्ट संख्या (दोनों सजहत) अंतररती का फोजलयो अंतररती का नाम से तक

(12) (13) (14) (15) (16) अजतिेष बची हुई इकाइयां (अतंरण/प्रेषण/िब्ती/मोचन इत्याकद के पिात्) रटप्पजणया ं अजधप्रमाणन/हस्ट्तािर

(17) (18) (19) प्ररूप घ ऋणपत्र धारकों या अन्य प्रजतभजूत धारकों का रजिस्ट्टर [जवजनयम 12 देखें] (प्रत्यके श्रणेी के ऋणपत्र और अन्य प्रजतभजूतयों को अलग स ेबनाए रखना) केन्द्रीय कायाडलय का पतााः ऋणपत्र या अन्य प्रजतभूजतयों की श्रेणीाः प्रत्येक इकाई का न्यूनतम मलू्य (रुपए में): धाररत ऋणपत्र या अन्य प्रजतभूजतयों की क ल संख्यााः ‘lrab bE |p leP Pik bale lk khin#e Peli (bh Db?) bak bP he Ide Bly3 dob ‘Hoks Ye [rb P I bole Le kehine ‘1Pb le beberle fe) Fade (Ibb> Dib 2 ible ie [epJip}s bole aie kebinze te Yok: dbo h) [p> Z| brebl bl] ppris|> Ie |b>1e PURPIK bole Ib Ibo 1B kehin te b bk (6L) (81) (ZL) (Birsh 4 Pibde bb ltt/|pels/inbb/inebie) Lreles 32 [ab hisbie

(91) (SL) (v1) (€L) (ZL) eb & lho we ypeppe | (B4byee) | REE oh a bb Lb/lpols/Ph}h/PejPle bys | BUND Yb Bbltes oe ee ee bLb/|pels/Inb/lne Bie (LL) (OL) (6) (g) (2) # lute} Jblb bls 12 Eel ple BeBLeBE Reus | TEMEE Yi peep |S [SEER] oe | Ge eee ue ib] puis | Ye alba Beef Le bible Ie Bi B Dib 2bls Bie (Qh2) bd 5-1 bp kh-lnlhk Rls

(9) (g) (r) (€) (Z) (L) Blu 12 Yip Pp 8 Leal [ep wy Lobe ‘ 5 Eehp le 5 Ide o> Pie Lhe b Aish eI /b2[ lke bebite Dales Lee LD apts > tel 12 Bl bik ‘Iepbie Db] Pleo’ [eel 2> Lo joy [podsS—il Luvd] AUVNICUOVALXA : VIGNI JO ALLAZVD AHL vi [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 15 फोजलयो संख्यााः व्यजिगत ब्यौरााः ऋणपत्र धारक/अन्य प्रजतभूजत धारक का नामाः संय ि धारक (कों) का नाम, यकद कोई होाः पता (या, जनगजमत जनकाय के मामले में, इसका रजिस्ट्रीकृत पता): ई-मेल पतााः आयकर स्ट्र्ायी खाता सखं्या (पनै): सीआईएन/रजिस्ट्रेिन संख्यााः जवजिष्ट पहचान संख्यााः जपता/माता/पजत या पत्नी का नामाः व्यवसाय, यकद कोई होाः राष्ट्रीयतााः यकद ऋणपत्र धारक/अन्य प्रजतभूजत धारक अवयस्ट्क हो, तोाः अजभभावक का नामाः अवयस्ट्क की िन्म की तारीखाः धजृत का ब्यौरााः ऋणपत्र/अन्य प्रजतभूजतयों के धारक बनन ेकी तारीखाः नामांकन की प्राजप्त की तारीखाः नामजनदेजिती का नाम और पतााः प्रास्ट्र्गन में रखे गए ऋणपत्र/अन्य प्रजतभूजतयों की संख्या, यकद कोई होाः ऋणपत्र/अन्य प्रजतभूजतयों के धारणाजधकार संबंधी अजभलेख, यकद कोई होाः ऋणपत्र/अन्य प्रजतभूजतयों के धारक के रूप में समाजप्त की तारीखाः प्रजतभजूतयों का ब्यौरााः क्या ऋणपत्रों/अन्य प्रजतभूजतयों का प नभ डगतान स रजित ह ै[हां/नहीं]: ऐसे ऋणपत्रों/अन्य प्रजतभूजतयों को स रजित करने के जलए आजस्ट्तयों का संजिप्त जववरणाः अन देिाः लाभांि अजधदिे, म ख्तारनामा और अन्य अन देिों का जववरण, यकद कोई होाः श्रेणीगत बैिकों आकद को नोरटस भेिने के जलए अन दिे, यकद कोई होाः ऋणपत्रों/अन्य प्रजतभजूतयों का ब्यौरााः आबंटन संख्या/अंतरण संख्या आबंटन/अंतरण की तारीख आबंरटत / अंतररत जडबेंचरों / अन्य प्रजतभूजतयों की संख्या जवजिष्ट संख्या (दोनों सजहत) अंतरक का फोजलयो, यकद लाग ूहो अंतरक का नाम, यकद लाग ूहो से तक

(1) (2) (3) (4) (5) (6) प्रमाण-पत्र का पृष्ठांकन अर्वा िारी करन ेकी प्रमाण-पत्र संख्या रकम (रुपए) यकद ऋणपत्र/अन्य प्रजतभूजतयां नगद से जभन्न जवचार के जलए िारी ककए िाते हैं, उसका संजिप्त देय प्रदत्त/प्रदत्त मानी बकाया Beeb ibe 2 Bis webs) ae | [bie DD K/DDK yp bode [Lis ob) 2 eb} Bi) b Bib ns lbp iP I bote/ehinte Bl te Ihab kh-lnitk | let blah (Qhe) be > due kh-lolitk

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(7) (8) (9) (10) अंतरण/प्रषेण/िब्ती/ मोचन की तारीख अंतररत/प्रेजषत/िब्ती/मोचन ककए गए इकाईयों की संख्या जवजिष्ट संख्या (दोनों सजहत) अंतररती का फोजलयो अंतररती का नाम से तक

(11) (12) (13) (14) (15) अजतिेष बची हुई इकाईयां (अतंरण/प्रेषण/िब्ती/मोचन इत्याकद के पिात्) रटप्पजणया ं अजधप्रमाणन/हस्ट्तािर

(16) (17) (18) म केि क मार ग प्ता, प्रबंध जनदेिक [जवज्ञापन-III/4/असा./161/2021-22] LIFE INSURANCE CORPORATION OF INDIA NOTIFICATION Mumbai, the 22 July, 2021 F. No.I-13011/03/2021-Ins.I.—In exercise of the powers conferred by section 49 of the Life Insurance Corporation Act, 1956 (31 of 1956) and in supersession of the Life Insurance Corporation Regulations, 1959, except as respect things done or omitted to be done before such supersession, the Board, with the previous approval of the Central Government hereby makes the following regulations, namely:— PRELIMINARY

1. Short title and commencement.—(1) These regulations may be called the Life Insurance Corporation General Regulations, 2021.

(2) They shall come into force on the date of their publication in the Official Gazette.

2.Definitions.—(1) In these regulations, unless the context otherwise requires,—

(a) “Act” means the Life Insurance Corporation Act, 1956 (31 of 1956);

(b) “Authority” means the Insurance Regulatory and Development Authority of India established under subsection (1) of section 3 of the Insurance Regulatory and Development Authority Act, 1999 (41 of 1999);

(c) “Company Secretary” shall mean a person who is a member of the Institute of Company Secretaries of India, constituted under the Company Secretaries Act, 1980 (56 of 1980) and who is the head of the secretarial function of the Corporation;

(d) “Depositories Act” means the Depositories Act, 1996 (22 of 1996); 16 THE GAZETTE OF INDIA : EXTRAORDINARY [PART ITI—SEC.4] ate at aTett frac

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(16) (17) (18) AAT SEAT AT HM FATT TAT, Tatar Freer [fasta -I1/4/sta./1 61/2021 -22] LIFE INSURANCE CORPORATION OF INDIA NOTIFICATION Mumbai, the 22 July, 2021 F. No.I-13011/03/2021-Ins.I.—In exercise of the powers conferred by section 49 of the Life Insurance Corporation Act, 1956 (31 of 1956) and in supersession of the Life Insurance Corporation Regulations, 1959, except as respect things done or omitted to be done before such supersession, the Board, with the previous approval of the Central Government hereby makes the following regulations, namely: — PRELIMINARY

1. Short title and commencement.—(1) These regulations may be called the Life Insurance Corporation General Regulations, 2021.

(2) They shall come into force on the date of their publication in the Official Gazette.

2.Definitions.—(1) In these regulations, unless the context otherwise requires,—

(a) “Act” means the Life Insurance Corporation Act, 1956 (31 of 1956);

(b) “Authority” means the Insurance Regulatory and Development Authority of India established under subsection (1) of section 3 of the Insurance Regulatory and Development Authority Act, 1999 (41 of 1999);

(c) “Company Secretary” shall mean a person who is a member of the Institute of Company Secretaries of India, constituted under the Company Secretaries Act, 1980 (56 of 1980) and who is the head of the secretarial function of the Corporation;

(d) “Depositories Act” means the Depositories Act, 1996 (22 of 1996); [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 17

(e) “Depositories and Participants Regulations” means the regulations made by the Securities and Exchange Board of India regarding depositories and participants, under the Securities and Exchange Board of India Act, 1992 (15 of 1992) and section 25 of the Depositories Act;

(f) “draft offer document” means the draft offer document filed with the Securities and Exchange Board of India in relation to a public issue under the regulations made by the Securities and Exchange Board of India regarding issue of capital and disclosure requirements;

(g) “embedded value” shall have the same meaning as is assigned to it in the Actuarial Practice Standard, issued by the Institute of Actuaries of India constituted under section 3 of the Actuaries Act, 2006 (35 of 2006), for determination thereof in respect of life insurance companies incorporated in India and regulated by the Authority;

(h) “form” means a form annexed to these regulations;

(i) “registrar to an issue” shall have the same meaning as is assigned to it in the regulations made by the Securities and Exchange Board of India regarding registrar to an issue and share transfer agent;

(j) “section” means section of the Act;

(k) “Securities and Exchange Board of India” means the Securities and Exchange Board of India established under section 3 of the Securities and Exchange Board of India Act, 1992 (15 of 1992);

(l) “share transfer agent” shall have the same meaning as is assigned to it in the regulations made by the Securities and Exchange Board of India regarding registrar to an issue and share transfer agent.

(2) All other words and expressions used herein and not defined in these regulations, but defined in the Act shall have the meanings respectively assigned to them in the Act.

PART I Meetings of the Board and its committees

3.Manner of holding meetings of Board and its committees.—(1) In respect of meetings of the Board, the Chairperson and in his absence the senior-most whole-time director of the Corporation, and in respect of meetings of any committee of the Board such person as the Board has appointed as the chairperson of the committee shall, fix the date, time and place of meetings of the Board or its committee, as the case may be, and approve the items of agenda therefor.

(2)Notice for meetings shall be issued by the Company Secretary or, if there is no Company Secretary, any director or any other officer of the Corporation authorised by the Board in this behalf.

(3) The Chairperson, and in his absence the senior-most whole-time director present, shall chair a Board meeting.

(4) The chairperson of a committee of the Board shall chair its meetings:

Provided that in the absence of the chairperson, any other director chosen by the members present at the meeting from amongst themselves shall chair the meeting.

(5) The Corporation shall observe in respect of the Board and its committees such secretarial standards as are applicable in respect of Board meetings of a company under sub-section (10) of section 118 of the Companies Act, save as otherwise provided for in the Act, the rules and regulations made thereunder.

PART II Capital, shares, other securities and members of the Corporation

4. Kinds and nature of share capital.—The share capital of the Corporation shall be of such kinds as are provided for in respect of a company in section 43 of the Companies Act in so far as they are not inconsistent with the provisions of the Act and the rules made there under:

Provided that the provisions of sub-clause (ii) of clause (a) of the said section shall not apply in respect of the share capital of the Corporation.

5. Nature of shares and debentures.—The shares, debentures and other interest of any member in the Corporation shall be movable property transferable in the manner provided in regulation 11.

6.Mannerofissue of securities.—(1) The Corporation may issue securities either in physical form or in dematerialised form in accordance with the provisions of the Depositories Act and the Depositories and Participants Regulations.

(2) Where the Corporation issues any securities in physical form, the issuance of such securities shall be in accordance with the requirements as the Board may specify in this behalf, including as to the authority for issuance of security, its form, the manner of signing of the certificate on behalf of the Corporation, printing and custody of blank certificates and process for issuance of duplicate certificate. [art I—ave 4] ART BT UST : AATATCT 17

(e) “Depositories and Participants Regulations” means the regulations made by the Securities and Exchange Board of India regarding depositories and participants, under the Securities and Exchange Board of India Act, 1992 (15 of 1992) and section 25 of the Depositories Act;

(f) “draft offer document” means the draft offer document filed with the Securities and Exchange Board of India in relation to a public issue under the regulations made by the Securities and Exchange Board of India regarding issue of capital and disclosure requirements;

(g) “embedded value” shall have the same meaning as is assigned to it in the Actuarial Practice Standard, issued by the Institute of Actuaries of India constituted under section 3 of the Actuaries Act, 2006 (35 of 2006), for determination thereof in respect of life insurance companies incorporated in India and regulated by the Authority;

(h) “form” means a form annexed to these regulations;

(i) “registrar to an issue” shall have the same meaning as is assigned to it in the regulations made by the Securities and Exchange Board of India regarding registrar to an issue and share transfer agent;

(j) “section” means section of the Act;

(k) “Securities and Exchange Board of India” means the Securities and Exchange Board of India established under section 3 of the Securities and Exchange Board of India Act, 1992 (15 of 1992);

(1) “share transfer agent” shall have the same meaning as is assigned to it in the regulations made by the Securities and Exchange Board of India regarding registrar to an issue and share transfer agent.

(2) All other words and expressions used herein and not defined in these regulations, but defined in the Act shall have the meanings respectively assigned to them in the Act. PARTI Meetings of the Board and its committees

3.Manner of holding meetings of Board and its committees.—(1) In respect of meetings of the Board, the Chairperson and in his absence the senior-most whole-time director of the Corporation, and in respect of meetings of any committee of the Board such person as the Board has appointed as the chairperson of the committee shall, fix the date, time and place of meetings of the Board or its committee, as the case may be, and approve the items of agenda therefor.

(2)Notice for meetings shall be issued by the Company Secretary or, if there is no Company Secretary, any director or any other officer of the Corporation authorised by the Board in this behalf.

(3) The Chairperson, and in his absence the senior-most whole-time director present, shall chair a Board meeting.

(4) The chairperson of a committee of the Board shall chair its meetings:

Provided that in the absence of the chairperson, any other director chosen by the members present at the meeting from amongst themselves shall chair the meeting.

(5) The Corporation shall observe in respect of the Board and its committees such secretarial standards as are applicable in respect of Board meetings of a company under sub-section (10) of section 118 of the Companies Act, save as otherwise provided for in the Act, the rules and regulations made thereunder.

PART II Capital, shares, other securities and members of the Corporation

4. Kinds and nature of share capital.—tThe share capital of the Corporation shall be of such kinds as are provided for in respect of a company in section 43 of the Companies Act in so far as they are not inconsistent with the provisions of the Act and the rules made there under:

Provided that the provisions of sub-clause (ii) of clause (a) of the said section shall not apply in respect of the share capital of the Corporation.

5. Nature of shares and debentures.—The shares, debentures and other interest of any member in the Corporation shall be movable property transferable in the manner provided in regulation 11.

6.Mannerofissue of securities.—(1) The Corporation may issue securities either in physical form or in dematerialised form in accordance with the provisions of the Depositories Act and the Depositories and Participants Regulations.

(2) Where the Corporation issues any securities in physical form, the issuance of such securities shall be in accordance with the requirements as the Board may specify in this behalf, including as to the authority for issuance of security, its form, the manner of signing of the certificate on behalf of the Corporation, printing and custody of blank certificates and process for issuance of duplicate certificate. 18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4]

(3) The Corporation shall appoint a registrar to an issue or a share transfer agent and shall enter into a tripartite agreement with the registrar to an issue or the share transfer agent, as the case may be, and a depository, in respect of the securities to be issued in dematerialised form

7. Other provisions regarding manner of and conditions subject to which shares may be issued.—(1)The Corporation shall issue equity shares to the Central Government in consideration for the paid-up equity capital provided by the Central Government to the Corporation, in accordance with the provisions of sub-section (2) of section 5.

(2) The Corporation may from time to time increase its issued share capital, with the previous approval of the Central Government, by way of public issue or rights issue or preferential allotment or private placement or issue of bonus shares to existing members holding equity shares, or by issue of shares to employees pursuant to share based employee benefits schemes, or by issue of shares to life insurance policyholders of the Corporation, or otherwise, in accordance with the provisions of section 5.

Provided that bonus shares may be issued by the Corporation to its members only out of its free reserves or the share premium account, and no issue of bonus shares shall be made by capitalising reserves created by the revaluation of assets:

Provided further that if the Corporation proposes to make a public issue of equity shares, it shall, before filing its draft offer document with the Securities and Exchange Board of India, request the Authority for its observations, if any (supported by a certified copy of the Board resolution in this regard), while furnishing on the following aspects the details specified in respect of the same in the form as provided for an applicant Indian insurance company transacting life insurance business under insurance regulations on issuance of capital, namely:—

(a) its overall financial position, pre- and post-issue capital structure and embedded value as assessed by an independent actuary;

(b) its record on maintenance of control level of solvency required under regulations made by the Authority and on policyholder protection;

(c) its record of compliance with insurance regulations, as applicable to the Corporation;

(d) the status of compliance with public disclosure requirements under any circular of the Authority in this regard, insofar as such circular is applicable to the Corporation:

Provided also that while filing the draft offer document with the Securities and Exchange Board of India, the Corporation shall—

(i) take into account the observations, if any, issued by the Authority, with a view to ensure that the disclosures therein are in accordance with the regulations made by the Securities and Exchange Board of India in this behalf;

(ii) make therein such other disclosures regarding risk factors specific to the Corporation, particulars of its committees, key management persons, investors, promoters and financial statements, particulars of the issue, overview of the insurance industry, industry related terms and legal and other information, as are specified in insurance regulations for issuance of capital in respect of an Indian insurance company transacting life insurance business.

8. Calls on shares and acceptance of unpaid share capital not called up.—The Corporation may, with the approval of the Board, make calls upon a member for further share capital in respect of any amount remaining unpaid on shares held by him and also accept from him the whole or part of such amount even if the amount has not been called up, in accordance with the provisions as applicable in respect of a company under sections 49 and 50 of the Companies Act and model articles13 to 18 specified in Table F of Schedule Ito the said Act, read with sub-sections (6) and (7) of section 5 thereof.

9. Manner of nomination by member.—Members may make nomination referred to in section 5E in the manner provided for nomination by the security holders of a company in rules made under section 72 of the Companies Act with regard to share capital and debentures, in Form ‘A’, and variation therein or cancellation thereof may be made in Form ‘B’.

10. Forfeiture of share.—A share of a member who fails to pay any call or instalment thereof on the day appointed for its payment may be forfeited and sold or otherwise disposed of by the Board in like circumstances and in like manner, and subject to like conditions, as are provided for shares of a company under model articles 28 to 34 specified in Table F of Schedule I of the Companies Act, read with sub-sections (6) and (7) of section 5 thereof.

11.Transfer or transmission or transposition of securities.—(1) For carrying out activities in relation to transfer of securities, the Corporation shall appoint a share transfer agent or manage the transfer of securities’ facility in-house:

Provided that in the case of in-house securities transfer facility, as and when the total number of holders of securities of the Corporation exceeds one lakh, the Corporation shall appoint a person, who is registered with the Securities and Exchange Board of India, as the registrar to an issue and share transfer agent of the Corporation. 18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART ITI—SEC.4]

(3) The Corporation shall appoint a registrar to an issue or a share transfer agent and shall enter into a tripartite agreement with the registrar to an issue or the share transfer agent, as the case may be, and a depository, in respect of the securities to be issued in dematerialised form

7. Other provisions regarding manner of and conditions subject to which shares may be issued.—(1)The Corporation shall issue equity shares to the Central Government in consideration for the paid-up equity capital provided by the Central Government to the Corporation, in accordance with the provisions of sub-section (2) of section 5.

(2) The Corporation may from time to time increase its issued share capital, with the previous approval of the Central Government, by way of public issue or rights issue or preferential allotment or private placement or issue of bonus shares to existing members holding equity shares, or by issue of shares to employees pursuant to share based employee benefits schemes, or by issue of shares to life insurance policyholders of the Corporation, or otherwise, in accordance with the provisions of section 5.

Provided that bonus shares may be issued by the Corporation to its members only out of its free reserves or the share premium account, and no issue of bonus shares shall be made by capitalising reserves created by the revaluation of assets:

Provided further that if the Corporation proposes to make a public issue of equity shares, it shall, before filing its draft offer document with the Securities and Exchange Board of India, request the Authority for its observations, if any (supported by a certified copy of the Board resolution in this regard), while furnishing on the following aspects the details specified in respect of the same in the form as provided for an applicant Indian insurance company transacting life insurance business under insurance regulations on issuance of capital, namely:—

(a) its overall financial position, pre- and post-issue capital structure and embedded value as assessed by an independent actuary;

(b) its record on maintenance of control level of solvency required under regulations made by the Authority and on policyholder protection;

(c) its record of compliance with insurance regulations, as applicable to the Corporation;

(d) the status of compliance with public disclosure requirements under any circular of the Authority in this regard, insofar as such circular is applicable to the Corporation:

Provided also that while filing the draft offer document with the Securities and Exchange Board of India, the Corporation shall—

(i) take into account the observations, if any, issued by the Authority, with a view to ensure that the disclosures therein are in accordance with the regulations made by the Securities and Exchange Board of India in this behalf;

(ii) make therein such other disclosures regarding risk factors specific to the Corporation, particulars of its committees, key management persons, investors, promoters and financial statements, particulars of the issue, overview of the insurance industry, industry related terms and legal and other information, as are specified in insurance regulations for issuance of capital in respect of an Indian insurance company transacting life insurance business.

8. Calls on shares and acceptance of unpaid share capital not called up.—The Corporation may, with the approval of the Board, make calls upon a member for further share capital in respect of any amount remaining unpaid on shares held by him and also accept from him the whole or part of such amount even if the amount has not been called up, in accordance with the provisions as applicable in respect of a company under sections 49 and 50 of the Companies Act and model articles13 to 18 specified in Table F of Schedule Ito the said Act, read with sub-sections (6) and (7) of section 5 thereof.

9. Manner of nomination by member.—Members may make nomination referred to in section 5E in the manner provided for nomination by the security holders of a company in rules made under section 72 of the Companies Act with regard to share capital and debentures, in Form ‘A’, and variation therein or cancellation thereof may be made in Form ‘B’.

10. Forfeiture of share.—A share of a member who fails to pay any call or instalment thereof on the day appointed for its payment may be forfeited and sold or otherwise disposed of by the Board in like circumstances and in like manner, and subject to like conditions, as are provided for shares of a company under model articles 28 to 34 specified in Table F of Schedule I of the Companies Act, read with sub-sections (6) and (7) of section 5 thereof.

11.Transfer or transmission or transposition of securities.—(1) For carrying out activities in relation to transfer of securities, the Corporation shall appoint a share transfer agent or manage the transfer of securities’ facility in-house:

Provided that in the case of in-house securities transfer facility, as and when the total number of holders of securities of the Corporation exceeds one lakh, the Corporation shall appoint a person, who is registered with the Securities and Exchange Board of India, as the registrar to an issue and share transfer agent of the Corporation. [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 19

(2)The Board may delegate the power of transfer of securities to a committee or to the compliance officer of the Corporation or to the registrar to an issue or share transfer agent:

Provided that the Board or such committee or officer or registrar or agent shall attend to the formalities pertaining to transfer of securities at least once in a fortnight:

Provided further that the committee or officer or registrar or agent, as the case may be, shall report to the Board or its committee on transfer of securities in each meeting thereof.

(3) The transfer and transmission of securities of the Corporation shall be carried out in like manner as is provided therefor in respect of a company in sub-sections (1) to (5) of section 56 of the Companies Act:

Provided that the instrument of transfer for such transfer shall be executedby or on behalf of the transferor and the transferee in such form as may be specified by the Board.

(4)The Corporation shall not register a transfer of partly paid shares unless it has given notice to the transferee in the form as may be specified by the Board and the transferee has conveyed within two weeks from the date of receipt of the notice that he has no objection to such transfer.

12. Manner of keeping and maintaining registers.—The Corporation shall maintain the registers referred to in subsection (1) of section 5B in respect of its members in Form ‘C’ and in respect of debenture holders or security holders in Form ‘D’, in like manner as is provided for such security holders of a company in rules made under section 88 of the Companies Act with regard to management and administration of companies, including in respect of the index of names to be included and authentication of entries in such registers, and the closure, inspection and supply of copies thereof:

Provided that separate registers shall be maintained for members and for the holders of each type of debentures or other securities.

13. Dividend.—The Corporation shall pay dividend in proportion to the amount paid-up on each share.

PART III Miscellaneous

14. Manner and form in which contracts binding on the Corporation may be executed.—(1) Contracts made on behalf of the Corporation shall be made in writing, signed by any person acting under its authority, express or implied, and may in the same manner be varied or discharged.

(2) All contracts made according to the provisions of this regulation shall be valid and binding on the Corporation.

15. Accounts, receipts and documents of the Corporation by whom to be signed.—The whole-time directors, Company Secretary, and the head of the finance function of the Corporation as the Board may authorise in this behalf, and such other officers of the Corporation as the Chief Executive may authorise in this behalf, may, to such extent and subject to such limitations, if any, as may be specified or imposed in so authorising, for and on behalf of the Corporation,—

(a) endorse and transfer promissory notes, stock-receipts, stocks, debentures, shares, securities and documents of title to goods, standing or held in the name of the Corporation or held by it;

(b) draw, accept and endorse bills of exchange and other instruments in the current and authorised business of the Corporation;

(c) issue insurance policies; and

(d) sign all accounts, receipts and documents connected with the aforesaid.

16. Plaints etc., by whom to be signed.—Plaints, written statements, rejoinders, complaints, petitions, applications, affidavits, vakalatnamas and all other documents connected with legal proceedings may be signed, verified and presented before any court, tribunal or authority on behalf of the Corporation by any officer empowered by or under regulation 15.

17. Use of electronic records and electronic signature.—For the purposes of these regulations, any requirement of—

(a) making, varying or discharging a contract, or making, varying or cancelling a nomination, or giving of notice, or maintaining a register, or executing an instrument of transfer or other document shall be satisfied if the same is made, varied or discharged, or maintained or given or executed, as the case may be, in the form of an electronic record as defined in the Information Technology Act, 2000 (21 of 2000);

(b) a person signing a contract, a form for nomination or for the variation or cancellation thereof, register, instrument or transfer or document shall be satisfied if he affixes thereon his electronic signature as defined in the Information Technology Act, 2000. [art I—ave 4] ART BT UST : AATATCT 19

(2)The Board may delegate the power of transfer of securities to a committee or to the compliance officer of the Corporation or to the registrar to an issue or share transfer agent:

Provided that the Board or such committee or officer or registrar or agent shall attend to the formalities pertaining to transfer of securities at least once in a fortnight:

Provided further that the committee or officer or registrar or agent, as the case may be, shall report to the Board or its committee on transfer of securities in each meeting thereof.

(3) The transfer and transmission of securities of the Corporation shall be carried out in like manner as is provided therefor in respect of a company in sub-sections (1) to (5) of section 56 of the Companies Act:

Provided that the instrument of transfer for such transfer shall be executedby or on behalf of the transferor and the transferee in such form as may be specified by the Board.

(4)The Corporation shall not register a transfer of partly paid shares unless it has given notice to the transferee in the form as may be specified by the Board and the transferee has conveyed within two weeks from the date of receipt of the notice that he has no objection to such transfer.

12. Manner of keeping and maintaining registers.—The Corporation shall maintain the registers referred to in subsection (1) of section 5B in respect of its members in Form ‘C’ and in respect of debenture holders or security holders in Form ‘D’, in like manner as is provided for such security holders of a company in rules made under section 88 of the Companies Act with regard to management and administration of companies, including in respect of the index of names to be included and authentication of entries in such registers, and the closure, inspection and supply of copies thereof:

Provided that separate registers shall be maintained for members and for the holders of each type of debentures or other securities.

13. Dividend.—The Corporation shall pay dividend in proportion to the amount paid-up on each share.

PART III Miscellaneous

14. Manner and form in which contracts binding on the Corporation may be executed.—(1) Contracts made on behalf of the Corporation shall be made in writing, signed by any person acting under its authority, express or implied, and may in the same manner be varied or discharged.

(2) All contracts made according to the provisions of this regulation shall be valid and binding on the Corporation.

15. Accounts, receipts and documents of the Corporation by whom to be signed.—The whole-time directors, Company Secretary, and the head of the finance function of the Corporation as the Board may authorise in this behalf, and such other officers of the Corporation as the Chief Executive may authorise in this behalf, may, to such extent and subject to such limitations, if any, as may be specified or imposed in so authorising, for and on behalf of the Corporation,—

(a) endorse and transfer promissory notes, stock-receipts, stocks, debentures, shares, securities and documents of title to goods, standing or held in the name of the Corporation or held by it;

(b) draw, accept and endorse bills of exchange and other instruments in the current and authorised business of the Corporation;

(c) issue insurance policies; and

(d) sign all accounts, receipts and documents connected with the aforesaid.

16. Plaints etc., by whom to be signed.—Plaints, written statements, rejoinders, complaints, petitions, applications, affidavits, vakalatnamas and all other documents connected with legal proceedings may be signed, verified and presented before any court, tribunal or authority on behalf of the Corporation by any officer empowered by or under regulation 15.

17. Use of electronic records and electronic signature.—For the purposes of these regulations, any requirement of—

(a) making, varying or discharging a contract, or making, varying or cancelling a nomination, or giving of notice, or maintaining a register, or executing an instrument of transfer or other document shall be satisfied if the same is made, varied or discharged, or maintained or given or executed, as the case may be, in the form of an electronic record as defined in the Information Technology Act, 2000 (21 of 2000);

(b) a person signing a contract, a form for nomination or for the variation or cancellation thereof, register, instrument or transfer or document shall be satisfied if he affixes thereon his electronic signature as defined in the Information Technology Act, 2000. 20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] Form ‘A’ Nomination by member [See regulation 9] Life Insurance Corporation of India ‘Yogakshema’, Central Office Mumbai – 400 021 Shares Folio number Number of shares Certificate number Distinctive number Date: D D M M Y Y Y Y I/we wish to make a nomination as per details given below: Nomination details I/we wish to make a nomination and do hereby nominate the following person(s) in whom all rights and/or amount payable in respect of shares heldby me/us shall vest in the event ofmy/ourdeath: [Nomination can be made for upto three nominees in the account] 1 st nominee 2 nd nominee 3 rd nominee 1 Name of nominee (Mr/Ms): 2 Relationship (if any)with the applicant: 3 Share of each nominee: Equal % % % [If not equal, please specify percentage] [Any odd lot after division shall be transferred to the first nominee mentioned in the form] 4 Address of nominee: City/town/village: PIN code: State: Country: 5 Details of nominee: Telephone number (Res.) / (Off): Occupation: Mobile number: Email address: Nominee identification details: 20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEc.4] Form ‘A’ Nomination by member [See regulation 9] Life Insurance Corporation of India “Yogakshema’, Central Office Mumbai — 400 021 Folio Number of Certificate Distinctive Shares number shares number number Date: D|}D/I|MI|M|Y Y Y Y L_] Ave wish to make a nomination as per details given below: Nomination details I/we wish to make a nomination and do hereby nominate the following person(s) in whom all rights and/or amount payable in respect of shares heldby me/us shall vest in the event ofmy/ourdeath: [Nomination can be made for upto three nominees in the account] 1“nominee 2™nominee 3"nominee 1 | Name of nominee (Mr/Ms): 2 | Relationship (if any)with the applicant: 3 | Share of each nominee: CL Equal % % % [If not equal, please specify percentage] form] [Any odd lot after division shall be transferred to the first nominee mentioned in the 4 | Address of nominee: City/town/village: PIN code: State: Country: 5 | Details of nominee: Telephone number (Res.) / (Off): Occupation: Mobile number: Email address: Nominee identification details: [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 21 [Please tick any one of the documents mentioned below and provide details of the same] Nominee 1 Nominee 2 Nominee 3 Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Sr. No. 6 to 11 should be filled for guardian details only if nominee is a minor: 6 Date of birth (in case of minor nominee): 7 Name of guardian (Mr/Ms): 8 Relationship of guardian with nominee: 9 Address of guardian: City/town/village: PIN code: 10 Contact details of guardian: Telephone number (Res.) / (Off.): Mobile number: Email address: 11 Guardian identification details: [Please tick any one the documents mentioned below and provide details of the same] If 1 st nominee is minor If 2 nd nominee is minor If 3 rd nominee is minor Photograph, with signature across it: Signature: Income-tax Permanent [art ave 4] HTC AT UST» TATA 21 [Please tick any one of the documents mentioned below and provide details of the same] Nominee 1 Nominee 2 Nominee 3 HO U U U Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Sr. No. 6 to 11 should be filled for guardian details only if nominee is a minor: 6 | Date of birth (in case of minor nominee): 7 | Name of guardian (Mr/Ms): 8 | Relationship of guardian with nominee: 9 | Address of guardian: City/town/village: PIN code: 10 | Contact details of guardian: Telephone number (Res.) / (Off.): Mobile number: Email address: 11 Guardian identification details: [Please tick any one the documents mentioned below and provide details of the same] If 1‘nominee is minor If 2™nominee is minor If 3"nominee is minor Photograph, with signature across it: Signature: Income-tax Permanent 22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Name Signature Sole/first holder, or the guardian (in case holder is minor)(Mr/Ms) Second holder, or the guardian (in case holder is minor) (Mr/Ms) Third holder, or the guardian (in case holder is minor) (Mr/Ms) Details regarding witness for the nomination: Name Address Signature Date: D D M M Y Y Y Y Form ‘B’ Variation/cancellation of nomination [See regulation 9] Life Insurance Corporation of India ‘Yogakshema’, Central Office Mumbai – 400 021 Shares Folio number Number of shares Certificate number Distinctive number Date: D D M M Y Y Y Y I/we wish to— make a new nomination as per details given below: cancel a nomination [Strike off the nomination details below]: On cancellation, all rights and liabilities in respect of the shares held by me/us shall vest in me/us. Nomination details I/we wish to make a new nomination and do hereby nominate the following person(s) in whom all rights and/or amount payable in respect of shares held by me/us shall vest in the event of my/our death: 22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART ITI—SEC.4] Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: H U U U Demat account ID: Name Signature Sole/first holder, or the guardian (in case holder is minor)(Mr/Ms) Second holder, or the guardian (in case holder is minor) (Mr/Ms) Third holder, or the guardian (in case holder is minor) (Mr/Ms) Details regarding witness for the nomination: Name Address Signature Date: p|p|mM[Mi|ylyly]y¥ Form ‘B’ Variation/cancellation of nomination [See regulation 9] Life Insurance Corporation of Shares Folio Number of| Certificate | Distinctive India number shares number number “Yogakshema’, Central Office Mumbai — 400 021 Date: DI|D|IM|M]Yy]yYy]yY Jy I/we wish to— [| _]make a new nomination as per details given below: [_]cancel a nomination [Strike off the nomination details below]: On cancellation, all rights and liabilities in respect of the shares held by me/us shall vest in me/us. Nomination details I/we wish to make a new nomination and do hereby nominate the following person(s) in whom all rights and/or amount payable in respect of shares held by me/us shall vest in the event of my/our death: [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 23 [Nomination can be made for up to three nominees in the account] 1 st nominee 2 nd nominee 3 rd nominee 1 Name of nominee (Mr/Ms): 2 Relationship (if any) with the applicant: 3 Share of each nominee: Equal % % % [If not equal, please specify percentage] [Any odd lot after division shall be transferred to the first nominee mentioned in the form] 4 Address of nominee: City/town/village: PIN code: State: Country: 5 Details of nominee: Telephone number (Res.) / (Off): Occupation: Mobile number: Email address: Nominee identification details: [Please tick any one of the documents mentioned below and provide details of the same] Nominee 1 Nominee 2 Nominee 3 Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Sr. No. 6 to 11 should be filled for guardian details only if nominee is a minor: 6 Date of birth (in case of minor nominee): [art ave 4] ATCT AT UST: TATA 23 [Nomination can be made 3 | Share of each Cc] nominee: Equal for up to three nominees 1“ nominee 2"! nominee 3" nominee in the account] 1 | Name of nominee (Mr/Ms): 2 | Relationship (if any) with the applicant: % % % percentage] [If not equal, please specify [Any odd lot after division shall be transferred to the first nominee mentioned in the form] 4 | Address of nominee: City/town/village: PIN code: State: Country: 5 | Details of nominee: (Off): Telephone number (Res.) / Occupation: Mobile number: Email address: Nominee identification details: [Please tick any one of the documents mentioned below and provide details of the same] Nominee 1 Nominee 2 Nominee 3 Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: HO UO UU U Demat account ID: Sr. No. 6 to 11 should be filled for guardian details only if nominee is a minor: 6 | Date of birth (in case of minor nominee): 24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] 7 Name of guardian (Mr/Ms): 8 Relationship of guardian with nominee: 9 Address of guardian: City/town/village: PIN code: 10 Contact details of guardian: Telephone number (Res.) / (Off.): Mobile number: Email address: 11 Guardian identification details: [Please tick any one the documents mentioned below and provide details of the same] If 1 st nominee is minor If 2 nd nominee is minor If 3 rd nominee is minor Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Name Signature Sole/first holder, or the guardian (in case holder is minor) (Mr/Ms) Second holder, or the guardian (in case holder is minor) (Mr/Ms) Third holder, or the guardian (in case holder is minor) (Mr/Ms) Details regarding witness for the nomination: 24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEc.4] Name of guardian (Mr/Ms): Relationship of guardian with nominee: Address of guardian: City/town/village: PIN code: 10 Contact details of guardian: Telephone number (Res.) / (Off.): Mobile number: Email address: 11 Guardian identification details: [Please tick any one the documents mentioned below and provide details of the same] If 1 nominee is minor If 2" nominee is minor If 3"! nominee is minor LJ LJ Photograph, with signature across it: Signature: Income-tax Permanent Account Number (PAN): [Aadhaar number: Saving bank account number: Proof of identity: Demat account ID: Name Signature Sole/first holder, or the guardian (in case holder is minor) (Mr/Ms) Second holder, or the guardian (in case holder is minor) (Mr/Ms) Third holder, or the guardian (in case holder is minor) (Mr/Ms) Details regarding witness for the nomination: [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 25 Name Address Signature Date: D D M M Y Y Y Y Form ‘C’ Register of members [See regulation 12] (To be maintained separately for each class of shares) Central Office address: Class of shares (equity/preference/other): Nominal value per share (in Rupees): Total shares held: Folio number: Personal details: Name of the member: Name(s) of other joint holders, if any: Address (or, in the case of a body corporate, its registered address): Email address: CIN / Registration number: Unique identification number: Father’s/mother’s/spouse’s name: Category of shareholder: Occupation: Income-tax Permanent Account Number (PAN): Nationality: In case the member is a minor: Name of the guardian: Date of birth of the minor: Details of membership: Date of becoming member: Date of declaration under section 5C of the Life Insurance Corporation Act, 1956, if applicable: Name and address of beneficial owner: Name and address of significant beneficial owner: Date of receipt of nomination, if applicable: Name and address of nominee: Number of shares kept in abeyance, if applicable: Record of lien on shares, if applicable: Date of cessation of membership: Instructions: Particulars of dividend mandates, power of attorney and other instructions, if any: Instruction for sending notices etc., if any: Details of shareholding: Allotment number / Transfer Date of allotment/ transfer Number of shares allotted/ Distinctive numbers (both inclusive) Folio of transferor, if applicable Name of the transferor, if applicable [art l—ave 4] WT BT USAT: TATA 25 Name Address Signature Date: DID|IM{IM/Y/Y]Y Form ‘C’ Register of members [See regulation 12] (To be maintained separately for each class of shares) Central Office address: Class of shares (equity/preference/other): Nominal value per share (in Rupees): Total shares held: Folio number: Personal details: Name of the member: Name(s) of other joint holders, if any: Address (or, in the case of a body corporate, its registered address): Email address: CIN / Registration number: Unique identification number: Father’s/mother’s/spouse’s name: Category of shareholder: Occupation: Income-tax Permanent Account Number (PAN): Nationality: In case the member is a minor: Name of the guardian: Date of birth of the minor: Details of membership: Date of becoming member: Date of declaration under section 5C of the Life Insurance Corporation Act, 1956, if applicable: Name and address of beneficial owner: Name and address of significant beneficial owner: Date of receipt of nomination, if applicable: Name and address of nominee: Number of shares kept in abeyance, if applicable: Record of lien on shares, if applicable: Date of cessation of membership: Instructions: Particulars of dividend mandates, power of attorney and other instructions, if any: Instruction for sending notices etc., if any: Details of shareholding: Allotment Date of Number of Distinctive Folio of Name of the number / allotment/ shares numbers transferor, if transferor, if Transfer transfer allotted/ (both inclusive) applicable applicable 26 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC.4] number transferred From To

(1) (2) (3) (4) (5) (6) Date of issue or endorsement of share certificate Certificate number Lock-in period, if any Amount (Rs.) If shares are issued for consideration other than cash, brief particulars thereof Payable Paid / Deemed to be paid Due

(7) (8) (9) (10) (11) Date of transfer/ transmission/ forfeiture / redemption etc. Number of shares transferred/transmitted/ forfeited/redeemed etc. Distinctive numbers (both inclusive) Folio of transferee Name of transferee From To

(12) (13) (14) (15) (16) Balance shares (after transfer/transmission/ forfeiture/redemption etc.) Remarks Authentication / signature

(17) (18) (19) Form ‘D’ Register of debenture holders or other securities holders [See regulation 12] (To be maintained separately for each class of debentures or other securities) Central office address: Class of debentures or other securities: Nominal value per unit (in Rs.): Total number of debentures or other securities held: Folio number: Personal details: Name of the debenture holder/other security holder: Name of joint holder(s), if any: Address (or, in the case of a body corporate, its registered address): Email address: Income-tax Permanent Account Number (PAN): CIN/ Registration number: Unique identification number: Father’s/mother’s/spouse’s name: Occupation, if any: Nationality: In case debenture holder/other security holder is a minor: Name of guardian: 26 THE GAZETTE OF INDIA : EXTRAORDINARY [PART ITI—SEC.4] number transferred From | To

(1) (2) (3) (4) (5) (6) Date of issue or Lock-in Amount (Rs.) If shares are issued for endorsement of Certificate period, if Paid /D d consideration other than . number , Pavable ad / Veeme Due cash, brief particulars share certificate any y to be paid thereof

(7) (8) (9) (10) (1) Distinctive numbers Date of transfer/ Number of shares . : . issi th incl transmission/ transferred/transmitted/ (both inclusive) Folio of Name of forfeiture / forfeited/red: d transferee transferee redemption etc. orfeited/redeemed etc. From To

(12) (13) (14) (15) (16) Balance shares (after transfer/transmission/ Remarks Authentication / signature forfeiture/redemption etc.)

(17) (18) (19) Form ‘D’ Register of debenture holders or other securities holders [See regulation 12] (To be maintained separately for each class of debentures or other securities) Central office address: Class of debentures or other securities: Nominal value per unit (in Rs.): Total number of debentures or other securities held: Folio number: Personal details: Name of the debenture holder/other security holder: Name of joint holder(s), if any: Address (or, in the case of a body corporate, its registered address): Email address: Income-tax Permanent Account Number (PAN): CIN/ Registration number: Unique identification number: Father’s/mother’s/spouse’s name: Occupation, if any: Nationality: In case debenture holder/other security holder is a minor: Name of guardian: [भाग III—खण् ड 4] भारत का रािपत्र : असाधारण 27 Date of birth of minor: Details of holding: Date of becoming holder of debentures / other securities: Date of receipt of nomination: Name and address of nominee: Number of debentures / other securities kept in abeyance, if any: Record of lien on debentures / other securities, if any: Date of cessation as holder of debentures / other securities: Details of security: Whether repayment of the debentures / other securities is secured [Yes / No]: Brief particulars of the assets to secure such debentures / other securities: Instructions: Particulars of interest mandates, power of attorney and other instructions, if any: Instruction for sending notices of class meetings, etc., if any: Details of debentures / other securities: Allotment number / Transfer number Date of allotment/ transfer Number of debentures / other securities allotted/ transferred Distinctive numbers (both inclusive) Folio of transferor, if applicable Name of the transferor, if applicable From To

(1) (2) (3) (4) (5) (6) Date of issue or endorsement of certificate Certificate number Amount (Rs.) If debentures / other securities issued for consideration other than cash, brief particulars thereof Payable Paid / Deemed to be paid Due

(7) (8) (9) (10) Date of transfer/ transmission/ forfeiture/ redemption of securities Number of units transferred/transmitted/ forfeited/redeemed Distinctive numbers (both inclusive) Folio of transferee Name of transferee From To

(11) (12) (13) (14) (15) Balance units left (after transfer/transmission/ forfeiture/redemption etc.) Remarks Authentication / signature

(16) (17) (18) MUKESH KUMAR GUPTA, Managing Director) [ADVT.-III/4/Exty./161/2021-22] Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054. [art I—ave 4] ART BT UST : AATATCT 27 Date of birth of minor: Details of holding: Date of becoming holder of debentures / other securities: Date of receipt of nomination: Name and address of nominee: Number of debentures / other securities kept in abeyance, if any: Record of lien on debentures / other securities, if any: Date of cessation as holder of debentures / other securities: Details of security: Whether repayment of the debentures / other securities is secured [Yes / No]: Brief particulars of the assets to secure such debentures / other securities: Instructions: Particulars of interest mandates, power of attorney and other instructions, if any: Instruction for sending notices of class meetings, etc., if any: Details of debentures / other securities: Allotment Number of Distinctive ° i Date of debentures / numbers Folio of Name of the Transfer allotment/ | other securities (both inclusive) transferor, if transferor, if transfer allotted/ applicable applicable b ume transferred From To

(1) (2) (3) (4) (5) (6) Date of issue or Certificate Amount (Rs.) If debentures / other securities endorsement of number Paid / Deemed issued for consideration other than certificate Payable to be paid Due cash, brief particulars thereof

(7) (8) (9) (10) Date of transfer/ Distinctive numbers transmission/ Number of units (both inclusive) Folio of Name of forfeiture/ transferred/transmitted/ f f redemption of forfeited/redeemed From To transferee transferee securities

(11) (12) (13) (14) (15) Balance units left (after transfer/transmission/ Remarks Authentication / signature forfeiture/redemption etc.)

(16) (17) (18) MUKESH KUMAR GUPTA, Managing Director) [ADVT.-II/4/Exty./161/2021-22] Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064 and Published by the Controller of Publications, Delhi-110054. ALOK KUMAR >zt2lvsisnesbyatoxruman Date: 2021.07.22 22:53:40 +05'30" 2021-07-22T22:53:40+0530 ALOK KUMAR

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