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Section 24

the Securities and Exchange Board of India (Research Analysts) Regulations, 2014.(last amended on December 08, 2016)Central Regulations · 1992

(1) Research analyst or research entity shall maintain an arms-length relationship between its research activity and other activities.

(2) Research analyst or research entity shall abide by Code of Conduct as specified in Third Schedule.

(3) In case of change in control of the research analyst or research entity, prior approval from the Board shall be taken.

(4) Research analyst or research entity shall furnish to the Board information and reports as may be specified by the Board from time to time.

(5) It shall be the responsibility of the research analyst or research entity to ensure that its employees or partners, as may be applicable, comply with the certification and qualification requirements under regulation 7 at all times.

Maintenance of records.

Where this provision sits

Actthe Securities and Exchange Board of India (Research Analysts) Regulations, 2014.(last amended on December 08, 2016)
Section24
JurisdictionCentral
StatusIn force as published by the source

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