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Section 17A

the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993. Last amended on May 07, 2019Central Regulations · 1992

(1) Every debenture trustee shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions, etc., issued by the Board or the Central Government and for redressal of investors’ grievances.

(2) The compliance officer shall immediately and independently report to the Board any non-compliance observed by him.]

67[(3) The compliance officer shall report any non-compliance, of the requirements specified in the listing agreement with respect to debenture issues and debenture holders, by the body corporate to the Board.]

68[(4) The Compliance Officer so appointed shall obtain certification in terms of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 or as may be specified by the Board.]

Information to the Board.

Where this provision sits

Actthe Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993. Last amended on May 07, 2019
Section17A
JurisdictionCentral
StatusIn force as published by the source

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