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Section 13: General and specific due diligence

Pension Fund Regulatory and Development Authority(National Pension System Trust) Regulations, 2015Central Regulations · 2013

(1) The Board of Trustees shall exercise the following due diligence, namely:-

(a) it shall review the desirability of continuance of the pension fund if substantial irregularities are observed and recommend to the Authority its observations;

(b) it shall ensure that the trust property is properly protected, held and administered by the proper persons and by a proper number of such persons;

(c) it shall arrange for test checks of operational and service level agreements;

(d) it shall immediately report to the Authority of any special developments in the domestic pension fund industry.

(2) The Board of Trustees shall exercise the following specific due diligence, namely:-

(a) obtain internal audit reports at regular intervals from auditors appointed by the trustees and the intermediaries;

(b) obtain compliance certificates at regular intervals from all intermediaries under the National Pension System;

(c) hold meeting of trustees periodically;

(d) consider the reports of the auditor and compliance reports of all intermediaries, at the meetings of trustees for appropriate action;

(e) maintain records of the decisions of the trustees at their meetings and of the minutes of the meetings;

(f) ensure that the entities under the National Pension System adhere to the code of ethics;

(g) communicate in writing to all intermediaries of the deficiencies and for rectification of such deficiencies.

CHAPTER IV ACCOUNTS AND MAINTENANCE OF RECORDS

Where this provision sits

ActPension Fund Regulatory and Development Authority(National Pension System Trust) Regulations, 2015
Section13
Marginal noteGeneral and specific due diligence
JurisdictionCentral
StatusIn force as published by the source

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