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Section 15C: Penalty for failure to redress investors‟ grievances.

The Securities and Exchange Board of India Act, 1992Central Act · Act 15 of 1992

[15C. Penalty for failure to redress investors’ grievances.—If any listed company or any person who is registered as an intermediary, after having been called upon by the Board in writing [including by by any means of electronic communication], to redress the grievances of investors, fails to redress such grievances within the time specified by the Board, such company or intermediary shall be liable to a penalty [which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of one crore rupees].]

Where this provision sits

ActThe Securities and Exchange Board of India Act, 1992
Section15C
Marginal notePenalty for failure to redress investors‟ grievances.
JurisdictionCentral
StatusIn force as published by the source
Judgments citing it2

How this provision has been amended

Taken from the footnotes printed with the provision by the source. Where a footnote names the amending instrument, it is quoted as printed.

  • substituted, Act 59 of 2002. . Subs. by Act 59 of 2002, s. 11, for section 15C (w.e.f. 29-10-2002).
  • inserted, Act 23 of 2019. . Ins. by Act 23 of 2019, s. 183 (w.e.f. 20-1-2020).
  • substituted, Act 27 of 2014. . Subs. by Act 27 of 2014, s. 8, for certain words (w.e.f. 8-9-2014).

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