(1) Every applicant shall before any information is supplied or permission for inspection granted to him execute a bond of indemnity as nearly as may be in Form XX for the amount as hereinafter mentioned-
(a) the bond of indemnity for grant of information or inspection under any of the sub-rule (1) to (4) of Rule 29 shall be for twice the face value of the security or securities involved and the interest paid thereon from the date of issue and
(b) the bond of indemnity for grant of information or of permission for inspection under sub-rule (5) and (6) of Rule 29 shall be for such amount as may be determined by the Bank.
(2) Every applicant shall before any information is supplied to him under Rule 28 or 29 pay a fee of Re. 1 for each security in respect of which any information is supplied and a fee of Re. 1 shall be paid for each certified copy granted under Rule 29.
(3) The Bank may waive the execution of a bond of indemnity or may forego the fees either wholly or partly payable to the Bank under sub-rule (2) above or may do both.
[31. Fees.- The following fees shall be paid in respect of applications under section 11 of the Act, namely:
For each renewed, converted consolidated, sub-divided or duplicate security, 25 paise per cent of the face value of such security subject to a minimum of 10 paise and a maximum of one rupee.
Fee shall be payable in multiples of 5 paise, fractions of 212 paise and above shall be rounded off to the nearest multiple of 5 paise and those below 2112 paise ignored.
Provided that no fee shall be payable.
(a) in respect of the conversion of a Government promissory note or a bearer bond into stock certificate.
(b) in respect of issue of stock certificate or Treasury Savings Deposit Certificate or Defence Deposit Certificate or Defence Certificate on transfer, whether in part or in full, of another stock certificate, or, as the case may be, of Treasury Savings Deposit Certificate or Defence Deposit Certificate or Defence Certificates or on the consolidation of stock certificates or Treasury Savings Deposit Certificates or Defence Deposit Certificates or Defence Certificates; and
(c) in respect of the renewal of a note which bears no endorsement other than an endorsement by the Reserve Bank of India, the State Bank of India (or, the Imperial Bank of India or one of the banks constituted by the Presidency Banks Act, 1876), the Controller of the Currency, his Deputy or Assistant or an Accountant General, his Deputy or Assistant or an Assistant Accounts Officer, Posts and Telegraphs, and the renewal endorsement, when such renewal is required only on account of there being no further space on the note in which to record payment or enfacement for payment of interest.]
32. The Indian Securities Rules, 1935, shall cease to apply to those Central Government securities to which the Act and these rules apply.
The Schedule [See Rule 2(5)] Form I (See Rule 6) Form of Special Notes issued to[Rulers of former Indian States] Government per cent loan of Rs.
Percent, of (name of Loan) At Public Debt Office The [President of India] hereby promises to pay to........or his successor the...............of...................for the time being at the General Treasury at] Fort William on (here state the date of discharge of the loan)...............................Rupees ..........................and to pay to the said ..........................and his successors........................of for the time being, at the General Treasury above mentioned interest on such sum from the to the date on which the same shall become payable as aforesaid at the rate of.....................per cent per annum such interest to be paid by equal half-yearly payments on the................... and on the in every year. Provided always that the said principal sum of Rupees.....................or any part thereof and the right to receive the same and the interest thereon as aforesaid may at any time be transferred absolutely by the.....................for the time being entitled to receive the interest thereon and the President of India hereby agrees on surrender of this special note to issue to the said or any of His Successors................................of for the time being and holder of this note, promissory notes of the......................per cent. Loan of in the usual form for the whole or part of the said principal sum according to the request of the.............................making the surrender and to any transferee or transferees under the power aforesaid, promissory notes of the same loan in the usual form for the amount transferred and to the said................................................a special note in this form for any balance thereof not represented by the notes so issued.
Rs...................dated the..............date of..................20 Manager, Reserve Bank of India, Public Debt Office Governor, Reserve Bank of India, Form II (See Rule 7) Form of Transfer 1/We............................do hereby assign and transfer my/our interest or share in the Inscribed stock of the...................................... per cent. Government Loan of ....................amounting to Rs..................................being the amount/ a portion of the stock for Rs.........................as specified on the face of this instrument together with the accrued interest thereon unto............................his/ her/their executors, administrators or assigns, and I/we.......................................................... do freely accept the above stock transferred/to the extent it has been transferred............................................................................. to me/us.
I/We @..................................................hereby request that on my/ our @the aforesaid stock certificate/s @ the aforesaid stock certificate to the extent it has been transferred to me/us @ may be renewed in my/our @ names (s)/converted in my / our @ names (s).
**I/We@ hereby request that on the above transferee (s) ©being registered as the holder
(s) @ of the stock hereby transferred to him/them @, the aforesaid stock certificate to the extent it has not been transferred to him/them @ may be renewed in my/our@ name(s).
As witness our hand the......day of.......one thousand nine hundred and......Signed by the above named transferor in the presence of*..............(Transferor).................Address.............Signed by tire c bove named transferee in the presence of*.............
(Transferee)..............
Address:..........
Form III (See Rule 7) Form of Transfer for Operating on S.G.L. Account 1/We do hereby assign and transfer my/our interest or share in the Subsidiary Ledger Account No.....................of the...............per cent Government Loan of.......................amounting to Rs.....................being the entire balance/ portion outstanding at the credit of the aforesaid Account for Rs. as registered in the books of the Reserve Bank of India, Public Debt Office at.........................together with accrue interest thereon unto...........................his/their administrators or assigns and 1/we....................... do freely accept the above amount transferred to me /us.
As witness our hand the......................day of.................. one thousand nine hundred and Signed by the above-named Transferror presence of*.....................Signed by the above named Transferee.........(Seller).
Buyer).
@ Omit the alternative which does not apply.
** This paragraph to be used only when portion of a certificate is transferred.
* Signature, occupation and address of witness.]
1. Substituted by G.S.R. 1614, dated 7th November, 1964.
[Form IIIA] [See Rule 7(3A)] 1/We.......................do hereby assign and transfer my/our interest or share in the...........................per cent. Ten Year Treasury Savings Deposit Certificate/Defence Deposit Certificate No...........................for Rs........being the amount a portion of the said certificate for Rs...........together with the accrued interest thereon unto his/her/their executors administrators or assigns and [Transferee(s)] 1/We...........do freely accept the above certificate transferred] to the extent it has been transferred to me/us We, the transferrees do hereby declare that the above certificate transferred / to the extent it has been transferred to us shall be held jointly by us; we however, desire that the said certificate/to the extent it has been transferred to us, should be repayable to us jointly @/either or the survivor of us @
2.I/We....................................................[Transferee (s)] hereby declare that on/this this transfer being effected my/our holding in Treasury/transfer is being effected by way of Security/Pledge.
Savings Deposit Certificates and Defence Deposit Certificates would not exceed the maximum limit for holdings in Treasury Savings Deposit Certificates and Defence Deposit Certificates applicable to me/us.
3.I/We.................................[Transferee (s)] hereby request that on this transfer taking effect, the aforesaid certificate to the extent it has been transferred may be renewed in my/our name(s).
4.I/We.............................[Transferee (s)] hereby request than on this transfer taking effect, the aforesaid certificate to the extent it has not been transferred may be renewed in my/our name (s).
As witness our hand the........day of........one thousand nine hundred and............
Signed by the above named.............… [Name (s) of Transferor (s)] in the presence of .....… [Address (es) of transferor (s)] ................
(Signature of witness) [Signature (s) of Transferor(s)] Signed by the above named.........
[Name (s) of Transferee (s)] ....................
[Name (s) of Transferee (s)] [Signature of Transferee (s)] in the presence of...........
[Address(es) of transferee (s)] (Name, occupation and address of witness) (Signature of witness) Note. — Strike out what is not applicable.
This sentence may be canceled when the transfer is not to two adults.
@Omit the alternative which does not apply.
Form III B [See Rule 7A (2)] Nomination made under Section 9B(l) of the Act and Rule 7A
1.1,..........(name and address) nominate the following person/s who shall, on my death, have the right to receive payment of the amount for the time being due on the certificate specified below- Certificate Nominee Nature Distinguishing Denomination Date of purchase number Name Address Date of Birth 2* As...............the sole Nominee/Nominee No. above is a minor on this date, I appoint Shri/Smt./Kumari (name and address) to receive the amount for the time being due on the above certificate in the event of my death during the minority of the said nominee @...........
Place ..........
Date.........
Signature/Thumb Impression of the holder.
Signatures and address of witnesses.
1.
2.
3. **This nomination is in substitution of the nomination dated made by me and registered in your books on the..........which shall stand canceled on registration of this nomination.
Form III C [See Rule 7A(3)] Notice of cancellation of nomination under Section 9B(1) of the Act and Rule 7A I;.......(name and address) do hereby cancel the nomination dated..................made by me in respect of the following certificate and registered by the Public Debt Office on the......(date).
Particulars of the Certificate Place........
Date.........
Signature/Thumb Impression of holder.
Signatures and addresses of witnesses:
1.
2.
* Not to be filled in, unless nominee is a minor.
@ Name of the nominee.
** This paragraph may be struck out when the nomination is not in substitution of one ready made.]
[Form III D] [See Rule 7(5)] Form of Transfer I......................do hereby assign and transfer my interest in the within mentioned Defence Certificate unto...........................................(Transferee)his/her executors, administrators or assigns, and ......................(Transferee)do hereby accept the above certificate transferred to me.
As witness our hand the.................day of.....................one thousand nine hundered and..................
Signed by the above-named ........................
.......................
(Signature of Transferor) (Name of Transferor) In the presence of..................
...................
......................
(Signature of witness) (Name, occupation and address of witness) Signed by the above-named ...................
.......................
(Signature of Transferee) (Name of Transferor) In the presence of.....................
.......................
(Signature of witness) (Name, occupation and address of witness) Form III E [See Rule 7C(2)] Nomination made under Section 9B(1) of the Act and Rule 7C To The Manager, Reserve Bank of India, New Delhi I.....................nominate the following person (s) who shall, in (name of holder) the event of my death, have the right to receive the payment of the amount due on the maturity of the Government of India Defence Certificate(s) of the face value of Rupees..........specified below:— No. of the Certificate(s) Date of issue Place of issue Face Value Nominee(s) Name(s) Address Date of birth @2. As......................................the sole nominee (Nominee No.) above is a minor on this date, I appoint........................(name and address) to receive the amount due on the above Certificate(s) in the event of my death during the minority of the said nominee.
*3. This nomination is in substitution of the nomination dated..................made by me and registered with you, which shall stand cancelled on registration of this nomination.
Signatures and addresses of witnesses.
(1) .................................
...................................
(2) ..................................
...................................
Signature of holder.........
Name in full...........
(block letters) Address.......
Place....................
Dated, the...........19.
Form III F [See Rule 7C (3)] Notice of cancellation of nomination under Section 9B (1) of the Act and Rule 7C To The Manager, Reserve Bank of India New Delhi I....................................(Name of holder)do hereby cancel the nomination dated.,.............................made by me in respect of the following Defence Certificate (s) and registered by you on the...............(date) Particulars of Defence Certificate(s) Serial Number Number of the Certificate(s) Face Value of the Certificate(s) Place of Issue Date of Issue Place...............
Dated, the..........20 Signatures and addresses of witnesses
(1).........................
….........................
(2).........................
….........................
Signature of holder........
Address........
@ Please strike out unless nominee is a minor.
* This paragraph may be struck out when the nomination is not in substitution of an earlier one.
Form IV (See Rule 9) Receipt for interest on Government Promissory Notes Percent loan of............
Received from the Government Treasury at...............interest due on Promissory Notes as follows.— No. of Note N.B.
— If the number is in a fractional form, the upper No.
only need be quoted.
Amount of each note Amount of half-yearly interest For how many half-years interest is due due Total Amount due Date up to which interest is due [Name and address of holder of Notes] Rs. nP.] Total [Deduct-Income-tax at.....percent.]
Net amount payable [Rs. np.]
Total received (in words).........................................Signature........
(State whether holder or holder's attorney or administrator)..............
1. Substituted by G.S.R. 736 dated 5th June, 1962.
Form IV-A [See Rule 9(3-A)] Receipt for interest on Treasury Savings Deposit Certificates [Defence Deposit Certificates] .............per cent...............Treasury Savings Deposits Certificates [Defence Deposit Certificates] Received from the Government Treasury at...............interest due on Treasury Savings Deposit Certificates [Defence Deposit Certificates] as follows:— No.of Certificate Amount on each Certificate Amount of yearly For how many 3*** years interest is due Total amount due Date up to which Name of holder of Certificates interest interest is due [Rs. nP.
] Total [Deduct-Income-t ax at percent.]
Net amount payable [Rs. nP.
] Total received (in words) ....................Signature...................
(State whether holder or holder's attorney or administrator)........................]
Form IV-B [See Rule 9(3-A)] Indian Posts and Telegraphs Department (Receipt for interest on Defence Deposit Certificates) Received from the Post Office at...............interest due on............percent. Defence Deposit Certificate as follows.
No. of Certificate Amount of of each certificate Amount of yearly interest For how many years interest is due Total amount due Date up to which interest is due Name of holder of the Certificate Remarks Rs. P.
Total Rs.
Total received (in words)..........................by credit to my Savings Bank Account No.....(State whether holder or holder's attorney or administrator).
Signature of the holder.
Rs.................credited to the investors Savings Bank Account No............
(Signature) Postmaster Date stamp FORM IVC [See Rule 22(3)] Certified that............[Name (s) of the applicant(s)] is (are) the only legal heir (s) of the deceased..............(name of the deceased) the last holder of Government security (ies) .................form of the security (ies) No.(s)......of the.................(nomenclature of the loan) for Rs...........who died on the...........(here mention the date of death).The total face value of the holding of the deceased in Government securities at the time of his death did not exceed Rs. 5,000.Station:Date:
SEAL Signature of the District Magistrate.
Form V (See Rule 22) Security Bond This Agreement is made on the...................day of...............Between son of...........................resident of.........................of the one part and the Reserve Bank of India of the other part.
Whereas I/we am/are represe nt represent the true and lawful owner/s of the Government securities specified in hereto annexed.
And whereas I/we have applied to the Reserve Bank of India, Public Debt Office.............for...............of the said Government securities and the said Bank have consented so to do upon my/our giving security of Rs................to meet a claim by a rightful owner to the said securities in case there shall be such a claim. Now these Presents witness that in pursuance of the aforesaid agreement I/we hereby oblige myself/ ourselves to make good the claim of the rightful owner in respect of the said securities and I/we hereby further agree that this bond may be held by the said Bank and the said Bank may assign the Bond to the rightful owner of the said securities. In witness whereof 1/we have subscribed my/our name/names.......................day of.........................Signed by the within mentioned in the presence of ..........
Principal.
I/We Between son of resident of hereby undertake to make good any claim to the rightful owner of the Government securities mentioned in the Schedule hereto in case the principal/principals make/ makes default in payment of the claim by virtue of the above agreement. Signed by the with in mentioned in the presence of .........
Surety.
Schedule "A " referred to in the Bond Nature and description of the security Number Date of issue Amount Form VI [See Rule 24] Form of Endorsement for renewal of a Promissory Note Received in lieu here of a renewed note payable to (name of holder), with interest payable at.......................................[(Treasury /Sub-treasury).
Signature of the holder/duly authorised representative of (name of holder).....................]
[Form VI A] [Sec Rule 24] Form of Endorsement for renewal of a Treasury Savings Deposit Certificate [Defence Deposit Certificate] Received in lieu hereof a renewed certificate payable to (name of holder), with interest payable at..............................[Treasury/Sub-treasury/Head Post Office/Sub-Post-office.
Signature of the holder/duly authorised representative of (name of holder)..............]
[Form VI B] [See Rule 24] Form of Endorsement for renewal of a Defence Certificate Received in lieu hereof a renewed Defence Certificate payable to.................
"(name of the holder) Signature of the holder/duly authorised representative of.........
(name of holder)] [Form VI C] [See Rule 24] Form of Endorsement for renewal of Treasury Savings Deposit Certificate/Defence Deposit Certificate when it is desired to indicate on the face of the new certificate the name of a hank, Co-operative Society, etc., in addition to the name of holder Received in lieu hereof a renewed certificate payable to.........................(Name of the bank/Society) Account....................(Name of the holder) with interest payable at.............................
Signature of the holder/duly authorised representative of ...............
(Name of holder).
Form VII [See Rule 24] Form of Endorsement for sub-division of a Promissory note Received in lieu hereof notes for Rs.....................respectively payable to (name of holder), with interest payable at.....................[Treasury/Sub-treasury].
Signature of the holder/duly authorised representative of (name of holder)....................
[Form VII A] (See Rule 24) Form of Endorsement for sub-division of a Treasury Savings Deposit Certificate [Defence Deposit Certificate] Received in lieu hereof.......certificate for Rs.........respectively payable to (name of holders), with interest payable at...........Treasury.
Signature of the holder/duly authorised representative of (name of holder).........]
[Form VIIB] (See Rule 24) Forms of Endorsement for sub-division of Defence Certificate Received in lieu here of.....................Defence Certificate for Rs...........respectively payable to............................(name of holder) Signature of the holder/duly authorised representative of..................
(name of holder) Form VIII (See Rule 24) Forms of Endorsement for Consolidation of Promissory Notes Received in lieu hereof a new note payable to (name of holder) for Rs......................... by consolidation with promissory note or notes Nos.................................(mentioning the numbers and amounts or the other notes desired to be consolidated with it and Specifying the loan) with interest payable at........................[Treasury/Sub-treasury].
Signature of the holder/duly authorised representative of (name of holder).....................
[Form VIII A] (See Rule 24) Form of Endorsement for Consolidation of Treasury Savings Deposit Certificates [Defence Deposit Certificates] Received in lieu hereof a new certificate payable to (name of holder) for Rs................by consolidation with certificate or certificates Nos.....................(mentioning the numbers and amounts of the other certificates desired to be consolidated with it) with interest payable at 3[Treasury/Sub-treasury/Held Post Office/Sub-Post Office.]
Signature of the holder/duly authorised representative of (name of holder)......]
[Form VIII B (See Rule 24) Form of Endorsement for consolidation of Defence Certificates Received in lieu hereof a new Defence Certificate payable to.................(name of holder) for Rs by consolidation with Certificate or Certificates Nos..... (mention here the numbers and amounts of the other certificates desired to be consolidated with it.).
Signature of the holder/duly authorised representative of............(name of holder).
Form IX (See Rule 24) Form of Endorsement for Conversion of Promissory Notes into Bearer Bonds Received in lieu hereof and of notes numbers..........................in the loan of......of the value of..............Rs a bearer bond (or bonds) of Rs..............each amounting to Rs.................with interest payable at Treasury.
Signature of the holder/duly authorised representative of (name of holder)........… Form X (See Rule 24) Form of Endorsement of the renewal of Stock Certificate Received in lieu hereof a renewed stock certificate of the....................per cent. loan of............for Rs............in the name of.....................with interest payable at............................[Treasury/Sub-treasury].
Signature of the registered holder/duly authorised representative of (name of registered holder).....
Form XI (See Rule 24) Form of Endorsement for subdivision of a Stock Certificate Received in lieu of this stock certificate,.....................stock certificates for Rs...................respectively of the per cent,......................loan of.........................with interest payable at..........[Treasury/Sub-treasury].
Signature of the registered holder/duly authorised representative of (name of registered holder)............
Form XII (See Rule 24) Form of Endorsement for Consolidation of Stock Certificates Received in lieu of stock certificates Nos........................for Rs.................. respectively of the ........................per cent. loan of.....................a stock certificate for Rs.................of the.................per cent, loan of.............with interest payable at...............[Treasury/Sub-treasury].
Signature of the registered holder/duly authorised representative of (name of registered holder).............
Form XIII (Sec Rule 24) Form of Endorsement for Conversion of Stock Certificates into Promissory Notes Received in lieu of this certificate, promissory notes of Rs...................each (together with a new stock certificate for the balance amounting to Rs.) with interest payable at...........[Treasury/Sub-treasury].
Signature of the registered holder/duly authorised representative of (name of registered holder)..............
Form XIV (See Rule 24) Form of Endorsement for Conversion of Stock Certificates into Bearer Bonds Received in lieu of this stock certificate,..................bearer bond of Rs.......................each (together with a new stock certificate for the balance amounting to Rs.) with interest payable at......................Treasury.
Signature of the registered holder/duly authorised representative of (name of registered holder)....................
Form XV (See Rule 24) Form of Endorsement of the Renewal of Treasury Bill Received in lieu hereof a renewed Treasury Bill for Rs................payable to Signature of the holder/duly authorised representative of (name of holder)....… Form XVI (See Rule 7) Form of Endorsement for Conversion of a Note in the Special Form into a Promissory.
Note in the Ordinary Form by a Transferee Received in lieu hereof a Promissory Note/s in the ordinary from of the per cent. loan of..................for Rs...........in the name of (name of transferee)..............with interest payable at............................[Treasury/Sub-treasury].
Signature of the transferee/duly authorised representative of (name of transferee).............
Form XVII (See Rule 24) Form of Endorsement for Renewal of a Special Note Received in lieu hereof a renewed note in the special form of the..............percent loan of for Rs……….payable to........(here mention the correct designation of the Ruler without mention of his personal name), or his successor for the time being with interest payable at..................[Treasury/Sub-treasury].
Signature of the holder/duly authorised representative of (name of holder).....................
Form XVII (See Rule 24) Form of Endorsement for sub-division of a Special Note Received in lieu of this special note,..................notes in the special form for Rs...............respectively of the per cent, loan of payable to (here mention the correct designation of the Ruler without mention of his personal name) or his successors for the time being with interest payable at......[Treasury/Sub-treasury].
Signature of the holder/duly authorised representative of (name of holder) Form XVIII (See Rule 24) Form of Endorsement for sub-division of a Special Note Received in lieu of this special note,..................notes in the special form for Rs................. respectively of the..................per cent, loan of.................payable to......................(here mention the correct designation of the Ruler without mention of his personal name) or his successors for the time being with interest payable at.................[Treasury/Sub-treasury].
Signature of the holder/duly authorised representative of (name of holder)
1. Substituted by G.S.R. 109, dated 13th January, 1966.
Form XIX (See Rule 24) Form of Endorsement for Consolidation of Special Notes Received in lieu hereof a new note in the special form for Rs....................of the...................per cent.......................loan of.....................payable to (here mention the correct designation of the Ruler without mention of his personal name) or his successors for the time being by consolidation with note or notes in the special form Nos (mentioning the numbers and amounts of the other notes, desired to be consolidated with it) and specifying the loan with interest payable at........................[Treasury/Sub-Treasury].
Signature of the holder/duly authorised representative of (name of holder)............
Form XX (See Rule 30) Form of Indemnity Bond Whereas I/we................................son of.............................resident at.........................(and son of resident at claim to be entitled (Here state in what capacity claim to the notes is made) to the G.P. Notes (s) and/or security(ies) specified in the Schedule hereunder written and have represented to the Reserve Bank of India, Public Debt Office, that the said G.P.
Note (s) and/or security (ies) has/have been................and have applied to the Reserve Bank of India, Public Debt Office,.............for an inspection of the said note(s) and/or security (ies) and also for all other information and particulars respecting the said note(s) and/or security(ies) and whereas the Reserve Bank of India, Public Debt Office.........................has agreed to give inspection and to afford to me/us all information and particulars affecting the said note(s) and/or security(ies) I/we oblige myself/ourselves my/our heirs and assigns whatsoever (To be omitted if bond taken from one person only) (jointly and severally) to guarantee and defend and relieve the Reserve Bank of India, Public Debt Office.
and the2***Government to the extent of Rs.*..........................from all and any claim, question and expenses which may be raised against or incurred by the Reserve Bank of India, Public Debt Office, ...............or the Government in reference to the said note(s) and/or security (ies) In witness hereof I/we have subscribed my/our name(s) this................day of...
Signed by the within mentioned in the presence of Applicant's Signature.
The Schedule referred to in the foregoing Bond