Section 28A

SEBI (Merchant Bankers) Regulations, 1992 Last amended on March 6, 2017Central Regulations · 1992

(1) Every merchant banker shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions, etc., issued by the Board or the Central Government and for redressal of investors‘ grievances.

(2) The compliance officer shall immediately and independently report to the Board any non-compliance observed by him and ensure that the observations made or deficiencies pointed out by the Board on/in the draft prospectus or the letter of offer as the case may be, do not recur.]

CHAPTER IV PROCEDURE FOR INSPECTION Board’s right to inspect.

Where this provision sits

Act	SEBI (Merchant Bankers) Regulations, 1992 Last amended on March 6, 2017
Section	28A
Jurisdiction	Central
Status	In force as published by the source

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