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Section 27

the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019Central Regulations · 1992

(1) Every foreign portfolio investor shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines and instructions issued by the designated depository participant or the Board or the Central Government:

Provided that in case of a foreign portfolio investor who is an individual, such individual shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines and instructions issued by the designated depository participant or the Board or the Central Government.

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(2) The compliance officer shall immediately and independently report any non-compliance observed by him to the Board and the designated depository participant.

Investment advice in publicly accessible media.

Where this provision sits

Actthe Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019
Section27
JurisdictionCentral
StatusIn force as published by the source

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