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Section 27

Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Last amended on June 04, 2019Central Regulations · 1992

(1) Every director of a depository shall abide by the Code of Conduct specified under Part-B of Third Schedule of these regulations.

(2) Every director and key management personnel of a depository shall abide by the Code of Ethics specified under Part-C of Third Schedule of these regulations.

(3) Every director and key management personnel of a depository shall satisfy the fit and proper person criteria at all times as per sub-regulation (2) of regulation 23.

(4) The Board may, for any failure by the directors to abide by these regulations or the Code of Conduct or Code of Ethics or in case of any conflict of interest, either upon a reference from the depository or suo motu, take appropriate action including removal or termination of the appointment of any director, after providing him a reasonable opportunity of being heard.

Compensation and tenure of key management personnel

Where this provision sits

ActSecurities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Last amended on June 04, 2019
Section27
JurisdictionCentral
StatusIn force as published by the source

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