(1) Any person aggrieved by an order of suspension or cancellation or refusal of authorisation or its renewal passed by the Central Pollution Control Board or State Pollution Control Board may, within a period of thirty days from the date on which the order is communicated to him, prefer a appeal in Form 7 to the Appellate Authority comprising of the Environment Secretary of the State.
(2) The Appellate Authority may entertain the appeal after expiry of the said period of thirty days if it is satisfied that the appellant was prevented by sufficient cause from filing the appeal in time.
(3) Every appeal filed under this rule shall be disposed of within a period of sixty days from the date of its filing.
23. The collection, storage, transportation, segregation, refurbishment, dismantling, recycling and disposal of e-waste shall be in accordance with the procedures prescribed in the guidelines published by the Central Pollution Control Board from time to time. Implementation of e-waste (Management and Handling) Amendment Rules, 2011 shall be in accordance with the guidelines prescribed by the Central Pollution Control Board from time to time.
24. Urban Local Bodies (Municipal Committee or Council or Corporation) shall ensure that e-waste pertaining to orphan products is collected and channelised to authorised dismantler or recycler.
****** 17
SCHEDULE I [See rules 2, 3(j), 3(y), 3(aa) and 3(ff); 5; 9; 11(10); 13 (1) (i), 13 (1) (vii) and 16(1), 16(11)] Categories of electrical and electronic equipment including their components, consumables, parts and spares covered under the rules Sr.
No.
Categories of electrical and electronic equipment Electrical and electronic equipment code i. Information technology and telecommunication equipment :
Centralised data processing: Mainframes, Minicomputers ITEW1 Personal Computing: Personal Computers (Central Processing Unit with input and output devices) ITEW2 Personal Computing: Laptop Computers(Central Processing Unit with input and output devices) ITEW3 Personal Computing: Notebook Computers ITEW4 Personal Computing: Notepad Computers ITEW5 Printers including cartridges ITEW6 Copying equipment ITEW7 Electrical and electronic typewriters ITEW8 User terminals and systems ITEW9 Facsimile ITEW10 Telex ITEW11 Telephones ITEW12 Pay telephones ITEW13 Cordless telephones ITEW14 Cellular telephones ITEW15 Answering systems ITEW16 ii. Consumer electrical and electronics:
Television sets (including sets based on (Liquid Crystal Display and Light Emitting Diode technology) CEEW1 Refrigerator CEEW2 Washing Machine CEEW3 Air-conditioners excluding centralised air conditioning plants CEEW4 Fluorescent and other Mercury containing lamps CEEW5 18
SCHEDULE II [See rules 16 (3), 16 (4) and 16 (11)] Applications, which are exempted from the requirements of sub-rule (1) of rule 16 Substance 1 Mercury in single capped (compact) fluorescent lamps not exceeding (per burner):
1(a) For general lighting purposes <30 W : 2.5 mg 1(b) For general lighting purposes ≥ 30 W and <50 W : 3.5mg 1(c) For general lighting purposes ≥ 50 W and <150 W : 5mg 1(d) For general lighting purposes ≥150 W : 15 mg 1(e) For general lighting purposes with circular or square structural shape and tube diameter ≤17 mm : 7mg 1(f) For special purposes:5 mg 2(a) Mercury in double-capped linear fluorescent lamps for general lighting purposes not exceeding (per lamp):
2(a)(1) Tri-band phosphor with normal life time and a tube diameter < 9mm (e.g.
T2): 4mg m mm mmkh mmmmmmm (e.g.T2) : 4 mg 2(a)(2) Tri-band phosphor with normal life time and a tube diameter ≥ 9 mm and ≤ 17 mm (e.g. T5): 3 mg 2(a)(3) Tri- band phosphor with normal life time and a tube diameter >17 mm and ≤ 28 mm(e.g. T8): 3.5 mg 2(a)(4) Tri-band phosphor with normal life time and a tube diameter >28 mm (e.g. T 12):3.5 mg 2(a)(5) Tri-band phosphor with long life time (≥25000 h):5mg 2(b) Mercury in other fluorescent lamps not exceeding(per lamp):
2(b)(1) Linear halophosphate lamps with tube >28 mm (e.g. T 10 and T12):10 mg 2(b)(2) Non-linear halophosphate lamps(all diameters):15mg 2(b)(3) Non-linear tri-band phosphor lamps with tube diameter >17 mm(e.g.T9):
15 mg 2(b)(4) Lamps for other general lighting and special purposes (e.g. induction lamps):15mg 3 Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL)for special purposes not exceeding (per lamp):
3(a) Short length( < 500 mm):3.5mg 3(b) Medium length(>500 mm and<1500 mm): 5mg 3(c) Long length(>1500 mm): 13mg 4(a) Mercury in other low pressure discharge lamps (per lamp): 15mg 4(b) Mercury in High Pressure Sodium(vapour) lamps for general lighting purposes not exceeding (per burner)in lamps with improved colour rendering index Ra>60:
19 4(b)-I P ≤155 W : 30 mg 4(b)-II 155 W < P <405 W : 40 mg 4(b)-III P >405 W: 40 mg 4(c) Mercury in other High Pressure Sodium(vapour)lamps for general lighting purposes not exceeding (per burner):
4(c)-I P<155 W:25mg 4(c)-II 155 W < P < 405 W:30 mg 4(c)-III P >405 W:40 mg 4(d) Mercury in High Pressure Mercury (vapour) lamps (HPMV) 4(e) Mercury in metal halide lamps (MH) 4(f) Mercury in other discharge lamps for special purposes not specifically mentioned in this Schedule 5(a) Lead in glass of cathode ray tubes 5(b) Lead in glass of fluorescent tubes not exceeding 0.2% by weight 6(a) Lead as an alloying element in steel for machining purposes and in galvanized steel containing up to 0.35% lead by weight 6(b) Lead as an alloying element in aluminium containing up to 0.4% lead by weight 6(c) Copper alloy containing up to 4% lead by weight 7(a) Lead in high melting temperature type solders (i.e. lead-based alloys containing 85% by weight or more lead) 7(b) Lead in solders for servers, storage and storage array systems, network infrastructure equipment for switching, signalling, transmission, and network management for telecommunications 7(c)-I Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound.
7(c)-II Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher 7(c)-III Lead in dielectric ceramic in capacitors for a rated voltage of less than 125 V AC or 250 V DC 8(a) Cadmium and its compounds in one shot pellet type thermal cut-offs 8(b) Cadmium and its compounds in electrical contracts 9 Hexavalent chromium as an anticorrosion agent of the carbon steel cooling system in absorption refrigerators up to 0.75% by weight in the cooling solution 9(b) Lead in bearing shells and bushes for refrigerant-containing compressors for heating, ventilation, air conditioning and refrigeration (HVACR) application.
20 11(a) Lead used in C-press compliant pin connector systems 11(b) Lead used in other than C-press compliant pin connector systems 12 Lead as a coating material for the thermal conduction module C- ring 13(a) Lead in white glasses used for optical applications 13(b) Cadmium and lead in filter glasses and glasses used for reflectance standards.
14 Lead in solders consisting of more than two elements for the connection between the pins and the package of microprocessors with a lead content of more than 80% and less than 85% by weight 15 Lead in solders to complete a viable electrical connection between semiconductor die and carrier within integrated circuit flip chip packages.
16 Lead in linear incandescent lamps with silicate coated tubes 17 Lead halide as radiant agent in high intensity discharge (HID) lamps used for professional reprography applications.
18(a) Lead as activator in the fluorescent powder (1% lead by weight or less) of discharge lamps when used as specialty lamps for diazoprinting reprography, lithography, insect traps, photochemical and curing processes containing phosphors such as SMS ((Sr, Ba)2Mg Si2O7:Pb) 18(b) Lead as activator in the fluorescent powder (1% lead by weight or less) of discharge lamps when used as sun tanning lamps containing phosphors such as BSP (Ba Si2O5:Pb) 19 Lead with PbBiSn-Hg and PblnSn-Hg in specific compositions as main amalgam and with PbSn-Hg as auxiliary amalgam in very compact energy saving lamps (ESL) 20 Lead oxide in glass used for bonding front and rear substrates of flat fluorescent lamps used for Liquid Crystal Displays (LCDs) 21 Lead and cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses 23 Lead in finishes of fine pitch components other than connectors with a pitch of
0.65 mm and less 24 Lead in solders for the soldering to machined through hole discoidal and planar array ceramic multilayer capacitors 25 Lead oxide in surface conduction electron emitter displays (SED) used in structural elements, notably in the seal frit and frit ring.
26 Lead oxide in the glass envelope of black light blue lamps 27 Lead alloys as solder for transducers used in high-powered (designated to operate for several hours at acoustic power levels of 125 dB SPL and above) loudspeakers 29 Lead bound in crystal glass 21 30 Cadmium alloys as electrical/mechanical solder joints to electrical conductors located directly on the voice coil in transducers used in high-powered loudspeakers with sound pressure levels of 100 dB(A) and more 31 Lead in soldering materials in mercury free flat fluorescent lamps (which e.g. are used for liquid crystal displays, design or industrial lighting) 32 Lead oxide in seal frit used for making window assemblies for Argon and Krypton laser tubes 33 Lead in solders for the soldering of thin copper wires of 100 µm diameter and less in power transformers 34 Lead in cermet-based trimmer potentiometer elements 36 Mercury used as a cathode sputtering inhibitor in DC plasma displays with a content up to 30 mg per display 37 Lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body 38 Cadmium and cadmium oxide in thick film pastes used on aluminium bonded beryllium oxide 39 Cadmium in colour converting II-VI LEDs (<10 µg Cd per mm2of lightemitting area) for use in solid state illumination or display systems.
22
SCHEDULE III [See rules 5 (1) (a) and 13 (1) (ii)] Targets for Extended Producer Responsibility - Authorisation No. Year E-Waste Collection Target (Number/Weight)
(i) During first two year of implementation of rules 30% of the quantity of waste generation as indicated in Extended Producer Responsibility Plan.
(ii) During third and fourth years of implementation of rules 40% of the quantity of waste generation as indicated in Extended Producer Responsibility Plan.
(iii) During Fifth and Sixth years of implementation of rules 50% of the quantity of waste generation as indicated in Extended Producer Responsibility Plan.
(iv) Seventh year onward of implementation of rules 70% of the quantity of waste generation as indicated in Extended Producer Responsibility Plan.
23
SCHEDULE IV [See rule (17)] LIST OF AUTHORITIES AND CORREPONDING DUTIES Sr. No AUTHORITY CORRESPONDING DUTIES
1. Central Pollution Control Board, Delhi
(i) Grant and Renewal of Extended Producer Responsibility - Authorisation and monitoring of its compliance.
(ii) Maintain information on Extended Producer Responsibility - Authorisation on its web site.
(iii) Set and revise targets for collection of e-waste from time to time.
(iv) Coordination with State Pollution Control Boards
(v) Preparation of Guidelines for Environmentally Sound Management of e-waste.
(vi) Conduct random check for ascertaining compliance of the e-waste rules and identification of such importers or producers who have not applied for Extended Producer Responsibility authorisation or are not complying with RoHS provision. Wherever necessary, Central Pollution Control Board will seek the help of customs department or any other agency of the Government of India.
(vii) Conduct random inspection of dismantler or recycler or refurbisher.
(viii) Documentation, compilation of data on e-waste and uploading on websites of Central Pollution Control Board
(ix) Actions against violation of these rules.
(x) Conducting training programmes.
(xi) Submit Annual Report to the Ministry.
(xii) Enforcement of provisions regarding reduction in use of hazardous substances in manufacture of electrical and electronic equipment.
(xiii) Interaction with IT industry for reducing hazardous substances.
(xiv) Set and revise targets for compliance to the reduction in use of hazardous substance in manufacture of electrical and electronic equipment from time to time.
(xv) Any other function delegated by the Ministry under these rules from time to time.
2. State Pollution Control Boards or Committees of Union territories
(i) Inventorisation of e-waste.
(ii) Grant and renewal of authorisation to manufacturers, dismantlers, recyclers and refurbishers.
(iii) Monitoring and compliance of Extended Producer Responsibility - Authorisation as directed by Central Pollution Control Board and that of dismantlers, recyclers and refurbishers authorisation.
(iv) Conduct random inspection of dismantler or recycler or refurbisher.
(v) Maintain online information regarding authorisation granted to manufacturers, dismantlers, recyclers and refurbishers.
24 Sr. No AUTHORITY CORRESPONDING DUTIES
(vi) Implementation of programmes to encourage environmentally sound recycling.
(vii) Action against violations of these rules.
(viii) Any other function delegated by the Ministry under these rules.
3. Urban Local Bodies (Municipal Committee or Council or Corporation)
(i) To ensure that e-waste if found to be mixed with Municipal Solid Waste is properly segregated, collected and is channelised to authorised dismantler or recycler.
(ii) To ensure that e-waste pertaining to orphan products is collected and channelised to authorised dismantler or recycler.
4. Port authority under Indian Ports Act, 1908 (15 of 1908) and Customs Authority under the Customs Act, 1962 (52 of 1962)
(i) Verify the Extended Producer Responsibility - Authorisation.
(ii) Inform Central Pollution Control Board of any illegal traffic for necessary action.
(iii) Take action against importer for violations under the Indian Ports Act, 1908/Customs Act, 1962.
**** 25 FORM-1 [See Rules 5(1) (g), 13(1) (i), 13(1) (vi)] Applicable to producers seeking Extended Producer Responsibility - Authorisation The application form should contain the following information:
1. Name and full address along with telephone numbers, e-mail and other contact details of Producer (It should be the place from where sale in entire country is being managed) :
2. Name of the Authorised Person and full address with e-mail, telephone and fax number :
3. Name, address and contact details of Producer Responsibility Organisation, if any with full address, e-mail, telephone and fax number, if engaged for implementing the Extended Producer Responsibility :
4. Details of electrical and electronic equipment placed on market year-wise during previous 10 years in the form of Table 1 as given below:
:
Table 1: Details of Electrical and Electronic Equipment placed on the market in previous years - Code wise Sr.
No.
Electrical and Electronic Equipment Item Electrical and Electronic Equipment Code Quantity, number and weight placed on market (year-wise) A Information technology and telecommunication equipment:
1 Centralised data processing:
Mainframes, Minicomputers ITEW1 2 Personal Computing:
Personal Computers (Central Processing Unit with input and output devices) ITEW2 3 Personal Computing: Laptop Computers(Central Processing Unit with input and ITEW3 26 output devices) 4 Personal Computing:
Notebook Computers ITEW4 5 Personal Computing:
Notepad Computers ITEW5 6 Printers including cartridges ITEW6 7 Copying equipment ITEW7 8 Electrical and electronic typewriters ITEW8 9 User terminals and systems ITEW9 10 Facsimile ITEW10 11 Telex ITEW11 12 Telephones ITEW12 13 Pay telephones ITEW13 14 Cordless telephones ITEW14 15 Cellular telephones ITEW15 16 Answering systems ITEW16 B Consumer electrical and electronics:
17 Television sets (including sets based on (Liquid Crystal Display and Light Emitting Diode technology) CEEW1 18 Refrigerator CEEW2 19 Washing Machine CEEW3 20 Air-conditioners excluding centralised air conditioning plants CEEW4 21 Fluorescent and other Mercury containing lamps CEEW5 27
5. Estimated generation of Electrical and Electronic Equipment waste item-wise and estimated collection target for the forthcoming year in the form of Table 2 including those being generated from their service centres, as given below:
Table 2: Estimated generation of Electrical and Electronic Equipment waste item-wise and estimated collection target for the forthcoming year Sr.
No.
Item Estimated waste electrical and electronic equipment generation Number and weight Targeted collection Number and weight
6. Extended Producer Responsibility Plans:
(a) Please provide details of your overall scheme to fulfil Extended Producer Responsibility obligations including targets. This should comprise of general scheme of collection of used/waste Electrical and Electronic Equipment from the Electrical and Electronic Equipment placed on the market earlier such as through dealers and collection centres, Producer Responsibility Organisation, through buy-back arrangement, exchange scheme, Deposit Refund Scheme, etc. whether directly or through any authorised agency and channelising the items so collected to authorised recyclers.
(b) Provide the list with addresses along with agreement copies with dealers, collection centres, recyclers, Treatment, Storage and Disposal Facility, etc.
under your scheme.
7. Estimated budget for Extended Producer Responsibility and allied initiatives to create consumer awareness.
8. Details of proposed awareness programmes.
9. Details for Reduction of Hazardous Substances compliance (to be filled if applicable):
(a) Whether the Electrical and Electronic Equipment placed on market complies with the rule 16 (1) limits with respect to lead, mercury, cadmium, hexavalent chromium, polybrominated biphenyls and polybrominateddiphenyl ethers;
(b)Provide the technical documents (Supplier declarations, Materials declarations/Analytical reports) as evidence that the Reduction of Hazardous Substances (RoHS) provisions are complied by the product based on standard EN 50581 of EU;
(c) Documents required:
i. Extended Producer Responsibility plan;
ii. Copy of the permission from the relevant Ministry/Department for selling their product;
28 iii. Copies of agreement with dealers, collection centre, recyclers, Treatment, Storage and Disposal Facility, etc.;
iv. Copy of Directorate General of Foreign Trade license/permission as applicable;
v. Self-declaration regarding Reduction of Hazardous Substances provision;
vi. Any other document as required.
(Authorised signature) Place: __________ Date: __________ 29 FORM 1(a) [See rules 4(2), 8 (2), 13(2) (ii), 13(2) (vi) and 13(4) (i)] APPLICATION FOR OBTAINING AUTHORISATION FOR GENERATION OR STORAGE OR TREATMENT OR DISPOSAL OF E-WASTE BY MANUFACTURER OR REFURBISHER* From: ....................................
....................................
To The Member Secretary, ................. Pollution Control Board or……………… Pollution Control Committee ........................................................
........................................................
Sir, I / We hereby apply for authorisation/renewal of authorisation under rule 13(2) (i) to 13(2) (viii) and/or 13 (4) (i) of the E-Waste (Management) Rules, 2016 for collection/storage/ transportation/ treatment/ refurbishing/disposal of e-wastes.
For Office Use Only Code No. :
Whether the unit is situated in a critically polluted area as identified by Ministry of Environment and Forests (yes/no);
To be filled in by Applicant
1. Name and full address:
2. Contact Person with designation and contact details such as telephone Nos, Fax.
No. and E-mail:
3. Authorisation required for (Please tick mark appropriate activity/ies*)
(i) Generation during manufacturing or refurbishing*
(ii) Treatment, if any
(iii) Collection, Transportation, Storage
(iv) Refurbishing
4. E-waste details:
(a) Total quantity e-waste generated in MT/A
(b) Quantity refurbished (applicable to refurbisher)
(c) Quantity sent for recycling
(d) Quantity sent for disposal
5. Details of Facilities for storage/handling/treatment/refurbishing:
6. In case of renewal of authorisation previous authorisation no. and date and details of annual returns:
Place : __________ Signature ______________ (Name_________________) Date : __________ Designation: ___________ 30 Note:-
(1) * The authorisation for e-waste may be obtained along with authorisation for hazardous waste under the Hazardous Wastes (Management, Handling and Transboundary Movement) Rules, 2008, if applicable.
(2) Wherever necessary, use additional sheets to give requisite and necessary details.
31 FORM 1 (aa) [See rules 5 (6) and 13(1)(ii)] FORMAT OF EXTENDED PRODUCER RESPONSIBILITY - AUTHORISATION [Extended Producer Responsibility Authorisation for Producer of the Electrical & Electronic Equipment] Ref: Your application for Grant of Extended Producer Responsibility - Authorisation for following Electrical & Electronic Equipment under E-Waste (Management) Rules, 2016
1. Number of Authorisation:
Date:
2. M/s. ------------------- is hereby granted Extended Producer Responsibility - Authorisation based on:
(a) overall Extended Producer Responsibility plan
(b) proposed target for collection of e-waste
3. The Authorisation shall be valid for a period of ___ years from date of issue with following conditions:
(i) you shall strictly follow the approved Extended Producer Responsibility plan, a copy of which is enclosed herewith;
(ii) you shall ensure that collection mechanism or centre are set up or designated as per the details given in the Extended Producer Responsibility plan. Information on collection mechanism/centre including the state-wise setup should be provided;
(iii) you shall ensure that all the collected e-waste is channelised to authorised dismantler or recycler designated as per the details. Information on authorised dismantler or recycler designated state-wise should be provided;
(iv) you shall maintain records, in Form-2 of these Rules, of e-waste and make such records available for scrutiny by Central Pollution Control Board;
(v) you shall file annual returns in Form-3 to the Central Pollution Control Board on or before 30th day of June following the financial year to which that returns relates;
(vi) General Terms & Conditions of the Authorisation:
a. The authorisation shall comply with provisions of the Environment (Protection) Act, 1986 and the Rules made there under;
b. The authorisation or its renewal shall be produced for inspection at the request of an officer authorised by the Central Pollution Control Board;
c. Any change in the approved Extended Producer Responsibility plan should be informed to Central Pollution Control Board on which decision 32 shall be communicated by Central Pollution Control Board within sixty days;
d. It is the duty of the authorised person to take prior permission of the concerned State Pollution Control Boards and Central Pollution Control Board to close down the facility;
e. An application for the renewal of authorisation shall be made as laid down in sub-rule (vi) of rule of 13(1) the E-Waste (Management) Rules, 2016;
f. The Board reserves right to cancel/amend/revoke the authorisation at any time as per the Policy of the Board or Government.
Authorized signatory (with designation) To, Concerned Producer Copy to:
1. Member Secretary, Concerned State.
2. In-charge, concerned Zonal Office, Central Pollution Control Board.
33 FORM 1(bb) [See rules 4(2), 8(2)(a), 13(2) (iii) and 13(4)(ii)] FORMAT FOR GRANTING AUTHORISATION FOR GENERATION OR STORAGE OR TREATMENT OR REFURBISHING OR DISPOSAL OF E-WASTE BY MANUFACTURER OR REFURBISHER Ref: Your application for Grant of Authorisation
1. (a) Authorisation no. ................ and (b) date of issue ………………………….
2. ……..….…………………of……………………………is hereby granted an authorisation for generation, storage, treatment, disposal of e-waste on the premises situated at………………………………………… for the following:
a. quantity of e-waste;
b. nature of e-waste.
3. The authorisation shall be valid for a period from ……… to …………
4. The e-waste mentioned above shall be treated/ disposed off in a manner ............ at ..............
5. The authorisation is subject to the conditions stated below and such conditions as may be specified in the rules for the time being in force under the Environment (Protection) Act, 1986.
Signature ------------------------- Designation ---------------------- Date: -------------------- Terms and conditions of authorisation
1. The authorisation shall comply with the provisions of the Environment (Protection) Act, 1986, and the rules made thereunder.
2. The authorisation or its renewal shall be produced for inspection at the request of an officer authorized by the concerned State Pollution Control Board.
3. Any unauthorised change in personnel, equipment as working conditions as mentioned in the application by the person authorized shall constitute a breach of his authorisation.
4. It is the duty of the authorised person to take prior permission of the concerned State Pollution Control Board to close down the operations.
5. An application for the renewal of an authorisation shall be made as laid down in sub-rule (vi) of rule 13(2).
34 FORM-2 [See rules 4(4), 5(4), 6(5), 8(7), 9(2), 10(7), 11(8), 13 (1) (xi), 13(2)(v), 13(3)(vii) and 13 (4)(v)] FORM FOR MAINTAINING RECORDS OF E-WASTE HANDLED OR GENERATED Generated Quantity in Metric Tonnes (MT) per year
1. Name & Address:
Producer or Manufacturer or Refurbisher or Dismantler or Recycler or Bulk Consumer*
2. Date of Issue of Extended Producer Responsibility Authorisation*/ Authorisation*
3. Validity of Extended Producer Responsibility Authorisation*/ Authorisation*
4. Types & Quantity of ewaste handled or generated** Category Quantity Item Description
5. Types & Quantity of e-waste stored Category Quantity Item Description
6. Types & Quantity of e-waste sent to collection centre authorised by producer/ dismantler/recycler / refurbisher or authorised dismantler/recycler or refurbisher** Category Quantity Item Description
7. Types & Quantity of e-waste transported* Category Quantity Quantity Name, address and contact details of the destination
8. Types & Quantity of e-waste refurbished* Category Quantity Item Description Name, address and contact details of the destination of refurbished materials
9. Types & Quantity of e-waste dismantled* Category Quantity Item Description Name, address and contact details of the destination 35
10. Types & Quantity of e-waste recycled* Category Quantity Types & Quantity of materials recovered Item Description Quantity Name, address and contact details of the destination
11. Types & Quantity of ewaste sent to recyclers by dismantlers Category Quantity Item Description Name, address and contact details of the destination
12. Types & Quantity of other waste sent to respective recyclers by dismantlers/recyclers of e-waste Category Quantity Item Description Name, address and contact details of the destination
13. Types & Quantity of e-waste treated & disposed Category Quantity Item Description Name, address and contact details of the destination Note:-
(1) * Strike off whichever is not applicable
(2) Provide any other information as stipulated in the conditions to the authoriser
(3) ** For producers this information has to be provided state-wise 36 FORM-3 [See rules 4(5), 5(5), 8(6), 9(4), 10(8), 11(9), 13 (1) (xi), 13(2)(v), 13(3)(vii) and 13(4)(v)] FORM FOR FILING ANNUAL RETURNS [To be submitted by producer or manufacturer or refurbisher or dismantler or recycler by 30th day of June following the financial year to which that return relates].
Quantity in Metric Tonnes (MT) and numbers 1 Name and address of the producer or manufacturer or refurbisher or dismantler or recycler 2 Name of the authorised person and complete address with telephone and fax numbers and e-mail address 3 Total quantity of e-waste collected or channelised to recyclers or dismantlers for processing during the year for each category of electrical and electronic equipment listed in the Schedule I (Attach list) by PRODUCERS Details of the above TYPE QUANTITY No.
3(A)* BULK CONSUMERS: Quantity of ewaste 3(B)* REFURBISHERS: Quantity of e-waste:
3(C)* DISMANTLERS:
i Quantity of e-waste processed (Code wise);
ii. Details of materials or components recovered and sold;
iii. Quantity of e-waste sent to recycler;
iv. Residual quantity of e-waste sent to Treatment, Storage and Disposal Facility.
3(D)* RECYCLERS:
i. Quantity of e-waste processed (Code wise);
ii. Details of materials recovered and sold in the market;
iii. Details of residue sent to Treatment, Storage and Disposal Facility.
4 Name and full address of the destination with respect to 3(A)-3(D) above 5 Type and quantity of materials segregated or recovered from e-waste of different codes as applicable to 3(A)-3(D) Type Quantity ✔ Enclose the list of recyclers to whom e-waste have been sent for recycling.
Place_________________ 37 Date__________________ Signature of the authorised person Note:-
(1) * Strike off whichever is not applicable
(2) Provide any other information as stipulated in the conditions to the authoriser
(3) In case filing on behalf of multiple regional offices, Bulk Consumers and Producers need to add extra rows to 1 & 3(A) with respect to each office.
38 FORM-4 [See rules 13(3)(i) and 13(3)(vi)] APPLICATION FORM FOR AUTHORISATION OF FACILITIES POSSESSING ENVIRONMENTALLY SOUND MANAGEMENT PRACTICE FOR DISMANTLING OR RECYCLING OF E-WASTE (To be submitted in triplicate)
1. Name and Address of the unit
2. Contact person with designation, Tel./Fax
3. Date of Commissioning
4. No.of workers (including contract labour)
5. Consents Validity a. Water (Prevention and Control of Pollution) Act, 1974;
Valid up to _________________ b. Air (Prevention and Control of Pollution) Act, 1981;
Valid up to_________________
6. Validity of current authorisation if any e-waste (Management & Handling) Rules, 2011;
Valid up to _____________
7. Dismantling or Recycling Process Please attach complete details
8. Installed capacity in MT/year Products Installed capacity (MTA)
9. E-waste processed during last three years Year Product Quantity
10. Waste Management:
a. Waste generation in processing e-waste Please provide details material wise b. Provide details of disposal of residue.
Please provide details c. Name of Treatment Storage and Disposal Facility utilized for
11. Details of e-waste proposed to be procured from re-processing Please provide details
12. Occupational safety and health aspects Please provide details
13. Details of Facilities for dismantling both manual as well as mechanised:
39
14. Copy of agreement with Collection Centre
15. Copy agreement with Producer
16. Details of storage for dismantled e-waste
17. Copy of agreement with Recycler
18. Details of Facilities for Recycling
19. Copy of agreement with Collection Centre
20. Copy agreement with Producer
21. Details of storage for raw materials and recovered materials II. In case of renewal of authorisation, previous registration or authorisation no.
and date I hereby declare that the above statements or information are true and correct to the best of my knowledge and belief.
Signature Place:______________ Name:________________________ Date:______________ Designation:________________________ 40 Form-5 [See rule 18 (1)] FORM FOR ANNUAL REPORT TO BE SUBMITTED BY THE STATE POLLUTION CONTROL BOARD TO THE CENTRAL POLLUTION CONTROL BOARD To, The Chairman, Central Pollution Control Board, (Ministry of Environment And Forests) Government Of India, ‘Parivesh Bhawan’, East Arjun Nagar, Delhi- 110 0032
1. Number of authorised manufacturer, refurbisher, collection centre, dismantler and recycler for management of e-waste in the State or Union territory under these rules :
2. Categories of waste collected along with their quantities on a monthly average basis:
: Please attach as Annexure-I
3. A Summary Statement code-wise of e-waste collected : Please attach as Annexure-II
4. Details of material recovered from recycling of e-waste :
5. Quantity of CFL received at Treatment, Storage and Disposal Facility :
6. The above report is for the period from ……………to .............………………… Place: _________________ Date: ________________ Chairman or the Member Secretary State Pollution Control Board 41 Form-6 [See rule 19] E-WASTE MANIFEST
1. Sender’s name and mailing address (including Phone No.)
:
2. Sender’s authorisation No, if applicable.
:
3. Manifest Document No.
:
4. Transporter’s name and address : (including Phone No.)
5. Type of vehicle :
(Truck or Tanker or Special Vehicle)
6. Transporter/s registration No.
:
7. Vehicle registration No. :
8. Receiver’s name & address :
9. Receiver’s authorisation No, if applicable.
:
10. Description of E-Waste (Item, Weight/ Numbers) :
11. Name and stamp of Sender* (Manufacturer or Producer or Bulk Consumer or Collection Centre or Refurbisher or Dismantler):
Signature: Month Day Year
12. Transporter acknowledgement of receipt of E-Wastes Name and stamp: Signature: Month Day Year
13. Receiver* (Collection Centre or Refurbisher or Dismantler or Recycler) certification of receipt of E-waste Name and stamp: Signature: Month Day Year * As applicable Note:- Copy number with colour code
(1) Purpose
(2) Copy 1 (Yellow) To be retained by the sender after taking signature on it from the transporter and other three copies will be carried by transporter.
Copy 2 (Pink) To be retained by the receiver after signature of the transporter.
Copy 3 (Orange) To be retained by the transporter after taking signature of the receiver.
Copy 4 (Green) To be returned by the receiver with his/her signature to the sender 42 FORM 7 [See rule 22] APPLICATION FOR FILING APPEAL AGAINST THE ORDER PASSED BY CENTRAL POLLUTION CONTROL BOARD/STATE POLLUTION CONTROL BOARD
1. Name and address of the person making the appeal :
2. Number, date of order and address of the authority : (certified copy of the to which passed the order, against which appeal is order be attached)
3. Ground on which the appeal is being made :
4. Relief sought for :
5. List of enclosures other than the order referred in point 2 against which the appeal is being filed. :
Signature………………….
Name and address………….
Place:
Date:
____________________________________________________________________ Bishwanath Sinha Joint Secretary to Government of India (F No. 12-6/2013-HSMD) *************