CourtMesh

Section 34

the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017Central Regulations · 1992

(1) The subscription amount received shall be kept in a separate bankaccount in the name of the 103 [collective investment scheme] and shall be utilised for—

(a) adjustment against allotment of units only after the trustee hasreceived a statement from the registrars to the issue and sharetransfer agent regarding minimum subscription amount, as stated inthe offer document, having been received from the public, or

(b) for refund of money in case minimum subscription amount, asstated in the offer document, has not been received or in case ofover-subscription.

(2) The minimum subscription amount as specified in the offer document shallnot be less than the minimum amount, as specified by the appraising agency,needed for completion of the project for which the 104 [collective investment scheme] is being launched.

(3) The moneys credited to the account of the 105 [collective investment scheme] shall be utilised for thepurposes of the 106 [collective investment scheme] and as specified in the offer document.

(4) Any unutilised amount lying in the account of the 107 [collective investment scheme] shall beinvested in the manner as disclosed in the offer document.

102Substituted by the SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014,w.e.f. 9-1-2014.

103ibid.

104ibid.

105ibid.

106ibid.

Investments and segregation of funds

35. The Collective Investment Management Company shall:

(a) not invest the funds of the 108 [collective investment scheme] for purposes other than theobjective of the 109 [collective investment scheme] as disclosed in the offer document.

(b) segregate the 110 [collective investment scheme] assets of different s 111 [collective investment scheme]s.

(c) not invest corpus of a 112 [collective investment scheme] in other 113 [collective investment scheme]s.

(d) not transfer funds from one 114 [collective investment scheme] to another 115 [collective investment scheme]:

Provided that inter-scheme transfer of 116 [collective investment scheme] property may bepermitted at the time of termination of the 117 [collective investment scheme] with priorapproval of the trustee and the Board.

Listing of 118 [collective investment scheme]s

36. The units of every 119 [collective investment scheme] shall be listed immediately after the date ofallotment of units and not later than six weeks from the date of closure of the 120 [collective investment scheme] on each of the stock exchanges as mentioned in the offer document.

Winding up of 121 [collective investment scheme]

Where this provision sits

Actthe Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999. Last amended on March 06, 2017
Section34
JurisdictionCentral
StatusIn force as published by the source

Find the provision, not just read it

The full text above is free, and it stays free. What a free CourtMesh account adds is everything you cannot do by reading one page at a time:

  • Search 49,000+ Central and State enactments by what a provision says, not by its number
  • Jump from any section to every judgment that has applied it
  • Search 300 million+ Indian court records alongside the statute
  • Ask a research agent to find and read the case law on a provision for you

Free account. No card. About a minute to create.

Create a free account

Need this as data, not as a page? the Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1… is one of 49,000+ enactments on CourtMesh. The Indian court cases API serves the case law that cites these provisions over JSON, with API documentation and plans and pricing. See also the judgment library.