(1) Every specified listed company shall make an application to the Designated Service Provider in accordance with 2[sub-regulation (1) or sub-regulation (2), as the case may be, of regulation 12] for allotment of unique identification numbers for itself and for its related persons.
(2) Every public company specified in the notification issued under regulation 5 and which intends to get its securities listed in a recognized stock exchange shall make an application to the Designated Service Provider for allotment of unique identification numbers for itself and for the related persons mentioned in 3[clause (b) of regulation 5] simultaneously with the filing of the offer document with the Central Listing Authority.
Application by specified investor
9. Every specified investor shall make an application to the Designated Service Provider in accordance with 4[sub-regulation (1) or sub-regulation (2), as the case may be, of regulation 12] for allotment of a unique identification number.
Person holding a unique identification number not required to obtain another unique identification number
10. Notwithstanding anything contained in these regulations, no person shall be obliged to apply for or be allotted another unique identification number, if he already holds a unique identification number allotted to him under these regulations in any other capacity :
Provided that where any person holding a unique identification number subsequently becomes an intermediary or a listed company or a related person of any of them, he shall disclose such fact to the Designated Service Provider.
1 Substituted for “sub-regulation (1) of regulation 12” by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004.
2 Substituted for “sub-regulation (2) of regulation 12” by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004.
3 Substituted for “clause (b) of regulation 4”, by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004.
4 Substituted for “sub-regulation (3) of regulation 12”, by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004.
Page 10 of 13 Maintenance of records
11. The Designated Service Provider shall maintain such books, records and documents, in such manner and for such period as may be specified by the Board.
Chapter III GRANT AND REVOCATION OF UNIQUE IDENTIFICATION NUMBERS Format of application