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Section 68

the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017Central Regulations · 1992

(1) Any person who has been operating a collective investment scheme atthe time of commencement of these regulations shall be deemed to be anexisting collective investment scheme and shall also comply with theprovisions of this Chapter.

Explanation :The expression ‗operating a collective investment scheme‘shall include carrying out the obligations undertaken in the various documentsentered into with the investors who have subscribed to the 187 [collective investment scheme].

(2) An existing collective investment scheme shall make an application to theBoard in the manner specified in regulation 5.

(3) The application made under sub-regulation (2) shall be dealt with in any ofthe following manner:

(a) by grant of provisional registration by the Board under sub-regulation(1) of regulation 71;

(b) by grant of a certificate of registration by the Board underregulation 10;

(c) by rejection of the application for registration by the Boardunder regulation 12.

No 188 [collective investment scheme] to be launched until grant of registration

69. No existing collective investment scheme shall launch any new 189 [collective investment scheme] orraise money from the investors even under the existing 190 [collective investment scheme], unless acertificate of registration is granted to it by the Board under regulation 10.

Consideration of application for grant of provisional registration

Where this provision sits

Actthe Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017
Section68
JurisdictionCentral
StatusIn force as published by the source

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