Section 17A

the Securities and Exchange Board of India (Underwriters) Regulations, 1993. Last amended on March 6, 2017Central Regulations · 1992

(1) Every underwriter shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions, etc., issued by the Board or the Central Government and for redressal of investors’ grievances.

(2) The compliance officer shall immediately and independently report to the Board any non-compliance observed by him.]

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Where this provision sits

Act	the Securities and Exchange Board of India (Underwriters) Regulations, 1993. Last amended on March 6, 2017
Section	17A
Jurisdiction	Central
Status	In force as published by the source

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