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Section 7: Qualification and certification requirement

Pension Fund Regulatory and Development Authority (Retirement Adviser) Regulations, 2016Central Regulations · 2013

(a) The individual, proprietor, partners, trustees, members and representatives of a retirement adviser registered under these regulations, offering retirement advice shall possess the minimum qualifications of that being a Graduate in any discipline, at all times, and;

(b) Individuals and the proprietor, partners, trustees, members and representatives of retirement advisers to ensure that the individuals offering retirement advice shall, at all times, possess a valid certification on retirement planning or retirement advisory services from an Institute accredited by the Authority.

Provided that such certification shall not be mandatory in the following cases:

(i) an Investment Adviser registered with Securities and Exchange Board of India under its regulations

(ii) any Certified Financial Planner (CFP) or Associate Financial Planner (AFP)- Retirement Planning Certification/s, awarded by Financial Planning Standards Board India (FPSB India)

(iii) any other cases as specified by Authority.

Provided further that fresh certification or renewal of the existing certificate through completing continuous professional education by the accredited institute must be obtained before expiry of the validity of the existing ¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 23 certificate to ensure continuity in compliance with certification requirements.

Where this provision sits

ActPension Fund Regulatory and Development Authority (Retirement Adviser) Regulations, 2016
Section7
Marginal noteQualification and certification requirement
JurisdictionCentral
StatusIn force as published by the source

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