Section 15

the Securities and Exchange Board of India (Research Analysts) Regulations, 2014.(last amended on December 08, 2016)Central Regulations · 1992

(1) Research analyst or research entity shall have written internal policies and control procedures governing the dealing and trading by any research analyst for:

(i) addressing actual or potential conflict of interest arising from such dealings or trading of securities of subject company;

(ii) promoting objective and reliable research that reflects the unbiased view of research analyst; and Page 13 of 35

(iii) preventing the use of research report or research analysis to manipulate the securities market.

(2) Research analyst or research entity shall have in place appropriate mechanisms to ensure independence of its research activities from its other business activities.

Limitations on trading by research analysts.

Where this provision sits

Act	the Securities and Exchange Board of India (Research Analysts) Regulations, 2014.(last amended on December 08, 2016)
Section	15
Jurisdiction	Central
Status	In force as published by the source

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