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Section 15

the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017Central Regulations · 1992

(1) The Collective Investment Management Company shall preparequarterly reports (i.e., as at the end of March, June, September andDecember) on its activities and the position regarding compliance with theseregulations and submit the same to the trustees within one month of the expiry of each quarter.

(2) The Collective Investment Management Company shall file with thetrustee and the Board—

(a) particulars of all its directors along with their interest in othercompanies within fifteen days of their appointment; and

(b) any change in the interests of directors, within fifteen days ofsuch change.

(3) The Collective Investment Management Company shall furnish a copy ofthe Balance Sheet, Profit and Loss Account and a copy of the summary of theyearly appraisal report to the unit holders within two months from the closureof financial year.

(4) The Collective Investment Management Company shall furnish to theBoard and the trustee such information and documents to the Board and thetrustee as may be required by them concerning the affairs of the 34 [collective investment scheme].

CHAPTER IV TRUSTEES AND THEIR OBLIGATIONS Trust Deed to be registered under the Registration Act

Where this provision sits

Actthe Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017
Section15
JurisdictionCentral
StatusIn force as published by the source

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